Zacks Investment ResearchT3·1mo ago
OUSM ALPS O'Shares U.S. Small-Cap Quality Dividend ETF
ETF 48.23 DelayedETF quote, holdings, sector allocation, technicals, and options analytics. Expected move IV rank history Fibonacci levels
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
OUSM
$48.23
—
Key stats
$48.23
- 52-Week Range
- $42.08 – $50.36
- YTD
- +9.73%
- IV Rank (30D)
- 6.67
- Straddle Price
- $2.08
- P/C Vol Ratio
- 0.00
- Open
- $48.36
- Day Range
- $47.98 – $48.38
- Volume
- 34,585
- Prev Close
- $48.24
About
ALPS O'Shares U.S. Small-Cap Quality Dividend ETF (OUSM) ETF
No description available.
- Exchange
- ARCX
- Inception
- 2016-12-30
- Has Options
- Yes
Fund profile
holdings as of Oct 15, 2026third-party datathrough May 2026flows, SEC filings
- Expense ratio
- 0.48% prospectus, filed Mar 30, 2026
- Assets
- $808M shares × price, Oct 20, 2026
- Trailing yield
- 2.01% paid monthly
- Average daily volume
- $2.6M 30 sessions
- Holdings
- 111 top 10 are 21.0%
- Listed
- Dec 30, 2016 NYSE Arca
- Tracking difference
- -0.46 pts vs index, after fees, FY 2025
Cost39
Liquidity47
Scale71
Diversification88
Moves with. US large-cap stocks (57% of its variance, beta 1.00); Small caps over large (12% of its variance, beta 0.29); Value over growth (5% of its variance, beta 0.54). These factors explain 72% of its daily moves over the last year.
Stated objective. The Fund seeks to track the performance (before fees and expenses) of the OShares U.S. Small-Cap Quality Dividend Index (the Underlying Index). (from the fund's prospectus)
All 111 holdingsFlow historySimilar fundsOverlap toolAll Dividend ETFs
Fund flows
through May 2026SEC filings- May 2026
- −$19M latest reported month
- Latest 3 months
- −$50M −5.8% of assets
- Latest 12 months
- −$94M −10.8% of assets
View as a table
| Month | Net flow |
|---|---|
| May 2026 | −$19M |
| Apr 2026 | −$11M |
| Mar 2026 | −$21M |
| Feb 2026 | −$5.8M |
| Jan 2026 | −$16M |
| Dec 2025 | −$8.8M |
| Nov 2025 | −$21M |
| Oct 2025 | −$45M |
| Sep 2025 | +$17M |
| Aug 2025 | +$2.2M |
| Jul 2025 | +$33M |
| Jun 2025 | $0 |
Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 50 months ago
Similar funds
| Fund | Overlap | Fee | Assets | 1Y | |
|---|---|---|---|---|---|
| QMIDWisdomTree U.S. MidCap Quality Growth Fund | 25% | 0.38% | $2.2M | +7.2% | compare |
| SDVYFirst Trust SMID Cap Rising Dividend Achievers ETF | 24% | 0.58% | $10.9B | +13.0% | compare |
| SDVDFT Vest SMID Rising Dividend Achievers Target Income ETF | 24% | 0.85% | $877M | +6.0% | compare |
| XMHQInvesco S&P MidCap Quality ETF | 22% | 0.25% | $5.5B | +11.8% | compare |
| FSCSFirst Trust Exchange-Traded Fund VI First Trust SMID Capital Strength ETF | 22% | — | $58M | +2.9% | compare |
Ranked by how much of the two portfolios is the same securities.
Look-through: what the holdings say
weights as of Oct 15, 2026third-party data- Holdings vs fair value
- +9.3% 40% under, 18% over · 100% covered
- Price / earnings
- 16.6 0% loss-making · 100% covered
- Price / book · sales
- 3.0 · 1.8 revenue growth +6.4%
- Above 200-day average
- 52% 48% above 50-day · by weight
- Short interest
- 7.0% of float, weighted · 5.0 days to cover
- Insider buying
- 4% of weight had net insider buying, 90 days; 53% net selling
- 13F holders
- +1.2% change in shares held by institutions, latest quarter
- Reporting earnings
- 32.3% of weight in 7 days; 63.3% in 14
Holdings reporting in the next 14 days · weighted implied move this week 3.36%
Each figure is the fund's holdings weighted by position size, using our data on those stocks, and covers only the share of the stock holdings stated. Positive fair value means the holdings trade below our estimate.
What changed in the portfolio
Feb 28, 2026 → May 31, 2026Under the hood
fiscal year to Nov 30, 2025SEC census- Authorized participants
- 8 active of 8 with agreements; top 3 did 80%
- Created · redeemed
- $268M · $162M over the fiscal year
- Redemptions in kind
- 100% creations 100% in kind
- Creation unit
- 25,000 shares
- Securities lending
- 1.66% of assets on loan on average; earned 0.2 bp
- Return vs index
- -0.46 pts after fees; -0.01 before; daily s.d. 0.18
From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.
ETF Profile
holdings as of 2026-05-31
Holdings
110
AUM
$875.4M
Provider
Nport
Inception
2016-12-30
Exchange
ARCX
Data As Of
2026-05-31
Expense Ratio
0.48%
Dividend Yield
2.01%
Distribution
Monthly
Recent distributions
| Ex-Date | Pay Date | Amount | Type |
|---|---|---|---|
| 2026-09-17 | 2026-09-22 | $0.0875 | CD |
| 2026-08-20 | 2026-08-25 | $0.0973 | CD |
| 2026-07-16 | 2026-07-21 | $0.0226 | CD |
| 2026-06-18 | 2026-06-24 | $0.1126 | CD |
| 2026-05-21 | 2026-05-27 | $0.0899 | CD |
| 2026-04-16 | 2026-04-21 | $0.0214 | CD |
Asset Allocation
Top Holdings
top 50 of 110 holdings
| Symbol | Name | Weight % | Asset Class | Country |
|---|---|---|---|---|
| SNX | Td Synnex Corp | 3.46% | Equity (common) | US |
| AVT | Avnet Inc | 3.24% | Equity (common) | US |
| NHC | National Healthcare Corp | 3.23% | Equity (common) | US |
| RPRX | Royalty Pharma Plc | 3.07% | Equity (common) | GB |
| TXRH | Texas Roadhouse Inc | 2.18% | Equity (common) | US |
| LFUS | Littelfuse Inc | 2.16% | Equity (common) | US |
| LECO | Lincoln Electric Holdings Inc | 2.15% | Equity (common) | US |
| SWKS | Skyworks Solutions Inc | 2.10% | Equity (common) | US |
| DCI | Donaldson Co Inc | 2.02% | Equity (common) | US |
| SEIC | Sei Investments Co | 2.02% | Equity (common) | US |
| NYT | New York Times Co/the | 2.01% | Equity (common) | US |
| PRI | Primerica Inc | 1.98% | Equity (common) | US |
| LSTR | Landstar System Inc | 1.94% | Equity (common) | US |
| RDN | Radian Group Inc | 1.94% | Equity (common) | US |
| WU | Western Union Co/the | 1.91% | Equity (common) | US |
| ALSN | Allison Transmission Holdings Inc | 1.89% | Equity (common) | US |
| CHE | Chemed Corp | 1.88% | Equity (common) | US |
| ITT | Itt Inc | 1.84% | Equity (common) | US |
| ESNT | Essent Group Ltd | 1.82% | Equity (common) | BM |
| MTG | Mgic Investment Corp | 1.76% | Equity (common) | US |
| GNTX | Gentex Corp | 1.72% | Equity (common) | US |
| EHC | Encompass Health Corp | 1.68% | Equity (common) | US |
| MLI | Mueller Industries Inc | 1.66% | Equity (common) | US |
| LKQ | Lkq Corp | 1.66% | Equity (common) | US |
| FHI | Federated Hermes Inc | 1.59% | Equity (common) | US |
| DLB | Dolby Laboratories Inc | 1.56% | Equity (common) | US |
| SCI | Service Corp International/us | 1.55% | Equity (common) | US |
| AOS | A O Smith Corp | 1.54% | Equity (common) | US |
| NXST | Nexstar Media Group Inc | 1.52% | Equity (common) | US |
| MTN | Vail Resorts Inc | 1.50% | Equity (common) | US |
| HRB | H&r Block Inc | 1.49% | Equity (common) | US |
| DOX | Amdocs Ltd | 1.49% | Equity (common) | GG |
| MSA | Msa Safety Inc | 1.41% | Equity (common) | US |
| LEA | Lear Corp | 1.39% | Equity (common) | US |
| HLI | Houlihan Lokey Inc | 1.23% | Equity (common) | US |
| WH | Wyndham Hotels & Resorts Inc | 1.21% | Equity (common) | US |
| BG | Bunge Global Sa | 1.14% | Equity (common) | CH |
| KFY | Korn Ferry | 1.09% | Equity (common) | US |
| IDCC | Interdigital Inc | 1.06% | Equity (common) | US |
| FCFS | Firstcash Holdings Inc | 1.00% | Equity (common) | US |
| WTS | Watts Water Technologies Inc | 0.98% | Equity (common) | US |
| BRC | Brady Corp | 0.97% | Equity (common) | US |
| BMI | Badger Meter Inc | 0.95% | Equity (common) | US |
| AIT | Applied Industrial Technologies Inc | 0.94% | Equity (common) | US |
| FELE | Franklin Electric Co Inc | 0.88% | Equity (common) | US |
| RL | Ralph Lauren Corp | 0.71% | Equity (common) | US |
| EXPO | Exponent Inc | 0.69% | Equity (common) | US |
| UFPI | Ufp Industries Inc | 0.67% | Equity (common) | US |
| CNS | Cohen & Steers Inc | 0.67% | Equity (common) | US |
| TOL | Toll Brothers Inc | 0.65% | Equity (common) | US |
Geographic Breakdown
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 0.05% | -5.01% | 8.24% | -0.61% | 2.16% | 3.15% | 1.33% |
| Feb | 3.68% | -2.19% | -3.91% | 3.04% | -0.73% | 1.70% | 0.27% |
| Mar | 3.36% | 2.35% | -0.73% | 4.59% | -2.35% | -6.38% | 0.14% |
| Apr | 2.47% | -6.32% | 0.51% | -4.88% | -2.79% | 6.32% | -0.78% |
| May | 0.03% | 2.72% | -4.41% | 3.88% | 3.56% | 0.24% | 1.00% |
| Jun | -1.95% | -6.12% | 7.06% | -0.79% | 2.05% | 3.06% | 0.55% |
| Jul | 1.54% | 7.00% | 1.39% | 8.24% | -0.82% | 2.16% | 3.25% |
| Aug | 1.04% | -4.00% | -1.80% | 1.61% | 5.42% | -0.65% | 0.27% |
| Sep | -4.71% | -8.56% | -4.70% | 4.06% | -0.18% | -5.08% | -3.20% |
| Oct | 3.81% | 7.69% | -2.73% | -1.32% | -2.35% | 4.10%* | 1.53% |
| Nov | -4.94% | 6.52% | 6.51% | 6.32% | 0.76% | -- | 3.03% |
| Dec | 6.84% | -5.20% | 6.15% | -6.84% | 0.28% | -- | 0.25% |
| Total | 11.07% | -12.25% | 10.82% | 17.46% | 4.77% | 8.18% | 6.67% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $46.93
SMA 50: $48.06
SMA 200: $46.78
Current: $48.23
EMA 12: $47.43
EMA 26: $47.38
MACD: 0.0476 | Signal: 0.2521
BEARISH
ADX (14): 31.90
TREND
+DI: 33.17
−DI: 17.83
Momentum Oscillators
RSI (14): 61.59
NEUTRAL
Stoch %K: 87.58
Stoch %D: 83.10
Williams %R: -6.58
Volume & Volatility
BB Upper: $48.14
BB Lower: $45.72
OVERBOUGHT
OBV: -5,705,069
Vol SMA 20: 59,119
Vol ROC: 21.53%
ATR: $0.50
True Range: $0.40
HV 20: 12.8%
HV 30: 11.7%
HV 60: 11.4%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
Here is my comprehensive stock analysis report for OUSM:
Executive Summary
Overall assessment: NEUTRAL with confidence level (6/10)
Key drivers:
- The ETF has been trading within a consolidation zone, with no clear trend direction.
- Technical indicators are mixed, with the MACD indicating bullish momentum while RSI and Stochastic Oscillators show neutral sentiment.
Primary risks:
- Volatility is low, which may indicate a lack of market interest or potential for further price movements.
- Options market pricing suggests a relatively high implied volatility, which could be a catalyst for future moves.
Investment thesis: OUSM's recent trading activity appears to be driven by consolidation and low volatility. The ETF's performance will likely depend on the overall market trend and the sector it tracks (small-cap quality dividend stocks). A breakout above the upper Bollinger Band or a breakdown below the lower band could signal more significant price movements.
Recent news sentiment impact: Neutral sentiment from recent headlines, which has not significantly impacted the stock's price movement.
Technical Analysis
Trend Direction: Short-term and medium-term trends are neutral, while the long-term trend is bullish (based on SMA 200).
Support/Resistance Levels: Key levels include:
- Upper Bollinger Band: $50.65
- Middle Bollinger Band: $49.58
- Lower Bollinger Band: $48.51
Momentum Signals:
- RSI interpretation: Neutral (45.24)
- MACD signal: Bullish (bullish momentum)
- Stochastic Oscillator: Neutral (35.88/30.28)
Volume Analysis: Volume trends suggest a decreasing trend, with the volume rate of change indicating -96.84%.
News & Sentiment Analysis
Recent Headlines Summary: The recent headlines are neutral in sentiment and do not appear to have had a significant impact on the stock's price movement.
Sentiment Assessment: Neutral sentiment is dominant, indicating no clear bias towards buying or selling.
Catalyst Identification: No specific catalysts have been identified based on news headlines. However, options market activity suggests potential for future moves driven by volatility and market expectations.
Market Narrative: The neutral sentiment from recent headlines aligns with the consolidation trend in OUSM's price movement.
Risk & Volatility Assessment
Beta Interpretation: Low beta (0.57) indicates a relatively low-risk ETF, which may appeal to investors seeking more stable returns.
Volatility Regime: Current volatility is relatively low compared to historical levels, which could indicate a lack of market interest or potential for further price movements.
Options Market Signals: IV rank is low (24.9%), indicating historically low volatility. Options market activity suggests potential for future moves driven by volatility and market expectations.
Downside Protection: Support levels include the lower Bollinger Band ($48.51) and the 200-day SMA ($46.29), which could provide some downside protection.
Market Context & Positioning
Sector Performance: The small-cap quality dividend sector has been trading relatively flat, which may be influencing OUSM's performance.
Institutional Activity: No clear institutional activity patterns have been identified based on volume and open interest metrics.
Correlation Analysis: Correlation with the SPY is high (0.57), indicating a strong relationship between the two assets.
Relative Valuation: OUSM appears to be trading relatively in line with its sector peers, suggesting no significant undervaluation or overvaluation.
Key Levels & Action Items
Critical Price Levels: Key levels include:
- Upper Bollinger Band: $50.65
- Middle Bollinger Band: $49.58
- Lower Bollinger Band: $48.51
- 200-day SMA: $46.29
Breakout/Breakdown Levels: A breakout above the upper Bollinger Band or a breakdown below the lower band could signal more significant price movements.
Time-Sensitive Catalysts: No specific time-sensitive catalysts have been identified based on earnings data or news headlines.
Risk Management: Stop-loss levels and position sizing considerations will depend on individual risk tolerance and market expectations.
Generated
News
All OUSM news →
Zacks Investment ResearchT3·29mo ago
Zacks Investment ResearchT3·30mo ago
Zacks Investment ResearchT3·31mo ago
Zacks Investment ResearchT3·32mo ago
Zacks Investment ResearchT3·33mo ago
Zacks Investment ResearchT3·34mo ago
Zacks Investment ResearchT3·35mo ago
Zacks Investment ResearchT3·36mo ago
Zacks Investment ResearchT3·37mo ago
Showing 1–10 of 50
Page 1 of 5
OUSM Options Activity & IV Rank
OUSM IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 25.0%
7-DTE IV: —
Expected Move: $2.08
7-DTE Move: $2.08
Days to Exp: 30 (2026-11-20)
Options Flow
Call Volume: 1
Put Volume: 0
P/C Volume: —
BULLISH
Call OI: 1
Put OI: 0
P/C OI: —
Total OI: 1
ATM Options Pricing
ATM Call: $1.07
ATM Put: $1.00
Call %: 2.2%
Put %: 2.1%
Chain Summary
Chain Volume: 5
Chain OI: 5
Last Updated: 10/21/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · No data
30 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · ATM 13.2% / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)6.7LowOct 21
Straddle Price (30 DTE)$2.08Oct 21
Beta Analysis
Risk Metrics
Beta: 0.5530
Alpha: 0.14%
Correlation: 0.5546
R-Squared: 30.8%
Stock Volatility: 12.7%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Low volatility - stock moves less than market
Low volatility - stock moves less than market
Beta & Alpha Over Time
OUSM Institutional Ownership (13F)
Latest filings — 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
31.66K
SI % of Float
0.19%
Days to Cover
1.00
Short Vol Ratio
9.3%
Free Float
—
Float %
—
Short interest 2026-09-30 • Short volume 2026-10-21
Constituent Performance
Click any bar to view the full quote for that stock.
Constituents
| Symbol | Name | Weight % | Price | 1 Day | 1 Week | 1 Month |
|---|