Home

Berkley Capital, LLC

CIK 1614953 · last filed 2018-02-12

Berkley Capital, LLC is a corporate insider who has filed 8 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing shows the insider sold $54.7M of HQY on Feb 12, 2018. Across all open-market trades the lifetime net is −$339.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $599.6M across reported positions. The firm reports its address in Greenwich, CT. 23 SEC filings were submitted jointly with Berkley Capital Investors, L.P.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$599.64M

Companies

1

Total Filings

8

Lifetime Open-Market Net

-$339.68M

Filer Profile

Reported Address
475 STEAMBOAT ROAD
GREENWICH, CT 06830
Phone
(203) 629-3000
State of Incorporation
DE
Related Filers
Berkley Capital Investors, L.P. — 23 joint filings, latest 2018-02-12
BERKLEY W R CORP — 11 joint filings, latest 2018-02-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
HQY 10%+ Owner 6,241,661 $96.07 $599.64M -$339.68M 8 2018-02-12

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-02-12 HQY Sell (S) −1,050,000 -$54.73M EDGAR
2017-11-09 HQY Sell (S) −47,106 -$2.55M EDGAR
2017-07-14 HQY Sell (S) −1,074,204 -$55.04M EDGAR
2017-07-07 HQY Sell (S) −420,796 -$21.15M EDGAR
2017-06-27 HQY Sell (S) −112,134 -$5.81M EDGAR
2017-06-21 HQY Sell (S) −308,530 -$16.02M EDGAR
2017-06-13 HQY Sell (S) −496,702 -$26.22M EDGAR
2016-10-26 HQY Sell (S) −4,411,768 -$158.16M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.