Malcolm Appelbaum

CIK 1469901 · Chief Financial Officer · last filed 2013-04-09

Malcolm Appelbaum is a Chief Financial Officer who has filed 10 SEC Form 4 insider transactions across 1 company since 2009. The most recent filing, for GSM, was dated Apr 9, 2013. Across all open-market trades the lifetime net is −$579.1K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $23.1K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$23.1K

Companies

1

Total Filings

10

Lifetime Open-Market Net

-$579.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
GSM	Chief Financial Officer	7,307	$3.15	$23.1K	-$579.1K	10	2013-04-09

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2013-04-09	GSM	Grant (A)	—	$0	EDGAR
2012-09-18	GSM	Sell (S)	−19,000	-$316.6K	EDGAR
2012-09-04	GSM	Mixed	—	-$2.79M	EDGAR
2012-08-27	GSM	Mixed	—	-$2.79M	EDGAR
2011-12-02	GSM	Grant (A)	—	$0	EDGAR
2011-08-15	GSM	Grant (A)	—	$0	EDGAR
2011-06-20	GSM	Mixed	+19,307	-$427.0K	EDGAR
2011-04-13	GSM	Grant (A)	—	$0	EDGAR
2010-06-11	GSM	Buy (P)	+5,000	$50.0K	EDGAR
2009-08-25	GSM	Buy (P)	+2,000	$14.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.