Legion Partners Asset Management, LLC — 13F Holdings & Portfolio
CIK 1560207 · latest 13F-HR filed 2026-08-14
Legion Partners Asset Management, LLC manages $40.6M in 13F-reported U.S. long-equity assets across 2 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are LFCR (57.75%), NNBR (42.25%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 0 new positions and exited 4; 2 existing positions rose in reported value and 0 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 100%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jan 28, 2026.
SUITE 1240
LOS ANGELES, CA 90025
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| KATZ, DAVID, ALAN Control | CHIEF OPERATING OFFICER since Jan 2014 | Less than 5% | Individual |
| KIPER, CHRISTOPHER, SEAN Control | PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE since Apr 2012 | Less than 5% | Individual |
| LEGION PARTNERS HOLDINGS, LLC Control | MEMBER since Apr 2012 | 75% or more | Domestic Entity |
| WHITE, RAYMOND, THEODORE Control | PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER since Apr 2012 | Less than 5% | Individual |
| KIPER, CHRISTOPHER, SEAN Control Indirect owner via LEGION PARTNERS HOLDINGS, LLC | MEMBER since Apr 2012 | 25–50% | Individual |
| VIZI, BRADLEY, SCOTT Control Indirect owner via LEGION PARTNERS HOLDINGS, LLC | MEMBER since Apr 2012 | 25–50% | Individual |
| WHITE, RAYMOND, THEODORE Control Indirect owner via LEGION PARTNERS HOLDINGS, LLC | MEMBER since Apr 2012 | 25–50% | Individual |
Ownership & leadership changes · 7 filings with changes since May 25, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedVIZI, BRADLEY, SCOTT · PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE · Less than 5% · control person · listed since Apr 2012
- AddedKATZ, DAVID, ALAN · CHIEF OPERATING OFFICER · Less than 5% · control person
- ChangedLEGION PARTNERS HOLDINGS, LLC · ownership 50–75% → 75% or more
- ChangedLEGION PARTNERS HOLDINGS, LLC · ownership 75% or more → 50–75%
- No longer listedBURGESS, PATRICIA, ANDERSON · CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL · Less than 5% · control person · listed since Apr 2012
- ChangedWHITE, RAYMOND, THEODORE · title PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE → PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER
- No longer listedALTERIO, JOHN, ROBERT · CHIEF FINANCIAL OFFICER · Less than 5% · listed since Jun 2012
- ChangedKIPER, CHRISTOPHER, SEAN · title PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE → PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE
- ChangedVIZI, BRADLEY, SCOTT · title PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE → PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE
- ChangedWHITE, RAYMOND, THEODORE · title CEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE → PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE
- AddedALTERIO, JOHN, ROBERT · CHIEF FINANCIAL OFFICER · Less than 5%
- ListedBURGESS, PATRICIA, ANDERSON · CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL · Less than 5% · control person
- ListedKIPER, CHRISTOPHER, SEAN · PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE · Less than 5% · control person
- ListedKIPER, CHRISTOPHER, SEAN · MEMBER · 25–50% · indirect via LEGION PARTNERS HOLDINGS, LLC · control person
- ListedLEGION PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · control person
- ListedVIZI, BRADLEY, SCOTT · MEMBER · 25–50% · indirect via LEGION PARTNERS HOLDINGS, LLC · control person
- ListedVIZI, BRADLEY, SCOTT · PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE · Less than 5% · control person
- ListedWHITE, RAYMOND, THEODORE · MEMBER · 25–50% · indirect via LEGION PARTNERS HOLDINGS, LLC · control person
- ListedWHITE, RAYMOND, THEODORE · CEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Exited Positions
- CLEAR CHANNEL OUTDOOR HLDGS$62.2M
- ADVANCE AUTO PARTS INC$42.2M
- FIVE9 INC$9.0M
- PAYONEER GLOBAL INC$819.3K
Legion Partners Asset Management, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $40.6M | 2 | 0002085853-26-001016 |
| 2026-03-31 | 2026-05-15 | $137.7M | 6 | 0002085853-26-000603 |
| 2025-12-31 | 2026-02-17 | $171.7M | 7 | 0002085853-26-000273 |
| 2025-09-30 | 2025-11-14 | $184.8M | 7 | 0002085853-25-000281 |
LOS ANGELES, CA 90025