Thomas M Constantine

CIK 1778031 · EVP, Chief Credit Officer · last filed 2026-06-09

Thomas M Constantine is an EVP, Chief Credit Officer who has filed 64 SEC Form 4 insider transactions across 2 companies since 2019. The most recent filing, for AX, was dated Jun 9, 2026. Across all open-market trades the lifetime net is −$1.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$1.91M

Companies

2

Total Filings

64

Lifetime Open-Market Net

-$1.84M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
AX	EVP, Chief Credit Officer	19,129	$100.04	$1.91M	-$1.69M	41	2026-06-09
Axos Financial, Inc. (AXO) Delisted		16,656	$25.12	$418.4K	-$148.2K	17	2021-03-26

Recent Filings

64 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2026-06-09	AX	Notice (144)	−400	-$36.0K	EDGAR
2026-06-09	AX	Sell (S)	−1,994	-$176.6K	EDGAR
2026-06-08	AX	Notice (144)	−1,594	-$140.6K	EDGAR
2026-03-24	AX	Mixed	+518	$43.0K	EDGAR
2026-03-16	AX	Mixed	+1,594	$135.0K	EDGAR
2026-02-09	AX	Sell (S)	−3,260	-$326.0K	EDGAR
2026-02-06	AX	Notice (144)	−3,260	-$326.0K	EDGAR
2025-09-25	AX	Mixed	+941	$83.2K	EDGAR
2025-09-17	AX	Mixed	+1,376	$124.2K	EDGAR
2025-09-12	AX	Sell (S)	−1,476	-$135.8K	EDGAR

Showing 1–10 of 64

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.