Brian D Swanson
CIK 1777936 · President, Consumer Bank · last filed 2026-03-24
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$6.16M
Companies
2
Total Filings
50
Lifetime Open-Market Net
-$180.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AX | President, Consumer Bank | 61,526 | $100.04 | $6.16M | -$180.9K | 34 | 2026-03-24 |
| Axos Financial, Inc. (AXO) Delisted | 32,590 | $25.12 | $818.7K | $0 | 16 | 2021-03-26 |
Recent Filings · Page 3 of 5
50 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-03-14 | AX | Mixed | +1,318 | $49.6K | EDGAR |
| 2022-09-27 | AX | Grant (A) | — | $0 | EDGAR |
| 2022-09-08 | AX | Mixed | +1,012 | $38.9K | EDGAR |
| 2022-09-02 | AX | Mixed | +2,078 | $86.8K | EDGAR |
| 2022-08-29 | AX | Mixed | +765 | $34.2K | EDGAR |
| 2022-03-29 | AX | Mixed | +2,284 | $106.8K | EDGAR |
| 2022-03-25 | AX | Grant (A) | — | $0 | EDGAR |
| 2022-03-22 | AX | Mixed | +1,164 | $57.8K | EDGAR |
| 2022-03-15 | AX | Mixed | +1,934 | $93.9K | EDGAR |
| 2022-03-10 | AX | Sell (S) | −3,699 | -$180.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.