RiverVest Venture Fund II (Ohio), L.P.

CIK 1606398 · last filed 2020-05-14

RiverVest Venture Fund II (Ohio), L.P. is a corporate insider who has filed 3 SEC Form 4 insider transactions across 1 company since 2019. The most recent filing shows the insider sold $490.2M of ALLK on May 14, 2020. Across all open-market trades the lifetime net is −$533.1M, making them a net seller over the disclosed history. The firm reports its address in St. Louis, MO. 13 SEC filings were submitted jointly with RIVERVEST VENTURE FUND II L P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

1

Total Filings

3

Lifetime Open-Market Net

-$533.12M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

Filer Profile

Reported Address

7733 FORSYTH BOULEVARD, SUITE 1650
ST. LOUIS, MO 63105

Phone

(314) 726-6700

State of Incorporation

Related Filers

RIVERVEST VENTURE FUND II L P — 13 joint filings, latest 2021-01-08

3x5 RiverVest Fund II, L.P. — 10 joint filings, latest 2021-01-08

3x5 RiverVest Fund II-B, L.P. — 10 joint filings, latest 2021-01-08

RiverVest Venture Fund III (Ohio), L.P. — 10 joint filings, latest 2021-01-08

3x5 Special Opportunity Fund, L.P. — 3 joint filings, latest 2014-12-17

RiverVest Venture Partners II, L.P. — 2 joint filings, latest 2014-12-17

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Allakos Inc. (ALLK) Delisted	10%+ Owner	5,750,506	$0.33	$1.89M	-$533.12M	3	2020-05-14

Recent Filings

3 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-05-14	Allakos Inc. (ALLK) Delisted	Sell (S)	−6,900,000	-$490.18M	EDGAR
2019-02-20	Allakos Inc. (ALLK) Delisted	Sell (S)	−853,314	-$29.43M	EDGAR
2019-01-28	Allakos Inc. (ALLK) Delisted	Sell (S)	−317,022	-$13.51M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.