SUZANNE CAIN

CIK 1899964 · Global Head of Distribution · last filed 2022-06-03

SUZANNE CAIN is a Global Head of Distribution who has filed 7 SEC Form 4 insider transactions across 1 company since 2022. The most recent filing shows the insider had shares withheld for taxes covering $3.1K of JHG on Jun 3, 2022. Across all open-market trades the lifetime net is −$73.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $7.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$7.68M

Companies

1

Total Filings

7

Lifetime Open-Market Net

-$73.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
JHG	Global Head of Distribution	147,899	$51.95	$7.68M	-$73.4K	7	2022-06-03

Recent Filings

7 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2022-06-03	JHG	Tax (F)	−111	-$3.1K	EDGAR
2022-05-27	JHG	Mixed	+5,502	-$165.6K	EDGAR
2022-04-04	JHG	Tax (F)	−17,000	-$608.6K	EDGAR
2022-04-04	JHG	Grant (A)	+88,942	$3.00M	EDGAR
2022-03-04	JHG	Tax (F)	−8,935	-$286.9K	EDGAR
2022-03-02	JHG	Grant (A)	+29,648	$0	EDGAR
2022-02-02	JHG	Tax (F)	−8,284	-$307.0K	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.