GRAT 5 Under Kent C. McCarthy GRAT Tr Dtd 4-23-2010 7-2010

CIK 1627505 · last filed 2015-01-05

GRAT 5 Under Kent C. McCarthy GRAT Tr Dtd 4-23-2010 7-2010 is a corporate insider who has filed 2 SEC Form 4 insider transactions across 1 company since 2014. The most recent filing shows the insider bought $1.5M of CO on Jan 5, 2015. Across all open-market trades the lifetime net is +$5.4M, making them a net buyer over the disclosed history. 6 SEC filings were submitted jointly with GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 7-2010.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

1

Total Filings

2

Lifetime Open-Market Net

$5.41M

Filer Profile

Reported Address

7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216

Phone

(775) 200-1800

Related Filers

GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010 7-2010 — 6 joint filings, latest 2015-01-21

JAYHAWK PRIVATE EQUITY FUND II LP — 6 joint filings, latest 2015-01-21

JHAB FUND II, LLC — 6 joint filings, latest 2015-01-21

McCarthy Family SD, LLC — 6 joint filings, latest 2015-01-21

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
China Cord Blood Corp (CO) Delisted		10,518,946	$2.99	$31.43M	$5.41M	2	2015-01-05

Recent Filings

2 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2015-01-05	China Cord Blood Corp (CO) Delisted	Buy (P)	+325,000	$1.49M	EDGAR
2014-12-10	China Cord Blood Corp (CO) Delisted	Buy (P)	+858,000	$3.92M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.