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KOM Wealth Management Group, LLC — 13F Holdings & Portfolio

CIK 1804116 · latest 13F-HR filed 2026-10-15

Backtest portfolio

KOM Wealth Management Group, LLC manages $201.4M in 13F-reported U.S. long-equity assets across 96 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VTI (17.57%), CGSD (10.75%), FFSM (7.70%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 9 new positions and exited 9; 25 existing positions rose in reported value and 32 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$201.4M

Long-equity book

Holdings
96

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+9 / −9 / ↑25 / ↓32

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VTI17.6% · +5%CGSD10.8% · +1086%FFSM7.7% · +10%DGRO7.5% · -2%JCPB6.9% · +114%VCRB5.4% · newSCHF5.1% · +35%AVDV3.7% · +12%PHYS3.2% · +36%XLU1.1% · -5%IBTH1.1% · -1%MSFT1.1% · -16%CGDV1.0% · +11%ITOT1.0% · -1%WPM0.9% · -33%PFF0.9% · +36%CGXU0.8% · +5%IBTG0.8% · -35%DFAC0.8% · -42%HDV0.8% · -36%VIG0.7% · +4%IBTI0.7% · +1%NEM0.7% · -16%FBCG0.7% · +5%CGUS0.6% · +6%CGGR0.6% · +5%XOM0.6% · -16%COWZ0.6% · -14%IJH0.6% · -30%RTX0.6% · 0%REGL0.5% · -67%DBMF0.5% · newUSMV0.5% · +0%IBDS0.5% · +2%AAPL0.5% · -6%PWR0.4% · -1%IBDT0.4% · +1%ITW0.4% · -1%NVDA0.4% · -6%SCHD0.4% · newIBTJ0.4% · +2%VBIL0.4% · -39%NOBL0.4% · -0%FBND0.4% · +15%IJR0.4% · -37%IDV0.3% · -22%VMBS0.3% · newIXUS0.3% · -0%DFAX0.3% · -1%JNJ0.3% · -11%VYM0.3% · +5%WMT0.3% · -5%AVGO0.3% · -0%VXUS0.3% · +3%CAT0.2% · +0%WPC0.2% · +1%CLF0.2% · -1%AMZN0.2% · -0%IVV0.2% · -11%IBDU0.2% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 68.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 4, 2026.

Assets Under Management
$407.8M
Discretionary
$405.4M
Employees
7
Accounts
2,126
Address
3601 E. EVERGREEN DRIVE
SUITE 100
APPLETON, WI 54913
Phone
(920) 733-3865
Website
Name Title / Status Ownership Type
MCGLONE, JAMES, MIKE ControlSENIOR PARTNER / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER
since Feb 2007
50–75%Individual
McGlone, Kenneth, John ControlPARTNER
since Jan 2024
25–50%Individual
Klepps, Kaley, MariePARTNER
since Jan 2024
5–10%Individual
Sommerfeld, Troy, AllenPARTNER
since Jan 2024
5–10%Individual
Ownership & leadership changes · 2 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 19, 2024 filing
  • No longer listedKERNTKE, CLAUS, PETER · SENIOR PARTNER · 25–50% · control person · listed since Feb 2007
  • No longer listedOTTO, RICHARD, MICHAEL · SENIOR PARTNER · 25–50% · control person · listed since Feb 2007
  • AddedKlepps, Kaley, Marie · PARTNER · 5–10%
  • AddedMcGlone, Kenneth, John · PARTNER · 25–50% · control person
  • AddedSommerfeld, Troy, Allen · PARTNER · 5–10%
  • ChangedMCGLONE, JAMES, MIKE · ownership 25–50% → 50–75%
Jan 31, 2022 filing
  • No longer listedMC GLONE, JASON, ANTHONY · SENIOR PARTNER · 10–25% · control person · listed since Feb 2007
  • ChangedKERNTKE, CLAUS, PETER · ownership 10–25% → 25–50%
  • ChangedMCGLONE, JAMES, MIKE · ownership 10–25% → 25–50%
  • ChangedOTTO, RICHARD, MICHAEL · ownership 10–25% → 25–50%
Mar 28, 2012 filing (earliest on record)
  • ListedKERNTKE, CLAUS, PETER · SENIOR PARTNER · 10–25% · control person
  • ListedMC GLONE, JASON, ANTHONY · SENIOR PARTNER · 10–25% · control person
  • ListedMCGLONE, JAMES, MIKE · SENIOR PARTNER / MANAGING MEMBER / CHIEF COMPLIANCE OFFICER · 10–25% · control person
  • ListedOTTO, RICHARD, MICHAEL · SENIOR PARTNER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

KOM Wealth Management Group, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VTI 922908769 $35.4M 17.57% 94,555 SH
2 CAPITAL GRP FIXED INCM ETF T CGSD 14020Y409 $21.7M 10.75% 857,540 SH
3 FIDELITY COVINGTON TRUST FFSM 316092295 $15.5M 7.70% 458,292 SH
4 ISHARES TR DGRO 46434V621 $15.2M 7.55% 201,542 SH
5 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $13.8M 6.87% 309,143 SH
6 VANGUARD MALVERN FDS VCRB 922020748 $10.9M 5.43% 148,600 SH
7 SCHWAB STRATEGIC TR SCHF 808524805 $10.2M 5.07% 371,889 SH
8 AMERICAN CENTY ETF TR AVDV 025072802 $7.5M 3.70% 68,166 SH
9 SPROTT ASSET MANAGEMENT LP PHYS 85207H104 $6.4M 3.15% 203,176 SH
10 SELECT SECTOR SPDR TR XLU 81369Y886 $2.3M 1.13% 57,529 SH
11 ISHARES TR IBTH 46436E841 $2.3M 1.12% 101,328 SH
12 MICROSOFT CORP MSFT 594918104 $2.2M 1.09% 4,298 SH
13 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $2.1M 1.03% 42,523 SH
14 ISHARES TR ITOT 464287150 $2.0M 0.98% 11,814 SH
15 WHEATON PRECIOUS METALS CORP WPM 962879102 $1.8M 0.89% 13,405 SH
16 ISHARES TR PFF 464288687 $1.7M 0.87% 59,135 SH
17 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $1.7M 0.85% 49,897 SH
18 ISHARES TR IBTG 46436E858 $1.7M 0.84% 74,086 SH
19 DIMENSIONAL ETF TRUST DFAC 25434V708 $1.7M 0.83% 37,803 SH
20 ISHARES TR HDV 46429B663 $1.6M 0.81% 58,480 SH
21 VANGUARD SPECIALIZED FUNDS VIG 921908844 $1.5M 0.72% 6,215 SH
22 ISHARES TR IBTI 46436E833 $1.4M 0.70% 64,764 SH
23 NEWMONT CORP NEM 651639106 $1.4M 0.68% 11,873 SH
24 FIDELITY COVINGTON TRUST FBCG 316092352 $1.3M 0.65% 20,758 SH
25 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $1.3M 0.64% 28,760 SH
26 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $1.3M 0.63% 26,928 SH
27 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.2M 0.61% 7,531 SH
28 PACER FDS TR COWZ 69374H881 $1.1M 0.57% 17,221 SH
29 ISHARES TR IJH 464287507 $1.1M 0.56% 15,738 SH
30 RTX CORPORATION RTX 75513E101 $1.1M 0.56% 6,075 SH
31 PROSHARES TR REGL 74347B680 $1.1M 0.54% 12,655 SH
32 IM GLOBAL PARTNER FUNDS DBMF 53700T827 $1.0M 0.52% 31,902 SH
33 ISHARES TR USMV 46429B697 $954.9K 0.47% 9,800 SH
34 ISHARES TR IBDS 46435UAA9 $919.9K 0.46% 38,139 SH
35 APPLE INC AAPL 037833100 $919.3K 0.46% 2,760 SH
36 QUANTA SVCS INC PWR 74762E102 $892.5K 0.44% 1,389 SH
37 ISHARES TR IBDT 46435U515 $886.5K 0.44% 35,517 SH
38 ILLINOIS TOOL WKS INC ITW 452308109 $861.1K 0.43% 3,347 SH
39 NVIDIA CORPORATION NVDA 67066G104 $855.0K 0.42% 3,744 SH
40 SCHWAB STRATEGIC TR SCHD 808524797 $845.2K 0.42% 25,981 SH
41 ISHARES TR IBTJ 46436E825 $768.2K 0.38% 36,192 SH
42 VANGUARD INSTL INDEX FD VBIL 922040845 $764.3K 0.38% 10,094 SH
43 PROSHARES TR NOBL 74348A467 $750.0K 0.37% 13,864 SH
44 FIDELITY MERRIMACK STR TR FBND 316188309 $718.5K 0.36% 16,594 SH
45 ISHARES TR IJR 464287804 $709.6K 0.35% 5,216 SH
46 ISHARES TR IDV 464288448 $629.9K 0.31% 14,929 SH
47 VANGUARD SCOTTSDALE FDS VMBS 92206C771 $629.4K 0.31% 14,173 SH
48 ISHARES TR IXUS 46432F834 $621.1K 0.31% 6,538 SH
49 DIMENSIONAL ETF TRUST DFAX 25434V880 $603.8K 0.30% 16,310 SH
50 JOHNSON & JOHNSON JNJ 478160104 $603.7K 0.30% 2,280 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $201.4M 96 0001804116-26-000005
2026-06-30 2026-07-23 $165.5M 96 0001804116-26-000003
2026-03-31 2026-04-23 $146.7M 89 0001804116-26-000002
2025-12-31 2026-01-23 $141.4M 86 0001804116-26-000001
Filer Information
Address
3601 EAST EVERGREEN DRIVE
SUITE 100
APPLETON, WI 54913
Phone
(920) 733-3876
Filing Manager
KOM Wealth Management Group, LLC
APPLETON, WI
Signatory
James Mike McGlone
Senior Partner / Managing Member / CCO