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OXFORD FINANCIAL GROUP, LTD. LLC — 13F Holdings & Portfolio

CIK 1245862 · latest 13F-HR filed 2026-08-11

Backtest portfolio

OXFORD FINANCIAL GROUP, LTD. LLC manages $1.97B in 13F-reported U.S. long-equity assets across 296 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (14.30%), INFL (9.75%), FPAG (7.93%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 22 new positions and exited 28; 154 existing positions rose in reported value and 70 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$1.97B

Long-equity book

Holdings
296

Distinct positions

Period
2026-06-30

Filed 2026-08-11

Q/Q Activity
+22 / −28 / ↑154 / ↓70

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VTI14.3% · -2%INFL9.8% · -2%FPAG7.9% · +53%LLY7.8% · -1%ISRG7.2% · -2%GNR6.2% · -3%MUB4.6% · +1%DSTL3.8% · -8%IVV3.2% · -5%AVUV3.1% · -12%VTV2.7% · -4%AAPL2.4% · -1%SPY1.9% · -4%ACWI1.6% · -2%MCD1.1% · +0%FNDX1.1% · -10%MTUM1.1% · -5%NVDA0.9% · -24%EFA0.8% · -6%MSFT0.7% · -4%VT0.7% · -10%JCPI0.6% · -2%SGOV0.6% · newSYBT0.6% · -1%IWB0.5% · -1%JPM0.5% · -29%IWD0.5% · -0%VOO0.4% · +2%ESGE0.4% · -3%KE0.4% · -17%GOOGL0.3% · -3%GLW0.3% · -2%IWN0.3% · 0%AMZN0.3% · -9%IVW0.3% · 0%IWL0.3% · 0%ETN0.3% · -0%QQQ0.3% · +7%IWF0.2% · +293%BRK.B0.2% · -10%VXF0.2% · -3%ITOT0.2% · 0%GII0.2% · -1%DPZ0.2% · 0%VEA0.2% · +3%CPRT0.2% · -56%COST0.2% · -5%VB0.2% · -6%IJH0.1% · -5%AVLV0.1% · 0%PG0.1% · -1%IWV0.1% · 0%IWM0.1% · +7%XOM0.1% · +1%HNI0.1% · +1%VV0.1% · 0%AMAT0.1% · -7%GOOG0.1% · -14%VUG0.1% · +377%JNJ0.1% · -6%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 67.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 9, 2026.

Assets Under Management
$23.33B
Discretionary
$11.54B
Employees
156
Accounts
6,593
Address
11711 NORTH MERIDIAN STREET
SUITE 600
CARMEL, IN 46032
Phone
(317) 843-5678
Website
Mailing Address
P. O. BOX 80238, INDIANAPOLIS, IN, 46280-0238
Name Title / Status Ownership Type
BARON, KRISTINA, R ControlCO-MANAGING PARTNER, CORPORATE DIRECTOR
since Jan 2018
Less than 5%Individual
BLUM, JARRET, D. ControlCHIEF DEVELOPMENT OFFICER
since Apr 2024
Less than 5%Individual
CARTER, CHARLES, RUSH ControlCORPORATE DIRECTOR
since Mar 2026
Less than 5%Individual
COPSEY, BRIAN, D ControlCHIEF FINANCIAL OFFICER
since Oct 2024
Less than 5%Individual
DAVIS, CHARLES, RICHARD ControlCORPORATE DIRECTOR
since Jul 2007
Less than 5%Individual
DELIBERO, RUSSELL, GEORGE ControlCHIEF WEALTH PLANNING OFFICER
since Nov 2025
Less than 5%Individual
FORD, DANIEL, JOSEPH ControlCORPORATE DIRECTOR
since Jan 2023
Less than 5%Individual
KRUMM, MELIA, BREEZE ControlCHIEF COMPLIANCE OFFICER
since Nov 2024
Less than 5%Individual
MCMILLEN, SUE, A. ControlCHIEF TALENT OFFICER
since Jan 2011
Less than 5%Individual
NEFF, ALEXANDRA ControlCHIEF MARKETING OFFICER
since Jun 2025
Less than 5%Individual
NISHIDA, JARED, ANDREW ControlCORPORATE DIRECTOR
since Nov 2025
Less than 5%Individual
OXFORD FINANCIAL GROUP HOLDINGS, LLC ControlMEMBER
since Dec 2023
75% or moreDomestic Entity
RAMSEY, ROBERT, DALE ControlCHIEF INVESTMENT OFFICER, CO-MANAGING PARTNER, CORPORATE DIRECTOR
since Jan 2022
Less than 5%Individual
THOMASSON, JEFFREY, HUGH ControlCHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD
since Jan 1984
Less than 5%Individual
OXFORD FINANCIAL GROUP PARENT, LLC Control
Indirect owner via OXFORD FINANCIAL GROUP HOLDINGS, LLC
MEMBER
since Dec 2023
75% or moreDomestic Entity
Ownership & leadership changes · 22 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jul 9, 2026 filing
  • No longer listedKLEIN, NICHOLAS, STEVEN · CORPORATE DIRECTOR · Less than 5% · control person · listed since Jan 2021
Mar 31, 2026 filing
  • AddedCARTER, CHARLES, RUSH · CORPORATE DIRECTOR · Less than 5% · control person
  • AddedDELIBERO, RUSSELL, GEORGE · CHIEF WEALTH PLANNING OFFICER · Less than 5% · control person
  • AddedNEFF, ALEXANDRA · CHIEF MARKETING OFFICER · Less than 5% · control person
  • AddedNISHIDA, JARED, ANDREW · CORPORATE DIRECTOR · Less than 5% · control person
Mar 28, 2025 filing
  • No longer listedKNIGHTSBRIDGE JT DYNASTY II, LLC · MEMBER · 25–50% · indirect via OXFORD FINANCIAL GROUP PARENT, LLC · control person · listed since Dec 2023
  • No longer listedTHE BRYN MAWR TRUST COMPANY OF DELAWARE · TRUSTEE · General partner, trustee or manager · indirect via THE THOMASSON DYNASTY TRUST II · control person · listed since Dec 2023
  • No longer listedTHE THOMASSON DYNASTY TRUST II · MEMBER · 75% or more · indirect via KNIGHTSBRIDGE JT DYNASTY II, LLC · control person · listed since Dec 2023
Dec 19, 2024 filing
  • No longer listedEMERY, JENNIFER, LYNNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2023
  • No longer listedTHOMASSON, JEFFREY, HUGH · MEMBER · 25–50% · indirect via OXFORD FINANCIAL GROUP PARENT, LLC · control person · listed since Dec 2023
  • AddedCOPSEY, BRIAN, D · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • AddedKNIGHTSBRIDGE JT DYNASTY II, LLC · MEMBER · 25–50% · indirect via OXFORD FINANCIAL GROUP PARENT, LLC · control person
  • AddedKRUMM, MELIA, BREEZE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedTHE BRYN MAWR TRUST COMPANY OF DELAWARE · TRUSTEE · General partner, trustee or manager · indirect via THE THOMASSON DYNASTY TRUST II · control person
  • AddedTHE THOMASSON DYNASTY TRUST II · MEMBER · 75% or more · indirect via KNIGHTSBRIDGE JT DYNASTY II, LLC · control person
  • ChangedBARON, KRISTINA, R · title CORPORATE DIRECTOR → CO-MANAGING PARTNER, CORPORATE DIRECTOR
  • ChangedRAMSEY, ROBERT, DALE · title CHIEF INVESTMENT OFFICER, CORPORATE DIRECTOR → CHIEF INVESTMENT OFFICER, CO-MANAGING PARTNER, CORPORATE DIRECTOR
Jul 15, 2024 filing
  • No longer listedFARLEY, CATHERINE, ELIZABETH · CHIEF ADMINISTRATIVE OFFICER/CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2020
  • No longer listedLABANT, TERRENCE, MICHAEL · CHIEF WEALTH PLANNING OFFICER · Less than 5% · control person · listed since Jan 2022
  • AddedBLUM, JARRET, D. · CHIEF DEVELOPMENT OFFICER · Less than 5% · control person
Dec 20, 2023 filing
  • AddedOXFORD FINANCIAL GROUP HOLDINGS, LLC · MEMBER · 75% or more · control person
  • AddedOXFORD FINANCIAL GROUP PARENT, LLC · MEMBER · 75% or more · indirect via OXFORD FINANCIAL GROUP HOLDINGS, LLC · control person
  • AddedTHOMASSON, JEFFREY, HUGH · MEMBER · 25–50% · indirect via OXFORD FINANCIAL GROUP PARENT, LLC · control person
  • ChangedBARON, KRISTINA, R · title CORPORATE DIRECTOR, CLASS B SHAREHOLDER → CORPORATE DIRECTOR; ownership 5–10% → Less than 5%
  • ChangedFARLEY, CATHERINE, ELIZABETH · title CHIEF ADMINISTRATIVE OFFICER/CHIEF FINANCIAL OFFICER, CLASS B SHAREHOLDER → CHIEF ADMINISTRATIVE OFFICER/CHIEF FINANCIAL OFFICER
  • ChangedFORD, DANIEL, JOSEPH · title CORPORATE DIRECTOR, CLASS B SHAREHOLDER → CORPORATE DIRECTOR
  • ChangedKLEIN, NICHOLAS, STEVEN · title CORPORATE DIRECTOR, CLASS B SHAREHOLDER → CORPORATE DIRECTOR
  • ChangedMCMILLEN, SUE, A. · title CHIEF TALENT OFFICER, CLASS B SHAREHOLDER → CHIEF TALENT OFFICER
  • ChangedRAMSEY, ROBERT, DALE · title CHIEF INVESTMENT OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER → CHIEF INVESTMENT OFFICER, CORPORATE DIRECTOR
  • ChangedTHOMASSON, JEFFREY, HUGH · title CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, CLASS A & B SHAREHOLDER → CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD; ownership 50–75% → Less than 5%
Jun 30, 2023 filing
  • No longer listedSIMMONS, JOHN, PAUL · CHIEF PRACTICE DEVELOPMENT OFFICER, CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2018
Mar 24, 2023 filing
  • AddedLABANT, TERRENCE, MICHAEL · CHIEF WEALTH PLANNING OFFICER · Less than 5% · control person
Jan 6, 2023 filing
  • No longer listedREIST, PETER, NIELSEN · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2020
  • AddedEMERY, JENNIFER, LYNNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedFORD, DANIEL, JOSEPH · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ChangedBARON, KRISTINA, R · ownership Less than 5% → 5–10%
  • ChangedDAVIS, CHARLES, RICHARD · title CORPORATE DIRECTOR, CLASS B SHAREHOLDER → CORPORATE DIRECTOR
  • ChangedFARLEY, CATHERINE, ELIZABETH · title CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, CLASS B SHAREHOLDER → CHIEF ADMINISTRATIVE OFFICER/CHIEF FINANCIAL OFFICER, CLASS B SHAREHOLDER
Mar 30, 2022 filing
  • No longer listedSTROMAN, JEFFERY, HAL · CORPORATE DIRECTOR · Less than 5% · control person · listed since Jun 2017
  • AddedRAMSEY, ROBERT, DALE · CHIEF INVESTMENT OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ChangedFARLEY, CATHERINE, ELIZABETH · title CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER → CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, CLASS B SHAREHOLDER
Older changes (13 more filings)
Oct 8, 2021 filing
  • No longer listedWALKER, LISA, ANN · CHIEF OPERATIONS & RISK OFFICER, CHIEF COMPLIANCE OFFICER, CLASS B SHAREHOLDER · Less than 5% · control person · listed since Mar 2014
  • ChangedFARLEY, CATHERINE, ELIZABETH · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER
Mar 30, 2021 filing
  • No longer listedDEAN, TIMOTHY, MAURICE · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Feb 1999
  • No longer listedDunnivant, Bryan · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2018
  • AddedFARLEY, CATHERINE, ELIZABETH · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • AddedKLEIN, NICHOLAS, STEVEN · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ChangedDAVIS, CHARLES, RICHARD · ownership 5–10% → Less than 5%
Apr 28, 2020 filing
  • No longer listedNogues, Marcos · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jun 2018
  • No longer listedROSEN, MICHAEL, ALLEN · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2017
  • AddedSIMMONS, JOHN, PAUL · CHIEF PRACTICE DEVELOPMENT OFFICER, CLASS B SHAREHOLDER · Less than 5% · control person
  • Listed againREIST, PETER, NIELSEN · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ChangedSTROMAN, JEFFERY, HAL · now a control person
Nov 15, 2019 filing
  • No longer listedMOHLMAN, MATTHEW, FRANK · CHIEF COMPLIANCE OFFICER AND DIRECTOR, COMPLIANCE & LEGAL AFFAIRS · Less than 5% · listed since Mar 2017
  • ChangedWALKER, LISA, ANN · title CHIEF OPERATIONS & RISK OFFICER, CLASS B SHAREHOLDER → CHIEF OPERATIONS & RISK OFFICER, CHIEF COMPLIANCE OFFICER, CLASS B SHAREHOLDER
Mar 27, 2019 filing
  • AddedNogues, Marcos · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedDEAN, TIMOTHY, MAURICE · title CHIEF FINANCIAL OFFICER, CLASS B SHAREHOLDER → CHIEF FINANCIAL OFFICER
  • ChangedSTROMAN, JEFFERY, HAL · title CHIEF INVESTMENT OFFICER → CORPORATE DIRECTOR; no longer a control person
Mar 30, 2018 filing
  • No longer listedO'SULLIVAN-HALE, BRENDAN, GR · CORPORATE DIRECTOR AND CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2017
  • No longer listedTWITCHELL, ROBERT, MEAD · CORPORATE DIRECTOR AND CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2017
  • AddedBARON, KRISTINA, R · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • AddedDunnivant, Bryan · CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ChangedDAVIS, CHARLES, RICHARD · title CORPORATE DIRECTOR AND CLASS B SHAREHOLDER → CORPORATE DIRECTOR, CLASS B SHAREHOLDER; ownership Less than 5% → 5–10%
  • ChangedDEAN, TIMOTHY, MAURICE · title CHIEF FINANCIAL OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER AND MEMBER SENIOR MANAGEMENT → CHIEF FINANCIAL OFFICER, CLASS B SHAREHOLDER
  • ChangedMCMILLEN, SUE, A. · title CHIEF TALENT OFFICER, MEMBER SENIOR MANAGEMENT, AND CLASS B SHAREHOLDER → CHIEF TALENT OFFICER, CLASS B SHAREHOLDER
  • ChangedROSEN, MICHAEL, ALLEN · title CORPORATE DIRECTOR AND CLASS B SHAREHOLDER → CORPORATE DIRECTOR, CLASS B SHAREHOLDER
  • ChangedSTROMAN, JEFFERY, HAL · title CHIEF INVESTMENT OFFICER AND MEMBER SENIOR MANAGEMENT → CHIEF INVESTMENT OFFICER
  • ChangedTHOMASSON, JEFFREY, HUGH · title CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, AND CLASS A & B SHAREHOLDER → CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, CLASS A & B SHAREHOLDER
  • ChangedWALKER, LISA, ANN · title CHIEF OPERATIONS & RISK OFFICER, CHAIR SENIOR MANAGEMENT, AND CLASS B SHAREHOLDER → CHIEF OPERATIONS & RISK OFFICER, CLASS B SHAREHOLDER
Mar 30, 2017 filing
  • No longer listedGREEN, MARK, MICHAEL · VICE PRESIDENT, CHIEF INVESTMENT OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER AND MEMBER SENIOR MANAGEMENT · Less than 5% · control person · listed since Sep 2006
  • AddedMOHLMAN, MATTHEW, FRANK · CHIEF COMPLIANCE OFFICER AND DIRECTOR, COMPLIANCE & LEGAL AFFAIRS · Less than 5%
  • AddedTWITCHELL, ROBERT, MEAD · CORPORATE DIRECTOR AND CLASS B SHAREHOLDER · Less than 5% · control person
  • Listed againO'SULLIVAN-HALE, BRENDAN, GR · CORPORATE DIRECTOR AND CLASS B SHAREHOLDER · Less than 5% · control person
  • Listed againROSEN, MICHAEL, ALLEN · CORPORATE DIRECTOR AND CLASS B SHAREHOLDER · Less than 5% · control person
  • ChangedDAVIS, CHARLES, RICHARD · title CORPORATE AND MANAGING DIRECTOR, CLASS B SHAREHOLDER → CORPORATE DIRECTOR AND CLASS B SHAREHOLDER
  • ChangedMCMILLEN, SUE, A. · title VICE PRESIDENT, CHIEF TALENT OFFICER, MEMBER SENIOR MANAGEMENT, CLASS B SHAREHOLDER → CHIEF TALENT OFFICER, MEMBER SENIOR MANAGEMENT, AND CLASS B SHAREHOLDER
  • ChangedSTROMAN, JEFFERY, HAL · title CORPORATE AND MANAGING DIRECTOR, CLASS A & B SHAREHOLDER → CHIEF INVESTMENT OFFICER AND MEMBER SENIOR MANAGEMENT; ownership 10–25% → Less than 5%
  • ChangedTHOMASSON, JEFFREY, HUGH · title CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, MANAGING DIRECTOR, CLASS A & B SHAREHOLDER → CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, AND CLASS A & B SHAREHOLDER
  • ChangedWALKER, LISA, ANN · title VICE PRESIDENT, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, CHAIR SENIOR MANAGEMENT → CHIEF OPERATIONS & RISK OFFICER, CHAIR SENIOR MANAGEMENT, AND CLASS B SHAREHOLDER
Mar 30, 2016 filing
  • No longer listedGRAHAM, DAVID, ALLEN · MANAGING DIRECTOR, MEMBER SENIOR MANAGEMENT · Less than 5% · control person · listed since Jan 2010
  • ChangedMCMILLEN, SUE, A. · title VICE PRESIDENT, CHIEF TALENT OFFICER AND MEMBER SENIOR MANAGEMENT → VICE PRESIDENT, CHIEF TALENT OFFICER, MEMBER SENIOR MANAGEMENT, CLASS B SHAREHOLDER
Oct 1, 2015 filing
  • No longer listedSCHLUETER, ELIZABETH, ANN · CHIEF FINANCIAL STRATEGIST, MEMBER SENIOR MANAGEMENT · Less than 5% · control person · listed since Aug 2012
Oct 16, 2014 filing
  • No longer listedMITCHELL, SUSAN, ELAINE · CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2003
  • ChangedWALKER, LISA, ANN · title VICE PRESIDENT, CHIEF OPERATIONS OFFICER, CHAIR SENIOR MANAGEMENT → VICE PRESIDENT, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, CHAIR SENIOR MANAGEMENT
Mar 28, 2014 filing
  • No longer listedALERDING, JOSEPH, PHILLIP · VICE PRESIDENT, TCO'S CHIEF EXECUTIVE OFFICER, CLASS B SHAREHOLDER · Less than 5% · control person · listed since Jan 2007
  • AddedWALKER, LISA, ANN · VICE PRESIDENT, CHIEF OPERATIONS OFFICER, CHAIR SENIOR MANAGEMENT · Less than 5% · control person
  • ChangedDEAN, TIMOTHY, MAURICE · title CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER AND MEMBER SENIOR MANAGEMENT → CHIEF FINANCIAL OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER AND MEMBER SENIOR MANAGEMENT
  • ChangedMITCHELL, SUSAN, ELAINE · title CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY TO THE BOARD, CLASS B SHAREHOLDER → CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, CLASS B SHAREHOLDER
Mar 28, 2013 filing
  • No longer listedBENNETT, DEBORA, AMES · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · listed since Sep 2001
  • No longer listedFLECK, DANIEL, LEE · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · listed since Dec 2000
  • No longer listedHECHT, DAVID, LEE · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · listed since Jan 2005
  • No longer listedMCHUGH, MICHAEL, SHANNON · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · listed since Jan 2004
  • No longer listedMERSEREAU, KAREN, HOSBEIN · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · listed since Jan 2011
  • No longer listedO'SULLIVAN-HALE, BRENDAN, GR · SENIOR ANALYST, CLASS B SHAREHOLDER · Less than 5% · listed since Dec 2008
  • No longer listedREIST, PETER, NIELSEN · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · listed since Jan 2011
  • No longer listedROSEN, MICHAEL, ALLEN · MANAGING DIRECTOR OF PRIVATE EQUITY, CLASS B SHAREHOLDER · Less than 5% · listed since Jan 2011
  • No longer listedSCHAEFER, ROBERT, LOUIS · VICE PRESIDENT, DIRECTOR OF INVESTMENT RESEARCH, CLASS B SHAREHOLDER · Less than 5% · listed since Jan 1997
  • AddedGRAHAM, DAVID, ALLEN · MANAGING DIRECTOR, MEMBER SENIOR MANAGEMENT · Less than 5% · control person
  • AddedSCHLUETER, ELIZABETH, ANN · CHIEF FINANCIAL STRATEGIST, MEMBER SENIOR MANAGEMENT · Less than 5% · control person
  • ChangedDEAN, TIMOTHY, MAURICE · title CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND CORPORATE DIRECTOR, CLASS B SHAREHOLDER → CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER AND MEMBER SENIOR MANAGEMENT
  • ChangedGREEN, MARK, MICHAEL · title VICE PRESIDENT, CHIEF INVESTMENT OFFICER, AND CORPORATE DIRECTOR, CLASS B SHAREHOLDER → VICE PRESIDENT, CHIEF INVESTMENT OFFICER, CORPORATE DIRECTOR, CLASS B SHAREHOLDER AND MEMBER SENIOR MANAGEMENT
  • ChangedMCMILLEN, SUE, A. · title VICE PRESIDENT, CHIEF TALENT OFFICER → VICE PRESIDENT, CHIEF TALENT OFFICER AND MEMBER SENIOR MANAGEMENT
Mar 29, 2012 filing (earliest on record)
  • ListedALERDING, JOSEPH, PHILLIP · VICE PRESIDENT, TCO'S CHIEF EXECUTIVE OFFICER, CLASS B SHAREHOLDER · Less than 5% · control person
  • ListedBENNETT, DEBORA, AMES · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5%
  • ListedDAVIS, CHARLES, RICHARD · CORPORATE AND MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ListedDEAN, TIMOTHY, MAURICE · CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ListedFLECK, DANIEL, LEE · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5%
  • ListedGREEN, MARK, MICHAEL · VICE PRESIDENT, CHIEF INVESTMENT OFFICER, AND CORPORATE DIRECTOR, CLASS B SHAREHOLDER · Less than 5% · control person
  • ListedHECHT, DAVID, LEE · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5%
  • ListedMCHUGH, MICHAEL, SHANNON · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5%
  • ListedMCMILLEN, SUE, A. · VICE PRESIDENT, CHIEF TALENT OFFICER · Less than 5% · control person
  • ListedMERSEREAU, KAREN, HOSBEIN · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5%
  • ListedMITCHELL, SUSAN, ELAINE · CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY TO THE BOARD, CLASS B SHAREHOLDER · Less than 5% · control person
  • ListedO'SULLIVAN-HALE, BRENDAN, GR · SENIOR ANALYST, CLASS B SHAREHOLDER · Less than 5%
  • ListedREIST, PETER, NIELSEN · MANAGING DIRECTOR, CLASS B SHAREHOLDER · Less than 5%
  • ListedROSEN, MICHAEL, ALLEN · MANAGING DIRECTOR OF PRIVATE EQUITY, CLASS B SHAREHOLDER · Less than 5%
  • ListedSCHAEFER, ROBERT, LOUIS · VICE PRESIDENT, DIRECTOR OF INVESTMENT RESEARCH, CLASS B SHAREHOLDER · Less than 5%
  • ListedSTROMAN, JEFFERY, HAL · CORPORATE AND MANAGING DIRECTOR, CLASS A & B SHAREHOLDER · 10–25% · control person
  • ListedTHOMASSON, JEFFREY, HUGH · CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, MANAGING DIRECTOR, CLASS A & B SHAREHOLDER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 154 →

Top Trims

Show all 70 →

New Positions

Show all 22 →

Exited Positions

Show all 28 →

OXFORD FINANCIAL GROUP, LTD. LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VTI 922908769 $282.2M 14.30% 762,716 SH
2 LISTED FDS TR INFL 53656F623 $192.5M 9.75% 3,860,173 SH
3 INVESTMENT MANAGERS SER TR I FPAG 30254T577 $156.4M 7.93% 3,897,208 SH
4 ELI LILLY & CO LLY 532457108 $154.6M 7.83% 128,862 SH
5 INTUITIVE SURGICAL INC ISRG 46120E602 $141.5M 7.17% 355,882 SH
6 SPDR INDEX SHS FDS GNR 78463X541 $122.0M 6.18% 1,813,168 SH
7 ISHARES TR MUB 464288414 $90.5M 4.58% 840,791 SH
8 ETF SER SOLUTIONS DSTL 26922A321 $75.5M 3.82% 1,260,109 SH
9 ISHARES TR IVV 464287200 $63.4M 3.21% 84,605 SH
10 AMERICAN CENTY ETF TR AVUV 025072877 $62.0M 3.14% 497,164 SH
11 VANGUARD INDEX FDS VTV 922908744 $52.6M 2.67% 241,470 SH
12 APPLE INC AAPL 037833100 $47.3M 2.40% 163,489 SH
13 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $37.4M 1.90% 50,118 SH
14 ISHARES TR ACWI 464288257 $30.6M 1.55% 195,063 SH
15 MCDONALDS CORP MCD 580135101 $21.9M 1.11% 80,956 SH
16 SCHWAB STRATEGIC TR FNDX 808524771 $21.6M 1.09% 693,012 SH
17 ISHARES TR MTUM 46432F396 $21.5M 1.09% 62,738 SH
18 NVIDIA CORPORATION NVDA 67066G104 $17.6M 0.89% 87,951 SH
19 ISHARES TR EFA 464287465 $16.1M 0.82% 155,236 SH
20 MICROSOFT CORP MSFT 594918104 $14.0M 0.71% 37,439 SH
21 VANGUARD INTL EQUITY INDEX F VT 922042742 $13.4M 0.68% 85,197 SH
22 J P MORGAN EXCHANGE TRADED F JCPI 46654Q104 $12.1M 0.61% 252,682 SH
23 ISHARES TR SGOV 46436E718 $11.1M 0.56% 110,000 SH
24 STOCK YDS BANCORP INC SYBT 861025104 $11.1M 0.56% 144,677 SH
25 ISHARES TR IWB 464287622 $10.8M 0.55% 26,484 SH
26 JPMORGAN CHASE & CO JPM 46625H100 $10.4M 0.53% 31,778 SH
27 ISHARES TR IWD 464287598 $9.8M 0.50% 40,538 SH
28 VANGUARD INDEX FDS VOO 922908363 $8.8M 0.45% 12,856 SH
29 ISHARES INC ESGE 46434G863 $8.4M 0.42% 153,284 SH
30 KIMBALL ELECTRONICS INC KE 49428J109 $7.3M 0.37% 285,717 SH
31 ALPHABET INC GOOGL 02079K305 $6.7M 0.34% 18,799 SH
32 CORNING INC GLW 219350105 $6.0M 0.31% 23,626 SH
33 ISHARES TR IWN 464287630 $5.9M 0.30% 26,855 SH
34 AMAZON COM INC AMZN 023135106 $5.9M 0.30% 24,781 SH
35 ISHARES TR IVW 464287309 $5.7M 0.29% 41,437 SH
36 ISHARES TR IWL 464289446 $5.4M 0.27% 29,110 SH
37 EATON CORP PLC ETN G29183103 $5.3M 0.27% 12,404 SH
38 INVESCO QQQ TR QQQ 46090E103 $5.1M 0.26% 6,872 SH
39 ISHARES TR IWF 464287614 $4.5M 0.23% 35,948 SH
40 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $4.5M 0.23% 8,893 SH
41 VANGUARD INDEX FDS VXF 922908652 $4.4M 0.22% 17,862 SH
42 ISHARES TR ITOT 464287150 $4.1M 0.21% 25,259 SH
43 SPDR INDEX SHS FDS GII 78463X855 $4.1M 0.21% 53,774 SH
44 DOMINOS PIZZA INC DPZ 25754A201 $3.6M 0.18% 12,285 SH
45 VANGUARD TAX-MANAGED FDS VEA 921943858 $3.6M 0.18% 50,802 SH
46 COPART INC CPRT 217204106 $3.5M 0.18% 124,000 SH
47 COSTCO WHOLESALE CORPORATION COST 22160K105 $3.4M 0.17% 3,643 SH
48 VANGUARD INDEX FDS VB 922908751 $3.1M 0.16% 10,201 SH
49 ISHARES TR IJH 464287507 $2.8M 0.14% 36,482 SH
50 AMERICAN CENTY ETF TR AVLV 025072349 $2.7M 0.14% 30,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $1.97B 296 0001398344-26-014028
2026-03-31 2026-05-06 $1.86B 302 0001398344-26-008494
2025-12-31 2026-02-13 $1.82B 289 0001398344-26-003025
Filer Information
Address
11711 N MERIDIAN ST SUITE 600
CARMEL, IN 46032
Phone
(317) 843-5678
Filing Manager
OXFORD FINANCIAL GROUP, LTD. LLC
INDIANAPOLIS, IN
Signatory
Melia Breeze Krumm
Chief Compliance Officer