SHEPHERD KAPLAN KROCHUK, LLC — 13F Holdings & Portfolio
CIK 1218583 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$119.0M
Long-equity book
Holdings
61
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+0 / −3 / ↑16 / ↓26
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$786.9K +7.8%
- ENERGY TRANSFER L P$776.7K +23.0%
- DOW HLDGS INC$418.1K +60.2%
- KINDER MORGAN INC DEL$364.0K +20.3%
- INVESCO EXCHANGE TRADED FD T$297.7K +30.8%
Top Trims
- THE CAMPBELLS COMPANY-$610.2K -20.1%
- VANECK ETF TRUST-$608.0K -6.9%
- APPLE INC-$543.0K -6.6%
- JANUS DETROIT STR TR-$290.2K -7.5%
- PIMCO ETF TR-$279.1K -7.8%
Exited Positions
- AT&T INC$266.1K
- MICROSOFT CORP$248.6K
- INVESCO EXCHANGE TRADED FD T$204.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VTI | 922908769 | $10.9M | 9.19% | 34,083 | SH |
| 2 | VANECK ETF TRUST | ANGL | 92189F437 | $8.2M | 6.85% | 283,797 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $7.7M | 6.49% | 30,416 | SH |
| 4 | ISHARES TR | USMV | 46429B697 | $7.2M | 6.04% | 77,426 | SH |
| 5 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $5.2M | 4.35% | 169,830 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $4.5M | 3.80% | 73,655 | SH |
| 7 | ENERGY TRANSFER L P | ET | 29273V100 | $4.1M | 3.49% | 214,961 | SH |
| 8 | ISHARES TR | MTUM | 46432F396 | $3.9M | 3.30% | 16,380 | SH |
| 9 | ISHARES TR | ACWI | 464288257 | $3.8M | 3.15% | 27,121 | SH |
| 10 | PIMCO ETF TR | ZROZ | 72201R882 | $3.6M | 3.02% | 56,141 | SH |
| 11 | JANUS DETROIT STR TR | JMBS | 47103U852 | $3.6M | 3.00% | 79,016 | SH |
| 12 | PIMCO ETF TR | CORP | 72201R817 | $3.3M | 2.79% | 34,268 | SH |
| 13 | ISHARES TR | IJR | 464287804 | $3.1M | 2.64% | 25,264 | SH |
| 14 | VANGUARD INDEX FDS | VO | 922908629 | $2.7M | 2.28% | 9,426 | SH |
| 15 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $2.7M | 2.24% | 5,550 | SH |
| 16 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $2.6M | 2.19% | 46,054 | SH |
| 17 | ISHARES TR | SHV | 464288679 | $2.4M | 2.05% | 22,079 | SH |
| 18 | THE CAMPBELLS COMPANY | CPB | 134429109 | $2.4M | 2.04% | 108,889 | SH |
| 19 | VANGUARD INDEX FDS | VNQ | 922908553 | $2.2M | 1.84% | 24,691 | SH |
| 20 | KINDER MORGAN INC DEL | KMI | 49456B101 | $2.2M | 1.81% | 64,217 | SH |
| 21 | DBX ETF TR | HDEF | 233051630 | $2.1M | 1.78% | 65,454 | SH |
| 22 | ISHARES TR | SGOV | 46436E718 | $2.1M | 1.75% | 20,682 | SH |
| 23 | FIRST TR EXCHANGE-TRADED FD | FDL | 336917109 | $2.0M | 1.65% | 38,574 | SH |
| 24 | INVESCO EXCH TRADED FD TR II | PGX | 46138E511 | $1.6M | 1.33% | 145,528 | SH |
| 25 | VANGUARD ADMIRAL FDS INC | VIOO | 921932828 | $1.5M | 1.28% | 13,294 | SH |
| 26 | DIREXION SHARES ETF TRUST | SPDN | 25460E869 | $1.3M | 1.13% | 134,712 | SH |
| 27 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $1.3M | 1.06% | 6,581 | SH |
| 28 | NEWMONT CORP | NEM | 651639106 | $1.2M | 0.99% | 10,921 | SH |
| 29 | VANGUARD BD INDEX FDS | BIV | 921937819 | $1.1M | 0.95% | 14,617 | SH |
| 30 | DOW HLDGS INC | DOW | 260557103 | $1.1M | 0.93% | 26,702 | SH |
| 31 | EXCHANGE LISTED FDS TR | SSPY | 30151E533 | $1.0M | 0.85% | 11,509 | SH |
| 32 | MAGNA INTL INC | MGA | 559222401 | $958.5K | 0.81% | 17,175 | SH |
| 33 | PFIZER INC | PFE | 717081103 | $904.0K | 0.76% | 32,192 | SH |
| 34 | ISHARES TR | IVW | 464287309 | $898.0K | 0.75% | 7,939 | SH |
| 35 | GILEAD SCIENCES INC | GILD | 375558103 | $884.0K | 0.74% | 6,343 | SH |
| 36 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $854.6K | 0.72% | 6,527 | SH |
| 37 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $852.8K | 0.72% | 22,538 | SH |
| 38 | ISHARES TR | IVV | 464287200 | $845.2K | 0.71% | 1,294 | SH |
| 39 | VANGUARD INDEX FDS | VOO | 922908363 | $720.6K | 0.61% | 1,206 | SH |
| 40 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $610.7K | 0.51% | 2,519 | SH |
| 41 | FRANKLIN RESOURCES INC | BEN | 354613101 | $548.2K | 0.46% | 23,209 | SH |
| 42 | NUVEEN MUN VALUE FD INC | NUV | 670928100 | $539.8K | 0.45% | 60,045 | SH |
| 43 | INVESCO QQQ TR | QQQ | 46090E103 | $538.1K | 0.45% | 932 | SH |
| 44 | ULTIMUS MANAGERS TR | MDST | 90386K589 | $530.4K | 0.45% | 18,546 | SH |
| 45 | PROSHARES TR | TBF | 74347X849 | $528.4K | 0.44% | 21,807 | SH |
| 46 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $518.8K | 0.44% | 10,335 | SH |
| 47 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $512.9K | 0.43% | 13,349 | SH |
| 48 | ALPS ETF TR | AMLP | 00162Q452 | $503.4K | 0.42% | 9,562 | SH |
| 49 | VANGUARD MUN BD FDS | VTEB | 922907746 | $490.3K | 0.41% | 9,827 | SH |
| 50 | ABBVIE INC | ABBV | 00287Y109 | $415.4K | 0.35% | 1,910 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $119.0M | 61 | 0000919574-26-003276 |
| 2025-12-31 | 2026-02-13 | $121.1M | 64 | 0000919574-26-000962 |
| 2025-09-30 | 2025-11-13 | $121.8M | 61 | 0000919574-25-006712 |