Ronin Capital, LLC

CIK 1512282 · last filed 2020-03-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$136.58M

Companies

3

Total Filings

27

Lifetime Open-Market Net

-$24.94M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XNCR 10%+ Owner 10,102,430 $12.78 $129.11M -$21.29M 18 2020-03-23
AWRE 10%+ Owner 4,621,368 $1.60 $7.39M -$2.75M 6 2020-03-16
TOPS 10%+ Owner 75,350 $0.96 $72.3K -$892.5K 3 2016-09-01

Recent Filings · Page 3 of 3

27 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-11-03 AWRE Mixed -$3.00M EDGAR
2016-09-27 XNCR Sell (S) −80,000 -$2.06M EDGAR
2016-09-01 TOPS Sell (S) −35,900 -$139.5K EDGAR
2016-08-30 XNCR Sell (S) −48,702 -$1.05M EDGAR
2016-08-29 TOPS Mixed +54,869 $45.3K EDGAR
2016-08-25 TOPS Mixed −27,116 -$175.3K EDGAR
2015-01-05 AWRE Exer (M) +10,000 $0 EDGAR
Showing 2127 of 27
Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.