Brian D Swanson

CIK 1777936 · President, Consumer Bank · last filed 2026-03-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.55M

Companies

2

Total Filings

50

Lifetime Open-Market Net

-$180.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AX President, Consumer Bank 61,526 $90.28 $5.55M -$180.9K 34 2026-03-24
Axos Financial, Inc. (AXO) Delisted 32,590 $25.12 $818.7K $0 16 2021-03-26

Recent Filings · Page 5 of 5

50 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-08-03 Axos Financial, Inc. (AXO) Delisted Mixed +1,211 $27.3K EDGAR
2020-07-14 Axos Financial, Inc. (AXO) Delisted Mixed +1,926 $38.8K EDGAR
2020-03-27 Axos Financial, Inc. (AXO) Delisted Mixed +2,316 $39.9K EDGAR
2020-03-16 Axos Financial, Inc. (AXO) Delisted Grant (A) $0 EDGAR
2020-01-21 Axos Financial, Inc. (AXO) Delisted Mixed +1,415 $43.1K EDGAR
2019-12-20 Axos Financial, Inc. (AXO) Delisted Mixed +1,595 $48.4K EDGAR
2019-09-09 Axos Financial, Inc. (AXO) Delisted Grant (A) $0 EDGAR
2019-08-12 Axos Financial, Inc. (AXO) Delisted Mixed +2,403 $67.5K EDGAR
2019-08-01 Axos Financial, Inc. (AXO) Delisted Mixed +1,211 $33.6K EDGAR
2019-07-15 Axos Financial, Inc. (AXO) Delisted Mixed +1,926 $51.5K EDGAR
Showing 4150 of 50
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.