Kenneth Robert Bertram

CIK 1645281 · CLO & Secretary · last filed 2026-03-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.62M

Companies

2

Total Filings

70

Lifetime Open-Market Net

-$13.42M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CAVA CLO & Secretary 38,153 $61.58 $2.35M -$3.32M 22 2026-03-06
OLLI SVP, General Counsel 28,630 $79.38 $2.27M -$10.11M 37 2021-08-05

Recent Filings · Page 5 of 7

70 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-03-26 OLLI Grant (A) $0 EDGAR
2020-03-10 OLLI Mixed +3,663 -$74.7K EDGAR
2019-11-19 OLLI Mixed +9,000 -$1.09M EDGAR
2019-06-14 OLLI Mixed -$635.1K EDGAR
2019-03-22 OLLI Grant (A) $0 EDGAR
2019-03-14 OLLI Mixed -$1.00M EDGAR
2019-02-14 OLLI Mixed -$277.7K EDGAR
2018-11-14 OLLI Mixed -$677.9K EDGAR
2018-08-24 OLLI Mixed -$459.7K EDGAR
2018-06-15 OLLI Mixed +10,259 -$1.06M EDGAR
Showing 4150 of 70
Page 5 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.