Dominic Redfern

CIK 1536904 · last filed 2015-06-08

Dominic Redfern is a corporate insider who has filed 5 SEC Form 4 insider transactions across 2 companies since 2012. The most recent filing, for RKDA, was dated Jun 8, 2015. Across all open-market trades the lifetime net is +$13.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $14.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$14.50M

Companies

2

Total Filings

5

Lifetime Open-Market Net

$12.98M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
RKDA	10%+ Owner	17,786,616	$0.69	$12.27M	$15.00M	1	2015-06-08
CDZI	10%+ Owner	600,000	$3.72	$2.23M	-$2.02M	4	2012-11-14

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-06-08	RKDA	Mixed	+45,404,040	$15.00M	EDGAR
2012-11-14	CDZI	Sell (S)	−360,000	-$2.90M	EDGAR
2012-05-10	CDZI	Buy (P)	+30,000	$255.4K	EDGAR
2012-05-08	CDZI	Buy (P)	+9,500	$79.1K	EDGAR
2012-05-04	CDZI	Buy (P)	+60,500	$542.1K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.