Brendan Gau

CIK 1466489 · Exec.VP & Chief Investment Of. · last filed 2015-11-24

Brendan Gau is an Exec.VP & Chief Investment Of. who has filed 15 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing, for AMSF, was dated Nov 24, 2015. Across all open-market trades the lifetime net is −$2.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $820.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$820.1K

Companies

1

Total Filings

15

Lifetime Open-Market Net

-$2.11M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AMSF	Exec.VP & Chief Investment Of.	27,119	$30.24	$820.1K	-$2.11M	15	2015-11-24

Recent Filings

15 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-11-24	AMSF	Mixed	—	-$336.4K	EDGAR
2015-11-24	AMSF	Mixed	—	-$977.3K	EDGAR
2015-11-24	AMSF	Mixed	—	-$16.7K	EDGAR
2015-11-13	AMSF	Mixed	—	-$69.0K	EDGAR
2015-11-12	AMSF	Mixed	—	-$23.5K	EDGAR
2015-11-09	AMSF	Mixed	—	-$1.37M	EDGAR
2015-11-04	AMSF	Mixed	—	-$471.7K	EDGAR
2015-03-05	AMSF	Grant (A)	+1,124	$0	EDGAR
2014-03-11	AMSF	Mixed	—	-$17.0K	EDGAR
2014-03-06	AMSF	Mixed	—	-$149.3K	EDGAR

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.