NEW VERNON INVESTMENT MANAGEMENT LLC — 13F Holdings & Portfolio
CIK 1500605 · latest 13F-HR filed 2026-08-14
NEW VERNON INVESTMENT MANAGEMENT LLC manages $81.7M in 13F-reported U.S. long-equity assets across 37 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TRV (10.59%), CB (7.69%), AON (7.10%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions and exited 7; 17 existing positions rose in reported value and 6 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 56.3%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated May 5, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BERTRON, DENNIS, CHRISTOPHER Control | GC/CCO since Feb 2021 | Less than 5% | Individual |
| EDWARDS, JEFFREY, NEIL Control | COO since Aug 2009 | Less than 5% | Individual |
| NEW VERNON ADVISORS LLC Control | GENERAL PARTNER since Nov 2004 | Less than 5% | Domestic Entity |
| NVCH II LLC Control | LIMITED PARTNER since Feb 2019 | 75% or more | Domestic Entity |
| SANCHEZ, JORGE, NMN Control | CFO since Apr 2021 | Less than 5% | Individual |
| WITTLIN, BARRY, STUART Control | VICE CHAIRMAN since Jul 2017 | Less than 5% | Individual |
| ZAKARIA, ARSHAD, RAFIQ Control | CEO since Nov 2004 | Less than 5% | Individual |
| NVCH II LLC Control Indirect owner via NEW VERNON ADVISORS LLC | MEMBER since Nov 2004 | 75% or more | Domestic Entity |
| ZAKARIA, ARSHAD, RAFIQ Control Indirect owner via NVCH II LLC | MEMBER since Nov 2004 | 25–50% | Individual |
Ownership & leadership changes · 9 filings with changes since Feb 13, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- Listed againNVCH II LLC · LIMITED PARTNER · 75% or more · control person
- ChangedNEW VERNON ADVISORS LLC · title GP → GENERAL PARTNER; ownership 75% or more → Less than 5%
- No longer listedNVCH II LLC · LIMITED PARTNER · 75% or more · control person · listed since Feb 2019
- ChangedNEW VERNON ADVISORS LLC · ownership Less than 5% → 75% or more
- AddedNVCH II LLC · LIMITED PARTNER · 75% or more · control person
- ChangedNEW VERNON ADVISORS LLC · ownership 75% or more → Less than 5%
- ChangedNVCH II LLC · indirect via NEW VERNON ADVISORS LLC: now a control person
- ChangedBERTRON, DENNIS, CHRISTOPHER · title CLO/CCO → GC/CCO
- No longer listedPATRICK, THOMAS, HAROLD · CHAIRMAN · Less than 5% · control person · listed since Nov 2004
- No longer listedLewis, Micah, James · CFO · Less than 5% · control person · listed since Mar 2019
- AddedSANCHEZ, JORGE, NMN · CFO · Less than 5% · control person
- No longer listedARONSON, BARTON, S. · CLO/CCO · Less than 5% · control person · listed since May 2008
- AddedBERTRON, DENNIS, CHRISTOPHER · CLO/CCO · Less than 5% · control person
- No longer listedCALABRO, SEBASTIAN · CFO · Less than 5% · control person · listed since Apr 2011
- AddedLewis, Micah, James · CFO · Less than 5% · control person
- AddedWITTLIN, BARRY, STUART · VICE CHAIRMAN · Less than 5% · control person
- ListedARONSON, BARTON, S. · CLO/CCO · Less than 5% · control person
- ListedCALABRO, SEBASTIAN · CFO · Less than 5% · control person
- ListedEDWARDS, JEFFREY, NEIL · COO · Less than 5% · control person
- ListedNEW VERNON ADVISORS LLC · GP · 75% or more · control person
- ListedNVCH II LLC · MEMBER · 75% or more · indirect via NEW VERNON ADVISORS LLC
- ListedPATRICK, THOMAS, HAROLD · CHAIRMAN · Less than 5% · control person
- ListedZAKARIA, ARSHAD, RAFIQ · CEO · Less than 5% · control person
- ListedZAKARIA, ARSHAD, RAFIQ · MEMBER · 25–50% · indirect via NVCH II LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- GALLAGHER ARTHUR J & CO$1.5M +52.3%
- COREBRIDGE FINL INC$1.2M +80.0%
- EQUITABLE HLDGS INC$1.1M +77.4%
- TRAVELERS COMPANIES INC$1.0M +13.2%
- ALPHABET INC CLASS C$478.6K +23.2%
Top Trims
- OLD REP INTL CORP-$2.5M -48.7%
- ARCH CAP GROUP LTD-$1.5M -27.2%
- LINCOLN NATL CORP IND-$756.4K -25.3%
- TJX COS INC NEW-$78.5K -5.1%
- ABBOTT LABS-$70.6K -11.6%
New Positions
- AON PLC$5.8M
- PROGRESSIVE CORP$1.4M
- UNITED AIRLS HLDGS INC$750.0K
- EATON CORP PLC$571.0K
- SEA LTD$512.7K
Exited Positions
- SELECT SECTOR SPDR TR$10.8M
- EVEREST GROUP LTD$4.3M
- MARSH & MCLENNAN COS INC$3.0M
- WILLIS TOWERS WATSON PLC LTD$2.8M
- HAMILTON INSURANCE GROUP LTD$2.2M
NEW VERNON INVESTMENT MANAGEMENT LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | TRAVELERS COMPANIES INC | TRV | 89417E109 | $8.6M | 10.59% | 26,189 | SH |
| 2 | CHUBB LTD SWITZ | CB | H1467J104 | $6.3M | 7.69% | 18,432 | SH |
| 3 | AON PLC | AON | G0403H108 | $5.8M | 7.10% | 17,486 | SH |
| 4 | BERKLEY W R CORP | WRB | 084423102 | $4.5M | 5.53% | 64,046 | SH |
| 5 | GALLAGHER ARTHUR J & CO | AJG | 363576109 | $4.5M | 5.46% | 19,403 | SH |
| 6 | ARCH CAP GROUP LTD | ACGL | G0450A105 | $4.0M | 4.94% | 41,550 | SH |
| 7 | RADIAN GROUP INC | RDN | 750236101 | $3.4M | 4.15% | 90,031 | SH |
| 8 | BROADCOM INC | AVGO | 11135F101 | $3.2M | 3.97% | 8,585 | SH |
| 9 | HARTFORD INSURANCE GROUP INC | HIG | 416515104 | $3.0M | 3.63% | 22,387 | SH |
| 10 | OLD REP INTL CORP | ORI | 680223104 | $2.7M | 3.26% | 65,077 | SH |
| 11 | COREBRIDGE FINL INC | CRBG | 21871X109 | $2.7M | 3.25% | 92,659 | SH |
| 12 | EQUITABLE HLDGS INC | EQH | 29452E101 | $2.5M | 3.12% | 58,065 | SH |
| 13 | ALPHABET INC CLASS C | GOOG | 02079K107 | $2.5M | 3.12% | 7,200 | SH |
| 14 | LINCOLN NATL CORP IND | LNC | 534187109 | $2.2M | 2.73% | 63,115 | SH |
| 15 | MARRIOTT INTL INC NEW | MAR | 571903202 | $1.9M | 2.31% | 5,095 | SH |
| 16 | MORGAN STANLEY | MS | 617446448 | $1.8M | 2.19% | 8,550 | SH |
| 17 | UNUM GROUP | UNM | 91529Y106 | $1.8M | 2.17% | 19,796 | SH |
| 18 | OREILLY AUTOMOTIVE INC | ORLY | 67103H107 | $1.7M | 2.03% | 18,000 | SH |
| 19 | BLACKSTONE INC | BX | 09260D107 | $1.6M | 1.90% | 13,201 | SH |
| 20 | INTL GNRL INSURANCE HLDNGS L | IGIC | G4809J106 | $1.6M | 1.90% | 59,267 | SH |
| 21 | MICROSOFT CORP | MSFT | 594918104 | $1.5M | 1.85% | 4,042 | SH |
| 22 | TJX COS INC NEW | TJX | 872540109 | $1.5M | 1.78% | 9,575 | SH |
| 23 | PROGRESSIVE CORP | PGR | 743315103 | $1.4M | 1.74% | 6,502 | SH |
| 24 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.4M | 1.70% | 4,253 | SH |
| 25 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $1.2M | 1.50% | 17,000 | SH |
| 26 | AMAZON COM INC | AMZN | 023135106 | $1.1M | 1.40% | 4,809 | SH |
| 27 | NVIDIA CORPORATION | NVDA | 67066G104 | $897.2K | 1.10% | 4,484 | SH |
| 28 | HOME DEPOT INC | HD | 437076102 | $881.7K | 1.08% | 2,500 | SH |
| 29 | UNION PAC CORP | UNP | 907818108 | $811.9K | 0.99% | 2,985 | SH |
| 30 | UNITED AIRLS HLDGS INC | UAL | 910047109 | $750.0K | 0.92% | 5,515 | SH |
| 31 | STRYKER CORPORATION | SYK | 863667101 | $680.1K | 0.83% | 2,160 | SH |
| 32 | NU HLDGS LTD | NU | G6683N103 | $659.0K | 0.81% | 49,324 | SH |
| 33 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $598.1K | 0.73% | 16,271 | SH |
| 34 | EATON CORP PLC | ETN | G29183103 | $571.0K | 0.70% | 1,340 | SH |
| 35 | ABBOTT LABS | ABT | 002824100 | $537.0K | 0.66% | 5,918 | SH |
| 36 | SEA LTD | SE | 81141R100 | $512.7K | 0.63% | 5,350 | SH |
| 37 | NOVO-NORDISK A S | NVO | 670100205 | $436.3K | 0.53% | 9,100 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $81.7M | 37 | 0001500605-26-000018 |
| 2026-03-31 | 2026-05-15 | $94.2M | 39 | 0001500605-26-000008 |
| 2025-12-31 | 2026-02-17 | $102.7M | 37 | 0001500605-26-000002 |
| 2025-09-30 | 2025-11-14 | $107.2M | 40 | 0001500605-25-000014 |
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