SHEPHERD KAPLAN KROCHUK, LLC — 13F Holdings & Portfolio
CIK 1218583 · latest 13F-HR filed 2026-08-14
SHEPHERD KAPLAN KROCHUK, LLC manages $125.9M in 13F-reported U.S. long-equity assets across 62 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (9.95%), AAPL (6.99%), USMV (6.43%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions, exited 2, added to 30, and trimmed 19.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
23RD FLOOR
BOSTON, MA 02109
$125.9M
Long-equity book
62
Distinct positions
2026-06-30
Filed 2026-08-14
+3 / −2 / ↑30 / ↓19
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FIRST TR EXCHANGE-TRADED FD$2.1M +105.2%
- VANGUARD INDEX FDS$1.6M +14.5%
- INTERNATIONAL BUSINESS MACHS$1.6M +254.7%
- APPLE INC$1.1M +14.0%
- ISHARES TR$915.3K +12.7%
Top Trims
- PIMCO ETF TR-$1.1M -31.7%
- ISHARES TR-$908.2K -24.2%
- DOW HLDGS INC-$575.0K -51.7%
- DBX ETF TR-$454.0K -21.4%
- JANUS DETROIT STR TR-$369.3K -10.3%
New Positions
- MICROSOFT CORP$545.8K
- ISHARES TR$227.4K
- INVESCO EXCHANGE TRADED FD T$219.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $12.5M | 9.95% | 33,836 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $8.8M | 6.99% | 30,419 | SH |
| 3 | ISHARES TR | USMV | 46429B697 | $8.1M | 6.43% | 83,929 | SH |
| 4 | VANECK ETF TRUST | ANGL | 92189F437 | $8.1M | 6.41% | 275,949 | SH |
| 5 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $5.5M | 4.34% | 156,870 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $5.1M | 4.08% | 71,025 | SH |
| 7 | ISHARES TR | MTUM | 46432F396 | $4.1M | 3.24% | 11,907 | SH |
| 8 | FIRST TR EXCHANGE-TRADED FD | FDL | 336917109 | $4.0M | 3.20% | 82,654 | SH |
| 9 | ENERGY TRANSFER L P | ET | 29273V100 | $3.9M | 3.09% | 203,522 | SH |
| 10 | ISHARES TR | IJR | 464287804 | $3.7M | 2.93% | 24,905 | SH |
| 11 | JANUS DETROIT STR TR | JMBS | 47103U852 | $3.2M | 2.54% | 71,141 | SH |
| 12 | PIMCO ETF TR | CORP | 72201R817 | $3.1M | 2.49% | 32,386 | SH |
| 13 | VANGUARD INDEX FDS | VO | 922908629 | $3.0M | 2.42% | 37,820 | SH |
| 14 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $3.0M | 2.40% | 53,530 | SH |
| 15 | ISHARES TR | ACWI | 464288257 | $2.8M | 2.26% | 18,122 | SH |
| 16 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $2.7M | 2.17% | 5,446 | SH |
| 17 | ISHARES TR | SHV | 464288679 | $2.5M | 2.00% | 22,811 | SH |
| 18 | PIMCO ETF TR | ZROZ | 72201R882 | $2.5M | 1.95% | 38,300 | SH |
| 19 | VANGUARD INDEX FDS | VNQ | 922908553 | $2.4M | 1.88% | 24,511 | SH |
| 20 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $2.2M | 1.72% | 7,704 | SH |
| 21 | INVESCO EXCH TRADED FD TR II | PGX | 46138E511 | $2.1M | 1.69% | 196,205 | SH |
| 22 | ISHARES TR | SGOV | 46436E718 | $2.1M | 1.67% | 20,910 | SH |
| 23 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $2.0M | 1.62% | 9,557 | SH |
| 24 | KINDER MORGAN INC DEL | KMI | 49456B101 | $2.0M | 1.59% | 62,488 | SH |
| 25 | VANGUARD ADMIRAL FDS INC | VIOO | 921932828 | $1.8M | 1.45% | 13,294 | SH |
| 26 | DIREXION SHARES ETF TRUST | SPDN | 25460E869 | $1.7M | 1.33% | 193,457 | SH |
| 27 | DBX ETF TR | HDEF | 233051630 | $1.7M | 1.32% | 51,877 | SH |
| 28 | VANGUARD BD INDEX FDS | BIV | 921937819 | $1.1M | 0.90% | 14,777 | SH |
| 29 | EXCHANGE LISTED FDS TR | SSPY | 30151E533 | $1.1M | 0.89% | 11,509 | SH |
| 30 | ISHARES TR | IVW | 464287309 | $1.1M | 0.87% | 7,939 | SH |
| 31 | NEWMONT CORP | NEM | 651639106 | $1.0M | 0.81% | 10,921 | SH |
| 32 | MAGNA INTL INC | MGA | 559222401 | $1.0M | 0.81% | 15,434 | SH |
| 33 | ISHARES TR | IVV | 464287200 | $969.3K | 0.77% | 1,294 | SH |
| 34 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $828.5K | 0.66% | 22,538 | SH |
| 35 | VANGUARD INDEX FDS | VOO | 922908363 | $828.3K | 0.66% | 1,206 | SH |
| 36 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $804.8K | 0.64% | 6,358 | SH |
| 37 | GILEAD SCIENCES INC | GILD | 375558103 | $792.0K | 0.63% | 6,269 | SH |
| 38 | ABBVIE INC | ABBV | 00287Y109 | $761.5K | 0.60% | 3,026 | SH |
| 39 | PFIZER INC | PFE | 717081103 | $740.8K | 0.59% | 30,764 | SH |
| 40 | PRUDENTIAL FINL INC | PRU | 744320102 | $703.7K | 0.56% | 6,520 | SH |
| 41 | FRANKLIN RESOURCES INC | BEN | 354613101 | $693.6K | 0.55% | 20,848 | SH |
| 42 | INVESCO QQQ TR | QQQ | 46090E103 | $688.7K | 0.55% | 935 | SH |
| 43 | MICROSOFT CORP | MSFT | 594918104 | $545.8K | 0.43% | 1,463 | SH |
| 44 | NUVEEN MUN VALUE FD INC | NUV | 670928100 | $537.4K | 0.43% | 58,291 | SH |
| 45 | DOW HLDGS INC | DOW | 260557103 | $537.1K | 0.43% | 19,631 | SH |
| 46 | ALPS ETF TR | AMLP | 00162Q452 | $507.3K | 0.40% | 9,785 | SH |
| 47 | ULTIMUS MANAGERS TR | MDST | 90386K589 | $503.6K | 0.40% | 17,468 | SH |
| 48 | VANGUARD MUN BD FDS | VTEB | 922907746 | $497.1K | 0.39% | 9,827 | SH |
| 49 | VANGUARD INDEX FDS | VUG | 922908736 | $469.8K | 0.37% | 5,453 | SH |
| 50 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $447.3K | 0.36% | 599 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $125.9M | 62 | 0000919574-26-005448 |
| 2026-03-31 | 2026-05-15 | $119.0M | 61 | 0000919574-26-003276 |
| 2025-12-31 | 2026-02-13 | $121.1M | 64 | 0000919574-26-000962 |
| 2025-09-30 | 2025-11-13 | $121.8M | 61 | 0000919574-25-006712 |