Richard A Petrocelli

CIK 1496743 · CFO & Chief Operating Officer · last filed 2018-09-27

Richard A Petrocelli is a CFO & Chief Operating Officer who has filed 9 SEC Form 4 insider transactions across 3 companies since 2010. Across all open-market trades the lifetime net is +$549.6K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $855.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$855.6K

Companies

3

Total Filings

9

Lifetime Open-Market Net

$549.6K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Oaktree Strategic Income Corp (FSC) Delisted	Chief Financial Officer	4,000	—	—	$32.5K	2	2014-12-15
Oaktree Specialty Lending Corp (FSFR) Delisted	Chief Financial Officer	17,000	—	—	$17.0K	1	2014-12-04
SAR	CFO, Secretary, CCO	47,373	$18.06	$855.6K	$500.0K	1	2010-08-03

Recent Filings

9 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2018-09-27	—	Buy (P)	+977	$20.0K
2018-07-03	—	Buy (P)	+12,500	$250.0K
2017-07-26	—	Buy (P)	+250	$5.0K
2017-07-21	—	Buy (P)	+20,000	$400.0K
2017-07-11	—	Buy (P)	+5,000	$100.0K
2014-12-15	Oaktree Strategic Income Corp (FSC) Delisted	Buy (P)	+2,000	$20.1K	EDGAR
2014-12-04	Oaktree Specialty Lending Corp (FSFR) Delisted	Buy (P)	+2,000	$17.0K	EDGAR
2014-08-25	Oaktree Strategic Income Corp (FSC) Delisted	Buy (P)	+1,000	$12.4K	EDGAR
2010-08-03	SAR	Buy (P)	+328,947	$500.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.