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Kathleen Shea-Ballay

CIK 1495118 · GC and Chief Legal Officer · last filed 2026-06-23

Kathleen Shea-Ballay is a GC and Chief Legal Officer who has filed 16 SEC Form 4 insider transactions across 3 companies since 2013. The most recent filing, for UGI, was dated Jun 23, 2026. Across all open-market trades the lifetime net is −$852.5K, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

16

Lifetime Open-Market Net

-$852.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UGI GC and Chief Legal Officer 0 $33.99 $0 -$852.5K 3 2026-06-23
UGI CORP /PA/ (UGIC) Delisted GC and Chief Legal Officer — $57.78 — $0 1 2024-01-03
Energy Transfer Operating, L.P. (SXL) Delisted Sr. VP & General Counsel 58,243 — — $0 11 2016-12-14

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-06-23 UGI Mixed — -$228.6K EDGAR
2026-06-18 UGI Notice (144) −25,360 -$852.5K EDGAR
2026-01-05 UGI Grant (A) — $0 EDGAR
2025-01-03 UGI Grant (A) — $0 EDGAR
2024-01-03 UGI CORP /PA/ (UGIC) Delisted Grant (A) — $0 EDGAR
2016-12-14 Energy Transfer Operating, L.P. (SXL) Delisted Grant (A) — $0 EDGAR
2016-12-07 Energy Transfer Operating, L.P. (SXL) Delisted Mixed +7,672 -$83.7K EDGAR
2015-12-08 Energy Transfer Operating, L.P. (SXL) Delisted Mixed +1,509 -$38.3K EDGAR
2015-02-17 Energy Transfer Operating, L.P. (SXL) Delisted Mixed +15,885 -$384.2K EDGAR
2014-12-22 Energy Transfer Operating, L.P. (SXL) Delisted Mixed +1,439 -$65.4K EDGAR
Showing 1–10 of 16
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.