P LEE POSEIDON

CIK 1438140 · last filed 2017-08-31

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.73M

Companies

1

Total Filings

22

Lifetime Open-Market Net

$158.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ARIS Director 118,315 $14.59 $1.73M $158.1K 9 2017-01-12

Recent Filings · Page 2 of 3

22 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-04-03 Grant (A) +3,317 $0
2013-01-22 Grant (A) +5,164 $8.6K
2013-01-14 Grant (A) +9,000 $14.8K
2013-01-03 Grant (A) +5,000 $7.6K
2012-10-31 Exer (M) +9,000 $6.9K
2012-10-24 Buy (P) +790 $695
2012-04-05 Exer (M) +9,000 $6.4K
2012-01-03 Grant (A) $0
2011-06-21 Buy (P) +7,710 $4.4K
2011-01-21 Grant (A) $0
Showing 1120 of 22
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.