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Stonehearth Capital Management, LLC — 13F Holdings & Portfolio

CIK 1550191 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Stonehearth Capital Management, LLC manages $291.9M in 13F-reported U.S. long-equity assets across 92 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are MTUM (12.46%), SCHD (10.78%), VLUE (9.28%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 5 new positions and exited 7; 19 existing positions rose in reported value and 23 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$291.9M

Long-equity book

Holdings
92

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+5 / −7 / ↑19 / ↓23

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
MTUM12.5% · -2%SCHD10.8% · -0%VLUE9.3% · +0%DFAI8.7% · +0%QLTY6.7% · +2%OUSM6.0% · +1%VWO5.9% · +0%EVTR4.5% · -2%QUAL3.2% · -3%IEMG2.6% · -1%PDBC2.5% · newAVEM2.4% · +1%ESGV1.6% · -1%SPYX1.5% · -1%AAPL1.4% · -0%CRBN1.3% · 0%GSIE1.0% · -0%GSLC0.8% · -0%VPLS0.7% · -0%VTV0.7% · +2%QQQM0.7% · -74%VGIT0.7% · +3%HMOP0.7% · +121%NUSC0.6% · 0%ILF0.6% · -7%ETHO0.6% · -0%VEA0.6% · -2%SPEM0.5% · 0%RTX0.5% · 0%XOM0.5% · -0%VYM0.4% · +11%SPHQ0.4% · -1%GE0.4% · +31%VTEB0.4% · newEAGG0.4% · -2%GOVT0.4% · +3%IWF0.4% · +22%BRK.B0.3% · 0%JPIN0.3% · 0%SPY0.3% · 0%GEV0.3% · +20%AMZN0.3% · 0%GLD0.3% · 0%MNA0.2% · +9%USMV0.2% · 0%VFVA0.2% · -21%FDMO0.2% · 0%IWD0.2% · +49%AVIG0.2% · newNVDA0.2% · 0%JNJ0.1% · -18%GOOGL0.1% · +80%STLD0.1% · +0%HD0.1% · 0%DBND0.1% · +2%IVV0.1% · -2%AVDE0.1% · 0%NEM0.1% · -10%COST0.1% · 0%JCPB0.1% · -1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 70.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 7, 2026.

Assets Under Management
$425.4M
Discretionary
$425.4M
Employees
8
Accounts
1,338
Address
100 CONIFER HILL DRIVE, STE 105
DANVERS, MA 01923
Phone
(978) 624-3000
Website
Name Title / Status Ownership Type
GAUTHIER, CHRISTOPHER, JOHN ControlCHIEF INVESTMENT OFFICER
since May 2012
Less than 5%Individual
UPSON, JAMIE, ALLEN ControlMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRESIDENT & CEO
since Jan 2017
75% or moreIndividual
Ownership & leadership changes · 3 filings with changes since Feb 27, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 2, 2017 filing
  • No longer listedMERRITHEW, WILLAM, B · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jul 2005
Feb 15, 2017 filing
  • No longer listedPROUT, RICHARD, EDWARD · MANAGING MEMBER / PRINCIPAL · 75% or more · control person · listed since Dec 1995
  • ChangedUPSON, JAMIE, ALLEN · title CHIEF COMPLIANCE OFFICER, MANAGER → MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, PRESIDENT & CEO; ownership Less than 5% → 75% or more
Mar 31, 2014 filing
  • AddedGAUTHIER, CHRISTOPHER, JOHN · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • AddedMERRITHEW, WILLAM, B · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Feb 27, 2012 filing (earliest on record)
  • ListedPROUT, RICHARD, EDWARD · MANAGING MEMBER / PRINCIPAL · 75% or more · control person
  • ListedUPSON, JAMIE, ALLEN · CHIEF COMPLIANCE OFFICER, MANAGER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Stonehearth Capital Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR MTUM 46432F396 $36.4M 12.46% 114,635 SH
2 SCHWAB STRATEGIC TR SCHD 808524797 $31.5M 10.78% 967,760 SH
3 ISHARES TR VLUE 46432F388 $27.1M 9.28% 136,873 SH
4 DIMENSIONAL ETF TRUST DFAI 25434V203 $25.5M 8.74% 615,770 SH
5 GMO ETF TRUST QLTY 90139K100 $19.5M 6.67% 454,836 SH
6 ALPS ETF TR OUSM 00162Q395 $17.6M 6.03% 383,052 SH
7 VANGUARD INTL EQUITY INDEX F VWO 922042858 $17.1M 5.87% 288,902 SH
8 MORGAN STANLEY ETF TRUST EVTR 61774R841 $13.3M 4.55% 275,593 SH
9 ISHARES TR QUAL 46432F339 $9.4M 3.21% 42,170 SH
10 ISHARES INC IEMG 46434G103 $7.6M 2.61% 93,767 SH
11 INVESCO ACTVELY MNGD ETC FD PDBC 46090F100 $7.4M 2.52% 381,909 SH
12 AMERICAN CENTY ETF TR AVEM 025072604 $7.1M 2.42% 75,229 SH
13 VANGUARD WORLD FD ESGV 921910733 $4.6M 1.58% 33,973 SH
14 SPDR SERIES TRUST SPYX 78468R796 $4.3M 1.46% 68,322 SH
15 APPLE INC AAPL 037833100 $4.0M 1.36% 11,965 SH
16 ISHARES TR CRBN 46434V464 $3.7M 1.25% 14,255 SH
17 GOLDMAN SACHS ETF TR GSIE 381430107 $3.0M 1.02% 65,278 SH
18 GOLDMAN SACHS ETF TR GSLC 381430503 $2.4M 0.83% 16,608 SH
19 VANGUARD MALVERN FDS VPLS 922020755 $2.1M 0.72% 28,216 SH
20 VANGUARD INDEX FDS VTV 922908744 $2.0M 0.68% 9,225 SH
21 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $2.0M 0.67% 6,457 SH
22 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $1.9M 0.66% 33,971 SH
23 HARTFORD FDS EXCHANGE TRADED HMOP 41653L503 $1.9M 0.65% 51,891 SH
24 NUSHARES ETF TR NUSC 67092P607 $1.8M 0.63% 37,711 SH
25 ISHARES TR ILF 464287390 $1.8M 0.61% 51,503 SH
26 AMPLIFY ETF TR ETHO 032108557 $1.8M 0.60% 22,035 SH
27 VANGUARD TAX-MANAGED FDS VEA 921943858 $1.7M 0.57% 23,370 SH
28 SPDR INDEX SHS FDS SPEM 78463X509 $1.6M 0.53% 30,161 SH
29 RTX CORPORATION RTX 75513E101 $1.5M 0.50% 7,868 SH
30 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.4M 0.46% 8,315 SH
31 VANGUARD WHITEHALL FDS VYM 921946406 $1.3M 0.44% 8,342 SH
32 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $1.3M 0.44% 15,368 SH
33 GE AEROSPACE GE 369604301 $1.2M 0.40% 3,725 SH
34 VANGUARD MUN BD FDS VTEB 922907746 $1.1M 0.39% 24,216 SH
35 ISHARES TR EAGG 46435U549 $1.1M 0.39% 24,930 SH
36 ISHARES TR GOVT 46429B267 $1.0M 0.36% 47,999 SH
37 ISHARES TR IWF 464287614 $1.0M 0.35% 8,219 SH
38 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.0M 0.35% 2,050 SH
39 J P MORGAN EXCHANGE TRADED F JPIN 46641Q209 $1.0M 0.35% 13,767 SH
40 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $955.6K 0.33% 1,253 SH
41 GE VERNOVA INC GEV 36828A101 $798.4K 0.27% 840 SH
42 AMAZON COM INC AMZN 023135106 $776.6K 0.27% 3,117 SH
43 SPDR GOLD TR GLD 78463V107 $773.1K 0.26% 2,030 SH
44 NYLIM ETF TR MNA 45409B800 $660.9K 0.23% 17,944 SH
45 ISHARES TR USMV 46429B697 $639.5K 0.22% 6,563 SH
46 VANGUARD WELLINGTON FD VFVA 921935805 $612.1K 0.21% 4,062 SH
47 FIDELITY COVINGTON TRUST FDMO 316092816 $601.0K 0.21% 6,326 SH
48 ISHARES TR IWD 464287598 $573.5K 0.20% 2,313 SH
49 AMERICAN CENTY ETF TR AVIG 025072562 $539.4K 0.18% 13,694 SH
50 NVIDIA CORPORATION NVDA 67066G104 $460.6K 0.16% 2,017 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $291.9M 92 0001550191-26-000012
2026-06-30 2026-07-07 $293.1M 94 0001550191-26-000010
2026-03-31 2026-04-17 $252.5M 96 0001550191-26-000009
2025-12-31 2026-01-13 $270.3M 96 0001550191-26-000001
Filer Information
Address
100 CONIFER HILL DRIVE
STE 105
DANVERS, MA 01923
Phone
(978) 624-3000
Filing Manager
Stonehearth Capital Management, LLC
DANVERS, MA
Signatory
Amanda M. Sylvia
Paraplanner