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PAUL G ALLEN

CIK 904057 · Chairman · last filed 2018-09-05

PAUL G ALLEN is a Chairman who has filed 12 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider sold $80.4M of ZUO on Sep 5, 2018. Across all open-market trades the lifetime net is −$434.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $190.5M across reported positions. 42 SEC filings were submitted jointly with CHARTER COMMUNICATIONS, INC. /MO/.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$190.49M

Companies

4

Total Filings

12

Lifetime Open-Market Net

-$434.84M

Filer Profile

Reported Address
505 FIFTH AVENUE SOUTH
SUITE 900
SEATTLE, WA 98104-3891
State of Incorporation
WA
Related Filers
CHARTER COMMUNICATIONS, INC. /MO/ — 42 joint filings, latest 2013-02-13
Vulcan Capital Venture Capital I LLC — 8 joint filings, latest 2017-08-02
VCVC III LLC — 4 joint filings, latest 2017-08-02
Vulcan Capital Growth Equity Management LLC — 4 joint filings, latest 2018-09-05
STARZ ENTERTAINMENT CORP /CN/ — 1 joint filings, latest 2000-01-10
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ZUORA INC (ZUO) Delisted 10%+ Owner 2,150,584 $10.02 $21.55M $80.44M 1 2018-09-05
PAA 10%+ Owner 7,412,088 $25.70 $190.49M -$444.75M 4 2011-08-19
CHTR Director 0 $151.99 $0 $0 6 2009-12-02
DreamWorks Animation SKG, Inc. (DWA) Delisted 10%+ Owner 3,074,696 — — -$70.53M 1 2008-05-09

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-09-05 ZUORA INC (ZUO) Delisted Sell (S) +2,867,444 $80.44M EDGAR
2011-08-19 PAA Sell (S) −7,500,000 -$444.75M EDGAR
2009-12-02 CHTR Other (J) — $0 EDGAR
2009-08-31 PAA Other (J) +1,907,305 $90.01M EDGAR
2009-06-18 CHTR Sell (S) −28,467,421 $0 EDGAR
2009-04-30 CHTR Disp (D) −64,356 $0 EDGAR
2008-08-27 PAA Other (J) — $0 EDGAR
2008-05-09 DreamWorks Animation SKG, Inc. (DWA) Delisted Sell (S) −2,330,800 -$70.53M EDGAR
2008-05-01 CHTR Grant (A) +64,356 $0 EDGAR
2007-07-26 CHTR Grant (A) +14,254 $0 EDGAR
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.