Oaktree Fund Advisors, LLC — 13F Holdings & Portfolio
CIK 1822973 · latest 13F-HR filed 2026-08-14
Oaktree Fund Advisors, LLC manages $57.8M in 13F-reported U.S. long-equity assets across 14 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AU (23.59%), B (15.41%), ITUB (11.83%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 3; 8 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$57.8M
Long-equity book
Holdings
14
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+3 / −3 / ↑8 / ↓2
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 95.7%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 17, 2026.
Assets Under Management
$183.29B
Discretionary
$181.38B
Employees
905
Accounts
620
Address
333 SOUTH GRAND AVE
28TH FLOOR
LOS ANGELES, CA 90071
28TH FLOOR
LOS ANGELES, CA 90071
Phone
(213) 830-6300
This firm reports 3 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Boskovich, Martin, Adam Control | MANAGING DIRECTOR AND GENERAL COUNSEL since Jul 2026 | Less than 5% | Individual |
| Dyck, Karly, Evelyn Control | CHIEF FINANCIAL OFFICER since Jul 2026 | Less than 5% | Individual |
| FRANK, JOHN, BERNKOPF Control | VICE CHAIRMAN since Jul 2001 | Less than 5% | Individual |
| Ghiya, Jay, Kumar Control | CHIEF OPERATING OFFICER since Jul 2026 | Less than 5% | Individual |
| KARSH, BRUCE, ALLEN Control | CO-CHAIRMAN, CHIEF INVESTMENT OFFICER since May 1995 | Less than 5% | Individual |
| MARKS, HOWARD, STANLEY Control | CO-CHAIRMAN since Apr 1995 | Less than 5% | Individual |
| O'LEARY, ROBERT, JAMES Control | CO-CHIEF EXECUTIVE OFFICER since Mar 2024 | Less than 5% | Individual |
| OAKTREE CAPITAL MANAGEMENT GP, LLC Control | GENERAL AND LIMITED PARTNER since Sep 2019 | 50–75% | Domestic Entity |
| PANOSSIAN, ARMEN, RYAN Control | CO-CHIEF EXECUTIVE OFFICER since Mar 2024 | Less than 5% | Individual |
| STONE, SHELDON, MICHAEL Control | PRINCIPAL since Apr 1995 | Less than 5% | Individual |
| VENCATACHELLUM, RODNEY, PARAMA Control | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER since Mar 2016 | Less than 5% | Individual |
| ATLAS HOLDINGS II LLC Control Indirect owner via OAKTREE NEW HOLDINGS LLC | MEMBER since Sep 2019 | 75% or more | Domestic Entity |
| ATLAS SUBCO HOLDINGS LLC Control Indirect owner via ATLAS HOLDINGS II LLC | MEMBER since Dec 2022 | 75% or more | Domestic Entity |
| ATLAS TOP LLC Control Indirect owner via ATLAS SUBCO HOLDINGS LLC | MEMBER since Dec 2022 | 75% or more | Domestic Entity |
| BROOKFIELD ASSET MANAGEMENT LTD. Control Indirect owner via BROOKFIELD ASSET MANAGEMENT ULC | SHAREHOLDER since Feb 2025 | 75% or more | Foreign Entity |
| BROOKFIELD ASSET MANAGEMENT ULC Control Indirect owner via BROOKFIELD US HOLDINGS INC. | SHAREHOLDER since Dec 2022 | 75% or more | Foreign Entity |
| BROOKFIELD CORPORATION Control Indirect owner via BROOKFIELD ASSET MANAGEMENT LTD. | SHAREHOLDER since Feb 2025 | 50–75% | Foreign Entity |
| BROOKFIELD U.S., INC. Control Indirect owner via ATLAS TOP LLC | MEMBER since Dec 2022 | 75% or more | Domestic Entity |
| BROOKFIELD US HOLDINGS INC. Control Indirect owner via BROOKFIELD U.S., INC. | SHAREHOLDER since Dec 2022 | 75% or more | Foreign Entity |
| OAKTREE CAPITAL HOLDINGS, LLC Control Indirect owner via OAKTREE CAPITAL MANAGEMENT GP, LLC | MANAGING MEMBER since Sep 2019 | 75% or more | Domestic Entity |
| OAKTREE NEW HOLDINGS LLC Control Indirect owner via OAKTREE CAPITAL HOLDINGS, LLC | MEMBER since Sep 2019 | 75% or more | Domestic Entity |
Ownership & leadership changes · 23 filings with changes since Dec 16, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 17, 2026 filing
- No longer listedFRANK, JOHN, BERNKOPF · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- No longer listedKARSH, BRUCE, ALLEN · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- No longer listedMARKS, HOWARD, STANLEY · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL GROUP HOLDINGS GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS, L.P. · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL GROUP HOLDINGS, L.P. · LIMITED PARTNER · 25–50% · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL GROUP HOLDINGS, L.P. · MEMBER · 75% or more · indirect via OAKTREE CAPITAL HOLDINGS, LLC · control person · listed since May 2007
- No longer listedSTONE, SHELDON, MICHAEL · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- ChangedATLAS HOLDINGS II LLC · indirect via OAKTREE NEW HOLDINGS LLC: now a control person
- ChangedATLAS SUBCO HOLDINGS LLC · indirect via ATLAS HOLDINGS II LLC: now a control person
- ChangedATLAS TOP LLC · indirect via ATLAS SUBCO HOLDINGS LLC: now a control person
- ChangedBROOKFIELD ASSET MANAGEMENT LTD. · indirect via BROOKFIELD ASSET MANAGEMENT ULC: now a control person
- ChangedBROOKFIELD ASSET MANAGEMENT ULC · indirect via BROOKFIELD US HOLDINGS INC.: now a control person
- ChangedBROOKFIELD CORPORATION · indirect via BROOKFIELD ASSET MANAGEMENT LTD.: now a control person
- ChangedBROOKFIELD U.S., INC. · indirect via ATLAS TOP LLC: now a control person
- ChangedBROOKFIELD US HOLDINGS INC. · indirect via BROOKFIELD U.S., INC.: now a control person
- ChangedOAKTREE NEW HOLDINGS LLC · indirect via OAKTREE CAPITAL HOLDINGS, LLC: now a control person
Jul 28, 2026 filing
- No longer listedLEVIN, DANIEL, DANE · MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Apr 2017
- No longer listedMOLZ, TODD, EMMET · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Mar 2024
- No longer listedTING, RICHARD, KWANG PEI · MANAGING DIRECTOR AND GENERAL COUNSEL · Less than 5% · control person · listed since Mar 2024
- AddedBoskovich, Martin, Adam · MANAGING DIRECTOR AND GENERAL COUNSEL · Less than 5% · control person
- AddedDyck, Karly, Evelyn · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedGhiya, Jay, Kumar · CHIEF OPERATING OFFICER · Less than 5% · control person
Mar 31, 2026 filing
- No longer listedBROOKFIELD US HOLDINGS INC. · SHAREHOLDER · 75% or more · indirect via BROOKFIELD US INC. · control person · listed since Nov 1994
- No longer listedBROOKFIELD US INC. · MEMBER · 75% or more · indirect via ATLAS TOP LLC · control person · listed since Dec 2022
- AddedBROOKFIELD U.S., INC. · MEMBER · 75% or more · indirect via ATLAS TOP LLC
- AddedBROOKFIELD US HOLDINGS INC. · SHAREHOLDER · 75% or more · indirect via BROOKFIELD U.S., INC.
- AddedOAKTREE CAPITAL GROUP HOLDINGS, L.P. · MEMBER · 75% or more · indirect via OAKTREE CAPITAL HOLDINGS, LLC · control person
- ChangedATLAS HOLDINGS II LLC · indirect via OAKTREE NEW HOLDINGS LLC: no longer a control person
- ChangedATLAS SUBCO HOLDINGS LLC · indirect via ATLAS HOLDINGS II LLC: no longer a control person
- ChangedATLAS TOP LLC · indirect via ATLAS SUBCO HOLDINGS LLC: no longer a control person
- ChangedBROOKFIELD ASSET MANAGEMENT LTD. · indirect via BROOKFIELD ASSET MANAGEMENT ULC: no longer a control person
- ChangedBROOKFIELD ASSET MANAGEMENT ULC · indirect via BROOKFIELD US HOLDINGS INC.: no longer a control person
- ChangedBROOKFIELD CORPORATION · indirect via BROOKFIELD ASSET MANAGEMENT LTD.: ownership 75% or more → 50–75%; no longer a control person
Mar 31, 2025 filing
- No longer listedBROOKFIELD CORPORATION · SHAREHOLDER · 75% or more · indirect via BROOKFIELD ASSET MANAGEMENT ULC · control person · listed since Dec 2022
- AddedBROOKFIELD CORPORATION · SHAREHOLDER · 75% or more · indirect via BROOKFIELD ASSET MANAGEMENT LTD. · control person
- ChangedBROOKFIELD ASSET MANAGEMENT LTD. · indirect via BROOKFIELD ASSET MANAGEMENT ULC: ownership 25–50% → 75% or more
- ChangedO'LEARY, ROBERT, JAMES · title CO-CEO → CO-CHIEF EXECUTIVE OFFICER
- ChangedPANOSSIAN, ARMEN, RYAN · title CO-CEO → CO-CHIEF EXECUTIVE OFFICER
- ChangedTING, RICHARD, KWANG PEI · title GENERAL COUNSEL → MANAGING DIRECTOR AND GENERAL COUNSEL
Mar 28, 2024 filing
- No longer listedATLAS OCM HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via OAKTREE CAPITAL MANAGEMENT GP, LLC · control person · listed since Sep 2019
- No longer listedATLAS SUBCO HOLDING LLC · MEMBER · 75% or more · indirect via ATLAS HOLDINGS II LLC · control person · listed since Dec 2022
- No longer listedATLAS TOP LLC · MEMBER · 75% or more · indirect via ATLAS SUBCO HOLDING LLC · control person · listed since Dec 2022
- No longer listedOAKTREE NEW HOLDINGS LLC · MEMBER · 75% or more · indirect via ATLAS OCM HOLDINGS LLC · listed since Sep 2019
- No longer listedWINTROB, JAY, STEVEN · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Nov 2014
- No longer listedWINTROB, JAY, STEVEN · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since Nov 2014
- AddedATLAS SUBCO HOLDINGS LLC · MEMBER · 75% or more · indirect via ATLAS HOLDINGS II LLC · control person
- AddedATLAS TOP LLC · MEMBER · 75% or more · indirect via ATLAS SUBCO HOLDINGS LLC · control person
- AddedO'LEARY, ROBERT, JAMES · CO-CEO · Less than 5% · control person
- AddedOAKTREE CAPITAL HOLDINGS, LLC · MANAGING MEMBER · 75% or more · indirect via OAKTREE CAPITAL MANAGEMENT GP, LLC · control person
- AddedOAKTREE NEW HOLDINGS LLC · MEMBER · 75% or more · indirect via OAKTREE CAPITAL HOLDINGS, LLC
- AddedPANOSSIAN, ARMEN, RYAN · CO-CEO · Less than 5% · control person
- AddedTING, RICHARD, KWANG PEI · GENERAL COUNSEL · Less than 5% · control person
- ChangedMOLZ, TODD, EMMET · title GENERAL COUNSEL & CHIEF ADMINISTRATIVE OFFICER → CHIEF OPERATING OFFICER
Jan 11, 2023 filing
- No longer listedATLAS HOLDINGS, LLC · MEMBER · 75% or more · indirect via ATLAS HOLDINGS II LLC · control person · listed since Sep 2019
- No longer listedBROOKFIELD ASSET MANAGEMENT INC. · SHAREHOLDER · 75% or more · indirect via BROOKFIELD HOLDINGS CANADA INC. · control person · listed since Jan 2012
- No longer listedBROOKFIELD HOLDINGS CANADA INC. · SHAREHOLDER · 75% or more · indirect via BROOKFIELD US HOLDINGS INC. · control person · listed since Dec 2002
- No longer listedBROOKFIELD US INC. · MEMBER · 75% or more · indirect via ATLAS HOLDINGS, LLC · control person · listed since Sep 2019
- AddedATLAS SUBCO HOLDING LLC · MEMBER · 75% or more · indirect via ATLAS HOLDINGS II LLC · control person
- AddedATLAS TOP LLC · MEMBER · 75% or more · indirect via ATLAS SUBCO HOLDING LLC · control person
- AddedBROOKFIELD ASSET MANAGEMENT LTD. · SHAREHOLDER · 25–50% · indirect via BROOKFIELD ASSET MANAGEMENT ULC · control person
- AddedBROOKFIELD ASSET MANAGEMENT ULC · SHAREHOLDER · 75% or more · indirect via BROOKFIELD US HOLDINGS INC. · control person
- AddedBROOKFIELD CORPORATION · SHAREHOLDER · 75% or more · indirect via BROOKFIELD ASSET MANAGEMENT ULC · control person
- AddedBROOKFIELD US INC. · MEMBER · 75% or more · indirect via ATLAS TOP LLC · control person
Mar 31, 2022 filing
- ChangedKARSH, BRUCE, ALLEN · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: ownership 25–50% → General partner, trustee or manager
- ChangedMARKS, HOWARD, STANLEY · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: ownership 25–50% → General partner, trustee or manager
Mar 30, 2020 filing
- ChangedOAKTREE CAPITAL GROUP HOLDINGS, L.P. · ownership 50–75% → 25–50%
Nov 4, 2019 filing
- No longer listedOAKTREE CAPITAL GROUP, LLC · SHAREHOLDER · 75% or more · indirect via OAKTREE HOLDINGS, INC. · control person · listed since May 2007
- No longer listedOAKTREE HOLDINGS, INC. · GENERAL AND LIMITED PARTNER · 25–50% · control person · listed since May 2007
- AddedATLAS HOLDINGS II LLC · MEMBER · 75% or more · indirect via OAKTREE NEW HOLDINGS LLC · control person
- AddedATLAS HOLDINGS, LLC · MEMBER · 75% or more · indirect via ATLAS HOLDINGS II LLC · control person
- AddedATLAS OCM HOLDINGS LLC · MANAGING MEMBER · 75% or more · indirect via OAKTREE CAPITAL MANAGEMENT GP, LLC · control person
- AddedBROOKFIELD ASSET MANAGEMENT INC. · SHAREHOLDER · 75% or more · indirect via BROOKFIELD HOLDINGS CANADA INC. · control person
- AddedBROOKFIELD HOLDINGS CANADA INC. · SHAREHOLDER · 75% or more · indirect via BROOKFIELD US HOLDINGS INC. · control person
- AddedBROOKFIELD US HOLDINGS INC. · SHAREHOLDER · 75% or more · indirect via BROOKFIELD US INC. · control person
- AddedBROOKFIELD US INC. · MEMBER · 75% or more · indirect via ATLAS HOLDINGS, LLC · control person
- AddedOAKTREE CAPITAL MANAGEMENT GP, LLC · GENERAL AND LIMITED PARTNER · 50–75% · control person
- AddedOAKTREE NEW HOLDINGS LLC · MEMBER · 75% or more · indirect via ATLAS OCM HOLDINGS LLC
Mar 29, 2018 filing
- ChangedLEVIN, DANIEL, DANE · title PRINCIPAL AND CHIEF FINANCIAL OFFICER → MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER
Older changes (14 more filings)
Nov 24, 2017 filing
- No longer listedOAKTREE CAPITAL GROUP HOLDINGS, LP · LIMITED PARTNER · 50–75% · indirect via OAKTREE CAPITAL MANAGEMENT (CAYMAN), LP · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL GROUP HOLDINGS, LP · LIMITED PARTNER · 50–75% · indirect via OAKTREE CAPITAL I, LP · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL GROUP, LLC · SHAREHOLDER · 75% or more · indirect via OAKTREE HOLDINGS LTD · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL GROUP, LLC · MANAGING MEMBER · 75% or more · indirect via OAKTREE HOLDINGS, LLC · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL I, LP · SHAREHOLDER · 75% or more · indirect via PANGAEA HOLDINGS LTD. · control person · listed since Oct 2007
- No longer listedOAKTREE CAPITAL II, L.P. · GENERAL PARTNER / LIMITED PARTNER · General partner, trustee or manager · indirect via OAKTREE FUND GP II, L.P. · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL MANAGEMENT (CAYMAN), LP · MANAGING MEMBER · 75% or more · indirect via OAKTREE INTERNATIONAL HOLDINGS, LLC · control person · listed since May 2007
- No longer listedOAKTREE CAPITAL UK LIMITED · MEMBER · 75% or more · control person · listed since Nov 2011
- No longer listedOAKTREE FUND GP II, L.P. · LIMITED PARTNER · 75% or more · indirect via OAKTREE INFRASTRUCTURE, L.P. · control person · listed since Aug 2014
- No longer listedOAKTREE FUND GP II, L.P. · MANAGING MEMBER · General partner, trustee or manager · indirect via OAKTREE FUND GP IIA LLC · control person · listed since Jun 2009
- No longer listedOAKTREE FUND GP IIA LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via OAKTREE INFRASTRUCTURE, L.P. · control person · listed since Aug 2014
- No longer listedOAKTREE HOLDINGS, INC. · GENERAL PARTER / LIMITED PARTNER · General partner, trustee or manager · indirect via OAKTREE CAPITAL II, L.P. · control person · listed since May 2007
- No longer listedOAKTREE HOLDINGS, LLC · MANAGING MEMBER · 75% or more · indirect via OCM HOLDINGS I, LLC · control person · listed since May 2007
- No longer listedOAKTREE HOLDINGS, LTD. · GENERAL PARTNER / LIMITED PARTNER · 25–50% · indirect via OAKTREE CAPITAL MANAGEMENT (CAYMAN), LP · control person · listed since May 2007
- No longer listedOAKTREE INFRASTRUCTURE MANAGER LLC · MANAGING MEMBER · 75% or more · control person · listed since Aug 2014
- No longer listedOAKTREE INFRASTRUCTURE, L.P. · MANAGING MEMBER · 50–75% · control person · listed since Aug 2014
- No longer listedOAKTREE INTERNATIONAL HOLDINGS, LLC · SHAREHOLDER · 75% or more · control person · listed since Feb 2004
- No longer listedOAKTREE INTERNATIONAL HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via OAKTREE CAPITAL UK LIMITED · control person · listed since Nov 2011
- No longer listedOAKTREE INTERNATIONAL HOLDINGS, LLC · LIMITED PARTNER · 75% or more · indirect via PANGAEA CAPITAL MANAGEMENT, LP · control person · listed since Oct 2011
- No longer listedOCM HOLDINGS I, LLC · GENERAL PARTER · 75% or more · indirect via OAKTREE CAPITAL I, LP · control person · listed since May 2007
- No longer listedOCM HOLDINGS I, LLC · LIMITED PARTNER · 25–50% · indirect via OAKTREE CAPITAL I, L.P. · control person · listed since May 2007
- No longer listedPANGAEA CAPITAL MANAGEMENT, LP · SHAREHOLDER · 75% or more · control person · listed since Oct 2007
- No longer listedPANGAEA HOLDINGS LTD. · GENERAL PARTNER · General partner, trustee or manager · indirect via PANGAEA CAPITAL MANAGEMENT, LP · control person · listed since Oct 2011
- No longer listedPINEBRIDGE HS MANAGER LLC · MEMBER · 25–50% · control person · listed since Aug 2014
Apr 24, 2017 filing
- No longer listedKIRCHHEIMER, DAVID, MICHAEL · PRINCIPAL AND CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Apr 1995
- No longer listedKIRCHHEIMER, DAVID, MICHAEL · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- AddedLEVIN, DANIEL, DANE · PRINCIPAL AND CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 30, 2017 filing
- No longer listedKAPLAN, STEPHEN · PRINCIPAL · Less than 5% · control person · listed since May 1995
- No longer listedKAPLAN, STEPHEN, ALLAN · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- ChangedOAKTREE HOLDINGS, LTD. · indirect via OAKTREE CAPITAL MANAGEMENT (CAYMAN), LP: title GENERAL PARTNER AND LIMITED PARTNER → GENERAL PARTNER / LIMITED PARTNER; ownership 75% or more → 25–50%
- ChangedOCM HOLDINGS I, LLC · indirect via OAKTREE CAPITAL I, LP: ownership General partner, trustee or manager → 75% or more
Mar 30, 2016 filing
- ChangedKARSH, BRUCE, ALLEN · title CO-CHAIRMAN, PRINCIPAL, CHIEF INVESTMENT OFFICER → CO-CHAIRMAN, CHIEF INVESTMENT OFFICER
- ChangedMARKS, HOWARD, STANLEY · title CO-CHAIRMAN, PRINCIPAL → CO-CHAIRMAN
- ChangedMOLZ, TODD, EMMET · title MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF ADMINISTRATIVE OFFICER → GENERAL COUNSEL & CHIEF ADMINISTRATIVE OFFICER
Mar 2, 2016 filing
- No longer listedSMITH, THOMAS, JAMES · MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2010
- AddedVENCATACHELLUM, RODNEY, PARAMA · MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Aug 4, 2015 filing
- No longer listedKEELE, LARRY, WAYNE · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- AddedWINTROB, JAY, STEVEN · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
Aug 3, 2015 filing
- No longer listedKEELE, LARRY · PRINCIPAL · Less than 5% · control person · listed since Apr 1995
- ChangedKARSH, BRUCE, ALLEN · title CO-CHAIRMAN, PRINCIPAL, CHIEF INVESTMENTS OFFICER → CO-CHAIRMAN, PRINCIPAL, CHIEF INVESTMENT OFFICER
- ChangedKIRCHHEIMER, DAVID, MICHAEL · title PRINCIPAL, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER → PRINCIPAL AND CHIEF FINANCIAL OFFICER
- ChangedMOLZ, TODD, EMMET · title MANAGING DIRECTOR AND GENERAL COUNSEL → MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF ADMINISTRATIVE OFFICER
Mar 27, 2015 filing
- AddedOCM HOLDINGS I, LLC · LIMITED PARTNER · 25–50% · indirect via OAKTREE CAPITAL I, L.P. · control person
- ChangedOAKTREE CAPITAL GROUP HOLDINGS, LP · indirect via OAKTREE CAPITAL MANAGEMENT (CAYMAN), LP: ownership 75% or more → 50–75%
- ChangedOAKTREE CAPITAL GROUP HOLDINGS, LP · indirect via OAKTREE CAPITAL I, LP: ownership 75% or more → 50–75%
- ChangedOAKTREE CAPITAL II, L.P. · indirect via OAKTREE FUND GP II, L.P.: title GENERAL PARTNER AND LIMITED PARTNER → GENERAL PARTNER / LIMITED PARTNER
- ChangedOAKTREE HOLDINGS, INC. · indirect via OAKTREE CAPITAL II, L.P.: title GENERAL PARTER AND LIMITED PARTNER → GENERAL PARTER / LIMITED PARTNER
- ChangedOCM HOLDINGS I, LLC · indirect via OAKTREE CAPITAL I, LP: title GENERAL PARTER AND LIMITED PARTNER → GENERAL PARTER
Nov 21, 2014 filing
- AddedWINTROB, JAY, STEVEN · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ChangedFRANK, JOHN, BERNKOPF · title MANAGING PRINCIPAL → VICE CHAIRMAN
- ChangedKARSH, BRUCE, ALLEN · title PRESIDENT, PRINCIPAL, CHIEF INVESTMENTS OFFICER → CO-CHAIRMAN, PRINCIPAL, CHIEF INVESTMENTS OFFICER
- ChangedMARKS, HOWARD, STANLEY · title CHAIRMAN, PRINCIPAL → CO-CHAIRMAN, PRINCIPAL
Aug 27, 2014 filing
- No longer listedCLAYTON, KEVIN, LOREN · PRINCIPAL · Less than 5% · control person · listed since Dec 2001
- No longer listedCLAYTON, KEVIN, LOREN · MANAGER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person · listed since May 2007
- AddedOAKTREE CAPITAL II, L.P. · GENERAL PARTNER AND LIMITED PARTNER · General partner, trustee or manager · indirect via OAKTREE FUND GP II, L.P. · control person
- AddedOAKTREE FUND GP II, L.P. · LIMITED PARTNER · 75% or more · indirect via OAKTREE INFRASTRUCTURE, L.P. · control person
- AddedOAKTREE FUND GP II, L.P. · MANAGING MEMBER · General partner, trustee or manager · indirect via OAKTREE FUND GP IIA LLC · control person
- AddedOAKTREE FUND GP IIA LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via OAKTREE INFRASTRUCTURE, L.P. · control person
- AddedOAKTREE HOLDINGS, INC. · GENERAL PARTER AND LIMITED PARTNER · General partner, trustee or manager · indirect via OAKTREE CAPITAL II, L.P. · control person
- AddedOAKTREE INFRASTRUCTURE MANAGER LLC · MANAGING MEMBER · 75% or more · control person
- AddedOAKTREE INFRASTRUCTURE, L.P. · MANAGING MEMBER · 50–75% · control person
- AddedPINEBRIDGE HS MANAGER LLC · MEMBER · 25–50% · control person
Mar 28, 2014 filing
- ChangedCLAYTON, KEVIN, LOREN · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
- ChangedFRANK, JOHN, BERNKOPF · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
- ChangedKAPLAN, STEPHEN, ALLAN · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
- ChangedKARSH, BRUCE, ALLEN · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
- ChangedKEELE, LARRY, WAYNE · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
- ChangedKIRCHHEIMER, DAVID, MICHAEL · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
- ChangedMARKS, HOWARD, STANLEY · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
- ChangedOAKTREE CAPITAL GROUP HOLDINGS, L.P. · ownership 75% or more → 50–75%
- ChangedOAKTREE HOLDINGS, INC. · ownership 10–25% → 25–50%
- ChangedOCM HOLDINGS I, LLC · indirect via OAKTREE CAPITAL I, LP: title GENERAL PARTER → GENERAL PARTER AND LIMITED PARTNER
- ChangedSTONE, SHELDON, MICHAEL · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC: title MEMBER → MANAGER
Mar 28, 2013 filing
- ChangedKARSH, BRUCE, ALLEN · title PRESIDENT, PRINCIPAL → PRESIDENT, PRINCIPAL, CHIEF INVESTMENTS OFFICER
Mar 30, 2012 filing
- AddedOAKTREE CAPITAL GROUP HOLDINGS, LP · LIMITED PARTNER · 75% or more · indirect via OAKTREE CAPITAL MANAGEMENT (CAYMAN), LP · control person
- AddedOAKTREE CAPITAL GROUP HOLDINGS, LP · LIMITED PARTNER · 75% or more · indirect via OAKTREE CAPITAL I, LP · control person
- AddedOAKTREE CAPITAL GROUP, LLC · SHAREHOLDER · 75% or more · indirect via OAKTREE HOLDINGS LTD · control person
- AddedOAKTREE CAPITAL GROUP, LLC · MANAGING MEMBER · 75% or more · indirect via OAKTREE HOLDINGS, LLC · control person
- AddedOAKTREE CAPITAL I, LP · SHAREHOLDER · 75% or more · indirect via PANGAEA HOLDINGS LTD. · control person
- AddedOAKTREE CAPITAL MANAGEMENT (CAYMAN), LP · MANAGING MEMBER · 75% or more · indirect via OAKTREE INTERNATIONAL HOLDINGS, LLC · control person
- AddedOAKTREE CAPITAL UK LIMITED · MEMBER · 75% or more · control person
- AddedOAKTREE HOLDINGS, LLC · MANAGING MEMBER · 75% or more · indirect via OCM HOLDINGS I, LLC · control person
- AddedOAKTREE HOLDINGS, LTD. · GENERAL PARTNER AND LIMITED PARTNER · 75% or more · indirect via OAKTREE CAPITAL MANAGEMENT (CAYMAN), LP · control person
- AddedOAKTREE INTERNATIONAL HOLDINGS, LLC · SHAREHOLDER · 75% or more · control person
- AddedOAKTREE INTERNATIONAL HOLDINGS, LLC · SHAREHOLDER · 75% or more · indirect via OAKTREE CAPITAL UK LIMITED · control person
- AddedOAKTREE INTERNATIONAL HOLDINGS, LLC · LIMITED PARTNER · 75% or more · indirect via PANGAEA CAPITAL MANAGEMENT, LP · control person
- AddedOCM HOLDINGS I, LLC · GENERAL PARTER · General partner, trustee or manager · indirect via OAKTREE CAPITAL I, LP · control person
- AddedPANGAEA CAPITAL MANAGEMENT, LP · SHAREHOLDER · 75% or more · control person
- AddedPANGAEA HOLDINGS LTD. · GENERAL PARTNER · General partner, trustee or manager · indirect via PANGAEA CAPITAL MANAGEMENT, LP · control person
Dec 16, 2011 filing (earliest on record)
- ListedCLAYTON, KEVIN, LOREN · PRINCIPAL · Less than 5% · control person
- ListedCLAYTON, KEVIN, LOREN · MEMBER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
- ListedFRANK, JOHN, BERNKOPF · MANAGING PRINCIPAL · Less than 5% · control person
- ListedFRANK, JOHN, BERNKOPF · MEMBER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
- ListedKAPLAN, STEPHEN · PRINCIPAL · Less than 5% · control person
- ListedKAPLAN, STEPHEN, ALLAN · MEMBER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
- ListedKARSH, BRUCE, ALLEN · PRESIDENT, PRINCIPAL · Less than 5% · control person
- ListedKARSH, BRUCE, ALLEN · MEMBER · 25–50% · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
- ListedKEELE, LARRY · PRINCIPAL · Less than 5% · control person
- ListedKEELE, LARRY, WAYNE · MEMBER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
- ListedKIRCHHEIMER, DAVID, MICHAEL · PRINCIPAL, CHIEF FINANCIAL OFFICER & CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
- ListedKIRCHHEIMER, DAVID, MICHAEL · MEMBER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
- ListedMARKS, HOWARD, STANLEY · CHAIRMAN, PRINCIPAL · Less than 5% · control person
- ListedMARKS, HOWARD, STANLEY · MEMBER · 25–50% · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
- ListedMOLZ, TODD, EMMET · MANAGING DIRECTOR AND GENERAL COUNSEL · Less than 5% · control person
- ListedOAKTREE CAPITAL GROUP HOLDINGS GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS, L.P. · control person
- ListedOAKTREE CAPITAL GROUP HOLDINGS, L.P. · LIMITED PARTNER · 75% or more · control person
- ListedOAKTREE CAPITAL GROUP, LLC · SHAREHOLDER · 75% or more · indirect via OAKTREE HOLDINGS, INC. · control person
- ListedOAKTREE HOLDINGS, INC. · GENERAL AND LIMITED PARTNER · 10–25% · control person
- ListedSMITH, THOMAS, JAMES · MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedSTONE, SHELDON, MICHAEL · PRINCIPAL · Less than 5% · control person
- ListedSTONE, SHELDON, MICHAEL · MEMBER · General partner, trustee or manager · indirect via OAKTREE CAPITAL GROUP HOLDINGS GP, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- BARRICK MINING CORP$1.6M +22.6%
- FREEPORT-MCMORAN INC$773.6K +17.5%
- YPF SA$748.9K +14.9%
- ITAU UNIBANCO HOLDING SA$457.1K +7.2%
- EMBRAER SA$303.8K +18.2%
Exited Positions
- PETROLEO BRASILEIRO SA - PETROBRAS$8.0M
- HDFC BANK LTD$3.1M
- JETBLUE AIRWAYS CORP$393.8K
Oaktree Fund Advisors, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ANGLOGOLD ASHANTI PLC | AU | G0378L100 | $13.6M | 23.59% | 168,575 | SH |
| 2 | BARRICK MINING CORP | B | 06849F108 | $8.9M | 15.41% | 242,600 | SH |
| 3 | ITAU UNIBANCO HOLDING SA | ITUB | 465562106 | $6.8M | 11.83% | 837,352 | SH |
| 4 | YPF SA | YPF | 984245100 | $5.8M | 9.98% | 126,862 | SH |
| 5 | FREEPORT-MCMORAN INC | FCX | 35671D857 | $5.2M | 8.96% | 82,395 | SH |
| 6 | SEA LTD | SE | 81141R100 | $4.0M | 7.00% | 42,230 | SH |
| 7 | MAKEMYTRIP LTD | MMYT | V5633W109 | $3.6M | 6.23% | 67,547 | SH |
| 8 | XP INC | XP | G98239109 | $3.6M | 6.17% | 219,319 | SH |
| 9 | EMBRAER SA | EMBJ | 29082A107 | $2.0M | 3.41% | 30,856 | SH |
| 10 | NN INC | NNBR | 629337106 | $1.8M | 3.13% | 503,960 | SH |
| 11 | TERNIUM SA | TX | 880890108 | $1.8M | 3.09% | 41,886 | SH |
| 12 | BIOXCEL THERAPEUTICS INC | BTAI | 09075P204 | $346.3K | 0.60% | 245,585 | SH |
| 13 | ALVOTECH SA | ALVO | L01800108 | $280.5K | 0.49% | 76,023 | SH |
| 14 | PEBBLEBROOK HOTEL TRUST | PEB | 70509VAA8 | $61.6K | 0.11% | 62,000 | PRN |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $57.8M | 14 | 0001822973-26-000004 |
| 2026-03-31 | 2026-05-15 | $56.9M | 14 | 0001822973-26-000002 |
| 2026-03-31 | 2026-05-20 | $56.9M | 14 | 0001822973-26-000003 |
| 2025-12-31 | 2026-02-17 | $54.0M | 17 | 0001822973-26-000001 |
| 2025-09-30 | 2025-11-14 | $54.3M | 18 | 0001822973-25-000002 |
Filer Information
Address
C/O OAKTREE CAPITAL MANAGEMENT, L.P333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGLES, CA 90071
Phone
(213) 830-6300
Filing Manager
Oaktree Fund Advisors, LLC
LOS ANGLES, CA
Signatory
Andy Hottovy
Managing Director