LEVEL FOUR ADVISORY SERVICES, LLC — 13F Holdings & Portfolio
CIK 1696715 · latest 13F-HR filed 2026-08-10
LEVEL FOUR ADVISORY SERVICES, LLC manages $3.54B in 13F-reported U.S. long-equity assets across 935 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (4.04%), LGRO (2.99%), QQQ (2.95%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 104 new positions and exited 35; 474 existing positions rose in reported value and 164 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$3.54B
Long-equity book
Holdings
935
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+104 / −35 / ↑474 / ↓164
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26AAPL4.0% · +2%LGRO3.0% · +8%QQQ3.0% · -0%MSFT1.9% · +12%NVDA1.8% · +6%AMZN1.7% · +2%MU1.6% · -6%GOOGL1.5% · -1%VOO1.4% · +2%SPYM1.3% · +3%TCAF1.3% · -7%AVGO1.3% · +3%JIRE1.1% · +1%ABBV1.0% · +2%USFR0.9% · +0%SMTH0.9% · +1%JPM0.9% · +3%MOAT0.8% · +2%AMD0.8% · -13%SMH0.8% · +10%META0.7% · +1%SNDK0.7% · -44%KLAC0.7% · +904%QQQM0.6% · -1%AGG0.6% · -8%PTLC0.6% · +2%UNH0.6% · -5%WMT0.6% · +3%RDVY0.5% · +2%C0.5% · +1%GOOG0.5% · +1%MS0.5% · -0%VTI0.5% · +25%CAT0.5% · +3%SPMO0.5% · +22%JNJ0.5% · -0%XLK0.5% · +2%DSTL0.5% · +3%GBIL0.5% · +2%TXN0.5% · -1%SPY0.5% · -1%MCHP0.4% · +1%NEE0.4% · +1%BRK.B0.4% · -4%CMI0.4% · +1%IVW0.4% · -0%GLD0.4% · -23%GS0.4% · +0%V0.4% · -6%IJH0.4% · +3%SPTI0.4% · +3%SPTL0.4% · +7%COWZ0.4% · +3%PAAA0.4% · +21%CAG0.4% · 0%SNOW0.4% · -2%HD0.4% · -2%TWLO0.4% · -4%COST0.3% · +1%UBER0.3% · +1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 21.2%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 11, 2026.
Assets Under Management
$6.54B
Discretionary
$5.88B
Employees
136
Accounts
15,720
Address
12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
SUITE 700
DALLAS, TX 75251
Phone
(972) 665-0878
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| LEVEL FOUR GROUP, LLC Control | MEMBER since Jan 2005 | 75% or more | Domestic Entity |
| WOODS, BRITT Control | PRESIDENT - LEVEL FOUR GROUP, LLC since Aug 2026 | Less than 5% | Individual |
| ZACHA, JILL, MARIE Control | CHIEF COMPLIANCE OFFICER, CORPORATE COUNSEL since Jul 2019 | Less than 5% | Individual |
| CARR, RIGGS & INGRAM CAPITAL, L.L.C. Control Indirect owner via LEVEL FOUR GROUP, LLC | MEMBER since Sep 2014 | 75% or more | Domestic Entity |
| CCP FEEDER I-CRI, LLC Control Indirect owner via CCP V AIV I, L.P. | LIMITED PARTNER since Nov 2024 | 25–50% | Domestic Entity |
| CCP V AIV HOLDINGS - CRI, L.P. Control Indirect owner via CCP FEEDER I-CRI, LLC | MEMBER since Nov 2024 | 75% or more | Domestic Entity |
| CCP V AIV I, L.P. Control Indirect owner via CCP V CRI AGGREGATOR L.P. | LIMITED PARTNER since Nov 2024 | 75% or more | Domestic Entity |
| CCP V CRI AGGREGATOR L.P. Control Indirect owner via CRI ADVISORS, LLC | MEMBER since Nov 2024 | 25–50% | Domestic Entity |
| CRI ADVISORS, LLC Control Indirect owner via CRI GROUP, LLC | MEMBER since Nov 2024 | 75% or more | Domestic Entity |
| CRI GROUP, LLC Control Indirect owner via CARR, RIGGS & INGRAM CAPITAL, L.L.C. | MEMBER since Nov 2024 | 75% or more | Domestic Entity |
Ownership & leadership changes · 12 filings with changes since Dec 6, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Sep 11, 2026 filing
- No longer listedTOMES, EDMON, JACOB · ELECTED MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2005
- AddedWOODS, BRITT · PRESIDENT - LEVEL FOUR GROUP, LLC · Less than 5% · control person
Mar 30, 2026 filing
- ChangedZACHA, JILL, MARIE · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, CORPORATE COUNSEL
Sep 12, 2025 filing
- No longer listedMORTON, GEORGE, BRENT · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Nov 2014
Dec 16, 2024 filing
- No longer listedCARR, RIGGS & INGRAM, L.L.C. · MEMBER · 75% or more · indirect via CARR, RIGGS & INGRAM CAPITAL, L.L.C. · control person · listed since Sep 2014
- AddedCCP FEEDER I-CRI, LLC · LIMITED PARTNER · 25–50% · indirect via CCP V AIV I, L.P. · control person
- AddedCCP V AIV HOLDINGS - CRI, L.P. · MEMBER · 75% or more · indirect via CCP FEEDER I-CRI, LLC · control person
- AddedCCP V AIV I, L.P. · LIMITED PARTNER · 75% or more · indirect via CCP V CRI AGGREGATOR L.P. · control person
- AddedCCP V CRI AGGREGATOR L.P. · MEMBER · 25–50% · indirect via CRI ADVISORS, LLC · control person
- AddedCRI ADVISORS, LLC · MEMBER · 75% or more · indirect via CRI GROUP, LLC · control person
- AddedCRI GROUP, LLC · MEMBER · 75% or more · indirect via CARR, RIGGS & INGRAM CAPITAL, L.L.C. · control person
Mar 30, 2022 filing
- No longer listedHOUSTON, MARYAM, ALYCE · ADVISORY SERVICES DIRECTOR · Less than 5% · control person · listed since Apr 2016
- No longer listedOVERSTAKE, GREGG, DOUGLAS · DIRECTOR OF SUPERVISION · Less than 5% · control person · listed since Jul 2019
Jul 29, 2019 filing
- AddedZACHA, JILL, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedOVERSTAKE, GREGG, DOUGLAS · title CHIEF COMPLIANCE OFFICER → DIRECTOR OF SUPERVISION
Mar 29, 2018 filing
- ChangedHOUSTON, MARYAM, ALYCE · title ADVISORY SERVICES MANAGER → ADVISORY SERVICES DIRECTOR
- ChangedMORTON, GEORGE, BRENT · title CHIEF FINANCIAL OFFICER → CHIEF OPERATING OFFICER
Mar 30, 2017 filing
- AddedHOUSTON, MARYAM, ALYCE · ADVISORY SERVICES MANAGER · Less than 5% · control person
- AddedMORTON, GEORGE, BRENT · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 13, 2017 filing
- No longer listedPOPE, DARRYN, DAVID · ELECTED MANAGER / CHIEF TRAINING OFFICER · Less than 5% · control person · listed since Jan 2005
Mar 30, 2016 filing
- No longer listedGLOBENSKY, JOSEPH, WAYNE · ELECTED MANAGER / CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jan 2005
Older changes (3 more filings)
Mar 13, 2015 filing
- No longer listedCARR, RIGGS & INGRAM HOLDINGS, L.L.C. · DIRECT OWNER · 75% or more · indirect via LEVEL FOUR GROUP, LLC · control person · listed since Sep 2014
- No longer listedCARR, RIGGS & INGRAM, L.L.C. · DIRECT OWNER · 75% or more · indirect via CARR, RIGGS & INGRAM HOLDINGS, L.L.C. · control person · listed since Sep 2014
- AddedCARR, RIGGS & INGRAM CAPITAL, L.L.C. · MEMBER · 75% or more · indirect via LEVEL FOUR GROUP, LLC · control person
- AddedCARR, RIGGS & INGRAM, L.L.C. · MEMBER · 75% or more · indirect via CARR, RIGGS & INGRAM CAPITAL, L.L.C. · control person
- ChangedGLOBENSKY, JOSEPH, WAYNE · title CHIEF INVESTMENT OFFICER → ELECTED MANAGER / CHIEF INVESTMENT OFFICER
- ChangedLEVEL FOUR GROUP, LLC · title OWNER → MEMBER
- ChangedPOPE, DARRYN, DAVID · title CHIEF TRAINING OFFICER → ELECTED MANAGER / CHIEF TRAINING OFFICER
- ChangedTOMES, EDMON, JACOB · title PRESIDENT AND CHIEF EXECUTIVE OFFICER → ELECTED MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER
Oct 3, 2014 filing
- No longer listedGLOBENSKY, JOSEPH, WAYNE · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person · listed since Oct 2002
- No longer listedGONGWER, BRIAN, JOSEPH · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person · listed since Jul 2009
- No longer listedPOPE, DARRYN, DAVID · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person · listed since Sep 2002
- No longer listedTOMES, EDMON, JACOB · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person · listed since Jul 2000
- AddedCARR, RIGGS & INGRAM HOLDINGS, L.L.C. · DIRECT OWNER · 75% or more · indirect via LEVEL FOUR GROUP, LLC · control person
- AddedCARR, RIGGS & INGRAM, L.L.C. · DIRECT OWNER · 75% or more · indirect via CARR, RIGGS & INGRAM HOLDINGS, L.L.C. · control person
- ChangedGLOBENSKY, JOSEPH, WAYNE · title MANAGER → CHIEF INVESTMENT OFFICER
- ChangedPOPE, DARRYN, DAVID · title MANAGER → CHIEF TRAINING OFFICER
- ChangedTOMES, EDMON, JACOB · title MANAGER → PRESIDENT AND CHIEF EXECUTIVE OFFICER
Dec 6, 2011 filing (earliest on record)
- ListedGLOBENSKY, JOSEPH, WAYNE · MANAGER · Less than 5% · control person
- ListedGLOBENSKY, JOSEPH, WAYNE · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person
- ListedGONGWER, BRIAN, JOSEPH · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person
- ListedLEVEL FOUR GROUP, LLC · OWNER · 75% or more · control person
- ListedOVERSTAKE, GREGG, DOUGLAS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPOPE, DARRYN, DAVID · MANAGER · Less than 5% · control person
- ListedPOPE, DARRYN, DAVID · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person
- ListedTOMES, EDMON, JACOB · MANAGER · Less than 5% · control person
- ListedTOMES, EDMON, JACOB · MEMBER · 25–50% · indirect via LEVEL FOUR GROUP, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICRON TECHNOLOGY INC$40.1M +220.6%
- ALPS ETF TR$22.8M +27.5%
- INVESCO QQQ TR$22.5M +27.4%
- APPLE INC$19.6M +15.9%
- ADVANCED MICRO DEVICES INC$16.2M +147.2%
Top Trims
- SPDR GOLD TR-$7.4M -33.9%
- APA CORPORATION-$3.8M -28.4%
- SPDR INDEX SHS FDS-$3.2M -50.1%
- CONOCOPHILLIPS-$2.9M -20.4%
- ISHARES TR-$2.9M -87.6%
New Positions
- WORLD GOLD TR$4.9M
- AMERICAN CENTY ETF TR$4.1M
- ON SEMICONDUCTOR CORP$3.6M
- SCHWAB STRATEGIC TR$3.5M
- SPDR SERIES TRUST$2.3M
Exited Positions
- EXXON MOBIL CORP$8.8M
- COTERRA ENERGY INC$7.2M
- GATES INDL CORP PLC$1.6M
- FIRST TR EXCHANGE TRADED FD$1.4M
- VONTIER CORPORATION$1.1M
LEVEL FOUR ADVISORY SERVICES, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $142.8M | 4.04% | 493,660 | SH |
| 2 | ALPS ETF TR | LGRO | 00162Q353 | $105.9M | 2.99% | 2,441,170 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $104.4M | 2.95% | 141,765 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $67.9M | 1.92% | 182,005 | SH |
| 5 | NVIDIA CORPORATION | NVDA | 67066G104 | $62.6M | 1.77% | 312,879 | SH |
| 6 | AMAZON COM INC | AMZN | 023135106 | $60.7M | 1.72% | 254,823 | SH |
| 7 | MICRON TECHNOLOGY INC | MU | 595112103 | $58.2M | 1.64% | 50,423 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $53.4M | 1.51% | 149,545 | SH |
| 9 | VANGUARD INDEX FDS | VOO | 922908363 | $48.2M | 1.36% | 70,236 | SH |
| 10 | SPDR SERIES TRUST | SPYM | 78464A854 | $47.8M | 1.35% | 543,471 | SH |
| 11 | T ROWE PRICE EXCHANGE-TRADED | TCAF | 87283Q867 | $45.8M | 1.29% | 1,114,596 | SH |
| 12 | BROADCOM INC | AVGO | 11135F101 | $45.4M | 1.28% | 120,314 | SH |
| 13 | J P MORGAN EXCHANGE TRADED F | JIRE | 46641Q134 | $38.6M | 1.09% | 467,614 | SH |
| 14 | ABBVIE INC | ABBV | 00287Y109 | $34.0M | 0.96% | 135,146 | SH |
| 15 | WISDOMTREE TR | USFR | 97717Y527 | $33.1M | 0.93% | 656,655 | SH |
| 16 | ALPS ETF TR | SMTH | 00162Q346 | $32.3M | 0.91% | 1,255,537 | SH |
| 17 | JPMORGAN CHASE & CO | JPM | 46625H100 | $32.1M | 0.91% | 98,167 | SH |
| 18 | VANECK ETF TRUST | MOAT | 92189F643 | $29.5M | 0.83% | 283,812 | SH |
| 19 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $27.2M | 0.77% | 46,820 | SH |
| 20 | VANECK ETF TRUST | SMH | 92189F676 | $27.0M | 0.76% | 41,190 | SH |
| 21 | META PLATFORMS INC | META | 30303M102 | $25.3M | 0.71% | 44,855 | SH |
| 22 | SANDISK CORP | SNDK | 80004C200 | $24.4M | 0.69% | 10,722 | SH |
| 23 | KLA CORP | KLAC | 482480100 | $24.3M | 0.69% | 80,570 | SH |
| 24 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $22.8M | 0.64% | 75,333 | SH |
| 25 | ISHARES TR | AGG | 464287226 | $22.0M | 0.62% | 222,404 | SH |
| 26 | PACER FDS TR | PTLC | 69374H105 | $21.9M | 0.62% | 375,782 | SH |
| 27 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $21.6M | 0.61% | 51,931 | SH |
| 28 | WALMART INC | WMT | 931142103 | $21.4M | 0.60% | 188,690 | SH |
| 29 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $18.8M | 0.53% | 231,642 | SH |
| 30 | CITIGROUP INC | C | 172967424 | $18.6M | 0.53% | 133,194 | SH |
| 31 | ALPHABET INC | GOOG | 02079K107 | $17.8M | 0.50% | 50,492 | SH |
| 32 | MORGAN STANLEY | MS | 617446448 | $17.7M | 0.50% | 84,606 | SH |
| 33 | VANGUARD INDEX FDS | VTI | 922908769 | $17.5M | 0.49% | 47,230 | SH |
| 34 | CATERPILLAR INC | CAT | 149123101 | $17.2M | 0.49% | 16,168 | SH |
| 35 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $17.2M | 0.49% | 106,491 | SH |
| 36 | JOHNSON & JOHNSON | JNJ | 478160104 | $16.7M | 0.47% | 65,905 | SH |
| 37 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $16.7M | 0.47% | 87,674 | SH |
| 38 | ETF SER SOLUTIONS | DSTL | 26922A321 | $16.6M | 0.47% | 276,915 | SH |
| 39 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $16.6M | 0.47% | 165,571 | SH |
| 40 | TEXAS INSTRS INC | TXN | 882508104 | $16.4M | 0.46% | 55,116 | SH |
| 41 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $16.3M | 0.46% | 21,835 | SH |
| 42 | MICROCHIP TECHNOLOGY INC. | MCHP | 595017104 | $15.3M | 0.43% | 167,864 | SH |
| 43 | NEXTERA ENERGY INC | NEE | 65339F101 | $15.2M | 0.43% | 173,607 | SH |
| 44 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $15.2M | 0.43% | 30,381 | SH |
| 45 | CUMMINS INC | CMI | 231021106 | $14.9M | 0.42% | 20,883 | SH |
| 46 | ISHARES TR | IVW | 464287309 | $14.6M | 0.41% | 105,839 | SH |
| 47 | SPDR GOLD TR | GLD | 78463V107 | $14.5M | 0.41% | 39,261 | SH |
| 48 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $14.4M | 0.41% | 14,272 | SH |
| 49 | VISA INC | V | 92826C839 | $14.2M | 0.40% | 41,307 | SH |
| 50 | ISHARES TR | IJH | 464287507 | $14.2M | 0.40% | 183,726 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $3.54B | 935 | 0001696715-26-000005 |
| 2026-03-31 | 2026-05-14 | $3.05B | 866 | 0001696715-26-000004 |
| 2025-12-31 | 2026-02-13 | $3.06B | 842 | 0001696715-26-000001 |
| 2025-09-30 | 2025-11-12 | $2.92B | 802 | 0001696715-25-000003 |
Filer Information
Address
12400 COIT ROADSUITE 700
DALLAS, TX 75251
Phone
(866) 834-1040
Filing Manager
LEVEL FOUR ADVISORY SERVICES, LLC
DALLAS, TX
Signatory
Kimberly Kay Miller
Chief Compliance Officer, Brokerage