HOWARD KENT

CIK 1429127 · Chairman of the Board · last filed 2023-07-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.95M

Companies

3

Total Filings

141

Lifetime Open-Market Net

$1.69M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MALVERN BANCORP, INC. (MLVF) Delisted Director 0 $16.97 $0 $2.52M 60 2023-07-17
CNOB Director 154,571 $32.00 $4.95M -$3.25M 6 2015-04-01
ConnectOne Bancorp, Inc. (CNBC) Delisted Director 218,370 $2.42M 75 2013-10-03

Recent Filings · Page 10 of 15

141 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-08-17 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +1,000 $9.4K EDGAR
2011-08-16 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +1,000 $9.4K EDGAR
2011-08-10 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +1,000 $9.6K EDGAR
2011-08-08 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +2,000 $19.9K EDGAR
2011-03-16 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +1,750 $15.9K EDGAR
2011-03-08 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +9,250 $83.9K EDGAR
2011-03-07 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +4,500 $40.9K EDGAR
2011-03-02 ConnectOne Bancorp, Inc. (CNBC) Delisted Grant (A) $0 EDGAR
2011-03-02 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +250 $2.3K EDGAR
2011-02-24 ConnectOne Bancorp, Inc. (CNBC) Delisted Buy (P) +3,000 $27.2K EDGAR
Showing 91100 of 141
Page 10 of 15
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.