Darby E Shupp

CIK 1516392 · last filed 2017-02-02

Darby E Shupp is a corporate insider who has filed 10 SEC Form 4 insider transactions across 2 companies since 2015. The most recent filing shows the insider disposed of $391.4K of RBA on Feb 2, 2017. Across all open-market trades the lifetime net is +$8.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $16.5K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$16.5K

Companies

2

Total Filings

10

Lifetime Open-Market Net

$8.00M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
RBA	Director	0	$93.82	$0	$0	1	2017-02-02
RKDA	Director	25,249	$0.65	$16.5K	$8.00M	2	2016-08-22

Recent Filings

10 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2017-02-02	RBA	Disp (D)	−39,135	-$391.4K	EDGAR
2016-08-22	RKDA	Grant (A)	—	$0	EDGAR
2015-08-14	—	Grant (A)	+12,893	$0
2015-05-22	RKDA	Mixed	+22,354,650	$8.00M	EDGAR
2014-08-14	—	Grant (A)	+7,106	$0
2013-10-31	—	Sell (S)	−2,000	-$55.1K
2013-08-15	—	Grant (A)	+10,469	$0
2012-07-05	—	Grant (A)	+5,504	$0
2011-07-08	—	Grant (A)	+3,371	$0
2011-05-03	—	Grant (A)	+1,460	$0

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.