LEVEL FOUR ADVISORY SERVICES, LLC — 13F Holdings & Portfolio
CIK 1696715 · latest 13F-HR filed 2026-05-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$3.05B
Long-equity book
Holdings
866
Distinct positions
Period
2026-03-31
Filed 2026-05-14
Q/Q Activity
+65 / −41 / ↑317 / ↓250
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$11.4M +39.3%
- COSTCO WHOLESALE CORPORATION$7.8M +148.4%
- INVESCO QQQ TR$7.7M +10.3%
- SANDISK CORP$7.0M +131.3%
- OCCIDENTAL PETE CORP$5.9M +123.4%
Top Trims
- ALPS ETF TR-$26.0M -23.8%
- ISHARES TR-$16.7M -89.2%
- MICROSOFT CORP-$15.7M -20.7%
- APPLE INC-$12.2M -9.0%
- ALPHABET INC-$6.8M -13.5%
New Positions
- WATTS WATER TECHNOLOGIES INC$5.9M
- ALPS ETF TR$3.4M
- ASTRAZENECA PLC$2.8M
- ABRDN ETFS$2.7M
- PIPER SANDLER COMPANIES$1.9M
Exited Positions
- HP INC$2.4M
- PIPER SANDLER COMPANIES$1.7M
- CYBERARK SOFTWARE LTD$1.7M
- SANMINA CORPORATION$1.4M
- WORKDAY INC$1.2M
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $123.2M | 4.04% | 485,494 | SH |
| 2 | ALPS ETF TR | LGRO | 00162Q353 | $83.1M | 2.73% | 2,252,711 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $81.9M | 2.69% | 141,968 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $60.1M | 1.97% | 162,323 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $52.2M | 1.71% | 250,732 | SH |
| 6 | NVIDIA CORPORATION | NVDA | 67066G104 | $51.5M | 1.69% | 295,120 | SH |
| 7 | ALPHABET INC | GOOGL | 02079K305 | $43.6M | 1.43% | 151,451 | SH |
| 8 | T ROWE PRICE ETF INC | TCAF | 87283Q867 | $42.5M | 1.40% | 1,194,405 | SH |
| 9 | VANGUARD INDEX FDS | VOO | 922908363 | $41.2M | 1.35% | 68,976 | SH |
| 10 | SPDR SERIES TRUST | SPYM | 78464A854 | $40.5M | 1.33% | 528,965 | SH |
| 11 | BROADCOM INC | AVGO | 11135F101 | $36.1M | 1.18% | 116,615 | SH |
| 12 | J P MORGAN EXCHANGE TRADED F | JIRE | 46641Q134 | $35.0M | 1.15% | 461,721 | SH |
| 13 | WISDOMTREE TR | USFR | 97717Y527 | $32.9M | 1.08% | 653,878 | SH |
| 14 | ALPS ETF TR | SMTH | 00162Q346 | $31.9M | 1.05% | 1,238,142 | SH |
| 15 | ABBVIE INC | ABBV | 00287Y109 | $28.8M | 0.94% | 132,234 | SH |
| 16 | JPMORGAN CHASE & CO | JPM | 46625H100 | $28.0M | 0.92% | 95,223 | SH |
| 17 | VANECK ETF TRUST | MOAT | 92189F643 | $27.0M | 0.89% | 279,722 | SH |
| 18 | META PLATFORMS INC | META | 30303M102 | $25.3M | 0.83% | 44,216 | SH |
| 19 | ISHARES TR | AGG | 464287226 | $24.0M | 0.79% | 241,631 | SH |
| 20 | WALMART INC | WMT | 931142103 | $22.8M | 0.75% | 183,591 | SH |
| 21 | SPDR GOLD TR | GLD | 78463V107 | $21.9M | 0.72% | 50,883 | SH |
| 22 | PACER FDS TR | PTLC | 69374H105 | $19.3M | 0.63% | 367,166 | SH |
| 23 | MICRON TECHNOLOGY INC | MU | 595112103 | $18.2M | 0.60% | 53,735 | SH |
| 24 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $18.0M | 0.59% | 75,849 | SH |
| 25 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $16.2M | 0.53% | 161,947 | SH |
| 26 | JOHNSON & JOHNSON | JNJ | 478160104 | $16.2M | 0.53% | 66,201 | SH |
| 27 | NEXTERA ENERGY INC | NEE | 65339F101 | $15.9M | 0.52% | 171,684 | SH |
| 28 | ETF SER SOLUTIONS | DSTL | 26922A321 | $15.6M | 0.51% | 269,780 | SH |
| 29 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $15.5M | 0.51% | 226,612 | SH |
| 30 | CONAGRA BRANDS INC | CAG | 205887102 | $15.3M | 0.50% | 975,027 | SH |
| 31 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $15.1M | 0.50% | 31,489 | SH |
| 32 | CITIGROUP INC | C | 172967424 | $15.0M | 0.49% | 131,839 | SH |
| 33 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $14.8M | 0.48% | 54,586 | SH |
| 34 | CONOCOPHILLIPS | COP | 20825C104 | $14.4M | 0.47% | 108,818 | SH |
| 35 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $14.4M | 0.47% | 22,077 | SH |
| 36 | VANECK ETF TRUST | SMH | 92189F676 | $14.3M | 0.47% | 37,408 | SH |
| 37 | ALPHABET INC | GOOG | 02079K107 | $14.3M | 0.47% | 49,957 | SH |
| 38 | MORGAN STANLEY | MS | 617446448 | $13.9M | 0.46% | 84,685 | SH |
| 39 | SPDR SERIES TRUST | SPTI | 78464A672 | $13.9M | 0.45% | 483,268 | SH |
| 40 | PACER FDS TR | COWZ | 69374H881 | $13.7M | 0.45% | 218,891 | SH |
| 41 | APA CORPORATION | APA | 03743Q108 | $13.4M | 0.44% | 316,373 | SH |
| 42 | VISA INC | V | 92826C839 | $13.2M | 0.43% | 43,760 | SH |
| 43 | SPDR SERIES TRUST | SPTL | 78464A664 | $13.2M | 0.43% | 501,894 | SH |
| 44 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $13.0M | 0.43% | 13,055 | SH |
| 45 | LOCKHEED MARTIN CORP | LMT | 539830109 | $12.9M | 0.42% | 21,382 | SH |
| 46 | SANDISK CORP | SNDK | 80004C200 | $12.3M | 0.40% | 19,330 | SH |
| 47 | VANGUARD INDEX FDS | VTI | 922908769 | $12.1M | 0.40% | 37,731 | SH |
| 48 | HOME DEPOT INC | HD | 437076102 | $12.1M | 0.40% | 36,798 | SH |
| 49 | ISHARES TR | IJH | 464287507 | $12.1M | 0.40% | 179,108 | SH |
| 50 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $12.0M | 0.40% | 14,227 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $3.05B | 866 | 0001696715-26-000004 |
| 2025-12-31 | 2026-02-13 | $3.06B | 842 | 0001696715-26-000001 |
| 2025-09-30 | 2025-11-12 | $2.92B | 802 | 0001696715-25-000003 |