AU AngloGold Ashanti plc
XNYS
91.49
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
AU
$91.49
—
Key stats
$91.49
Pre-market
$88.32
-3.46%
- 52-Week Range
- $62.55 – $129.14
- YTD
- +6.88%
- IV Rank (30D)
- 10.8
- Straddle Price
- $9.62
- P/C Vol Ratio
- 0.76
- Market Cap
- $45.9B
- Open
- $92.01
- Day Range
- $90.30 – $92.38
- Volume
- 1,694,515
- Prev Close
- $90.83
Fair Value
MODEL: NEUTRAL
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.15% |
| Beta vs SPY | 0.90 |
| Cost of Equity (CAPM) | 9.66% (VRP-adj) |
| WACC | 5.27% |
| Volatility Risk Premium | +24.2pp (IV − HV30) |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +3.0% |
| DCF Horizon | 5 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.03 (applied to P/E, EV/EBITDA, P/S) |
| Debt / Equity | 0.21 |
| Quality Score | 1/6 — cyclical/struggling (5y DCF) |
| SMA 50 | $101.48 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $93.16 |
| Bollinger Width / SMA20 | 11.4% (drives anchor stability) |
| Net Debt | $-0.9B |
Peers used for multiples: AEM, B, FCX, FNV, GFI, LIN, NEM, WPM
60-Day Conviction
7%
20-Day Fair Value
≈ by Nov 20, 2026
$92.43
α +1.0%
rank 59%
conviction
61%
40-Day Fair Value
≈ by Dec 21, 2026
$92.53
α +1.1%
rank 59%
conviction
36%
60-Day Fair Value
≈ by Jan 19, 2027
$91.31
α -0.2%
rank 59%
conviction
7%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | n/a | 0% | |
| DDM (Gordon) | $69.93 | 0% | |
| Peer P/E | n/a | 0% | median 32.8× · 4 peers |
| Peer EV/EBITDA | n/a | 0% | median 15.5× · 4 peers |
| Peer P/B | n/a | 0% | median 5.4× · 4 peers |
| Peer P/S | n/a | 0% | median 5.7× · 4 peers |
| Market Anchor (SMA50) | $101.48 | 65% | stability 93% (BB-width) |
| Options Expected (B-L 30d) | $91.11 | 35% | 21 strikes · skew -0.30 |
As of 2026-10-22 · updated
Related
About
- Industry (SIC)
- GOLD AND SILVER ORES (1040) · industry map
- Exchange
- XNYS
- Market Cap
- $45.9B
- Employees
- 41,416
- List Date
- 1987-07-29
- CIK
- 0001973832
- Next Earnings
- 2026-11-10
- EPS Forecast
- $1.84 (1 est.)
- Homepage
- https://www.anglogoldashanti.com
Anglogold Ashanti PLC is an independent gold mining company. It has a diversified asset portfolio, including production from operations in eight countries (Argentina, Australia, Brazil, Egypt, Ghana, Guinea, the DRC, and Tanzania), supported by greenfield projects in the United States and Colombia. The company's main product is gold, which once mined, is processed into dore (unrefined gold bars) on site and then dispatched to precious metals refineries. Geographically, Anglogold generates maximum revenue from its operations in Africa (comprising operations at Kibali, Iduapriem, Obuasi, Siguiri…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -7.96% | -7.42% | 4.27% | -3.40% | 24.12% | 8.49% | 3.02% |
| Feb | -15.24% | 20.98% | -21.27% | -0.48% | -5.54% | 34.71% | 2.19% |
| Mar | 10.57% | -4.21% | 41.13% | 13.85% | 25.70% | -24.09% | 10.49% |
| Apr | -10.44% | -16.55% | 8.58% | 3.70% | 12.49% | -9.46% | -1.95% |
| May | 9.09% | -14.14% | -8.61% | 3.11% | 9.99% | 4.40% | 0.64% |
| Jun | -22.45% | -14.51% | -14.96% | 3.03% | -3.90% | -12.15% | -10.82% |
| Jul | 7.45% | -3.16% | 4.62% | 11.83% | 0.98% | -2.44% | 3.21% |
| Aug | -14.21% | -7.99% | -14.79% | 6.96% | 16.20% | 37.63% | 3.97% |
| Sep | -5.55% | 6.64% | -7.11% | -7.57% | 20.97% | -13.11% | -0.96% |
| Oct | 13.86% | -8.74% | 16.91% | 2.32% | -5.12% | -2.88%* | 2.72% |
| Nov | 13.19% | 37.72% | 10.89% | -8.61% | 27.80% | -- | 16.20% |
| Dec | -0.62% | 3.24% | -6.78% | -6.29% | -0.02% | -- | -2.09% |
| Total | -27.12% | -18.98% | -2.16% | 16.82% | 201.55% | 4.38% | 29.08% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $93.16
SMA 50: $101.48
SMA 200: $97.17
Current: $91.49
EMA 12: $92.31
EMA 26: $94.80
MACD: -2.4821 | Signal: 0.1307
BEARISH
ADX (14): 23.50
WEAK TREND
+DI: 18.91
−DI: 31.90
Momentum Oscillators
RSI (14): 42.54
NEUTRAL
Stoch %K: 44.97
Stoch %D: 49.29
Williams %R: -52.63
Volume & Volatility
BB Upper: $98.11
BB Lower: $88.20
NEUTRAL
OBV: 60,057,060
Vol SMA 20: 2,141,253
Vol ROC: -29.47%
ATR: $3.14
True Range: $2.08
HV 20: 37.0%
HV 30: 39.6%
HV 60: 53.7%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
Here is the comprehensive stock analysis report:
Executive Summary
Overall Assessment: NEUTRAL (Confidence Level: 6/10)
Key Drivers and Primary Risks:
- Bullish technical momentum signals
- Recent positive news headlines
- High volatility, indicating high risk
Investment Thesis: The stock has been trending upward, with recent positive news driving the price higher. However, the high volatility and potential for a pullback suggest caution.
Recent News Sentiment Impact: The positive news headline about AngloGold Ashanti vs. Newmont weighs positively in the analysis.
Technical Analysis
Trend Direction: Short-term (1-4 weeks): Bullish Medium-term (1-3 months): Neutral Long-term (3-12 months): Bullish
Support/Resistance Levels:
- SMA 20: $84.60
- SMA 50: $84.14
- Upper Bollinger Band: $100.02
- Middle Bollinger Band: $84.60
- Lower Bollinger Band: $69.18
Momentum Signals: RSI (14): 65.62 (neutral) MACD: 3.71 / Signal: 1.98 / Histogram: 1.74 (bullish)
Volume Analysis: Volume trends are mixed, with a recent increase in trading activity.
News & Sentiment Analysis
Recent Headlines Summary: The news headlines suggest a mix of neutral and positive sentiment, with the AngloGold Ashanti vs. Newmont article driving the overall tone.
Sentiment Assessment: Neutral to Positive
Catalyst Identification: Upcoming earnings reports and potential product launches may drive future price movements.
Market Narrative: The recent positive news headlines are aligning with the bullish technical momentum signals, indicating a potentially strong market narrative.
Risk & Volatility Assessment
Beta Interpretation: High risk relative to the market (beta >1.5)
Volatility Regime: Current volatility is higher than historical levels, indicating high uncertainty.
Options Market Signals: IV Rank: 5.2% (Low) Current IV: 60.2% Expected Move: $12.70 (35 DTE), 7-DTE: $5.03
Downside Protection: Support at SMA 20 and SMA 50 levels may provide some protection in case of a pullback.
Market Context & Positioning
Sector Performance: The gold mining sector has been performing relatively well, with some stocks showing strength.
Institutional Activity: Volume patterns suggest institutional interest is moderate to high.
Correlation Analysis: The stock's price movement is highly correlated with the market (R-squared interpretation).
Relative Valuation: The stock is trading within a relatively narrow range, indicating some value compared to its peers.
Key Levels & Action Items
Critical Price Levels:
- SMA 20: $84.60
- Upper Bollinger Band: $100.02
- Middle Bollinger Band: $84.60
- Lower Bollinger Band: $69.18
Breakout/Breakdown Levels: The stock may be due for a pullback or breakout if it reaches the SMA 20 or Upper Bollinger Band levels.
Time-Sensitive Catalysts: Upcoming earnings reports and potential product launches may drive future price movements.
Risk Management: Stop-loss levels at $84.60 (SMA 20) and $84.14 (SMA 50) may provide some protection in case of a pullback.
Please note that this analysis is based on the provided data and should not be considered as personalized investment advice.
Generated
News
All AU news →
AU Options Activity & IV Rank
AU IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 44.7%
7-DTE IV: —
Expected Move: $9.62
7-DTE Move: $9.62
Days to Exp: 30 (2026-11-20)
Options Flow
Call Volume: 139
Put Volume: 106
P/C Volume: 0.763
NEUTRAL
Call OI: 3,373
Put OI: 1,839
P/C OI: 0.545
Total OI: 5,212
ATM Options Pricing
ATM Call: $5.90
ATM Put: $3.73
Call %: 6.4%
Put %: 4.1%
Chain Summary
Chain Volume: 10,515
Chain OI: 77,802
Last Updated: 10/21/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
LOW γ vs HISTORY
Estimated net dealer gamma is at the 5th percentile of this name's own daily history, near the low end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
5%
vs own history
GEX tilt
-0.29
OI-weighted, today
Vanna tilt
+0.45
δ-sensitivity to IV
Charm tilt
-0.51
δ-decay vs time
Vanna tilt +0.45: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt -0.51: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 36 ATM contracts, 26k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 21 · No data
30 DTE / 10d
92%
+10.7
pts
EXTREME
as of Oct 21 · ATM 45.8% / Wing 56.4%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)10.8LowOct 21
Straddle Price (30 DTE)$9.62Oct 21
Beta Analysis
Risk Metrics
Beta: 2.0793
Alpha: 18.19%
Correlation: 0.4437
R-Squared: 19.7%
Stock Volatility: 59.5%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
Notable investors who own AU
7 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Oaktree Capital Asset manager Howard Marks | $257.2M | #4 of 130 | -1.4% | 13F | |
| Bridgewater Associates Hedge fund Ray Dalio | $53.8M | #72 of 997 | +11.4% | 13F | |
| Renaissance Technologies Hedge fund Jim Simons | $46.5M | #359 of 3138 | +3.3% | 13F | |
| Point72 Hedge fund Steve Cohen | $38.1M | #399 of 1945 | +185.4% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $13.1M | #1397 of 3716 | -14.9% | 13F | |
| Citadel Hedge fund Ken Griffin | $5.6M | #2011 of 6285 | -18.4% | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $377K | #2236 of 4729 | -7.6% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
AU Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 509,093,536 (as of 2025-12-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
28 filers$724.07M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | LMR Partners LLP | $504.09M | 69.62% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $53.65M | 7.41% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $41.65M | 5.75% | 2026-06-30 |
| 4 | IMC-Chicago, LLC Custodian | $18.49M | 2.55% | 2026-06-30 |
| 5 | Jane Street Group, LLC Custodian | $17.88M | 2.47% | 2026-06-30 |
| 6 | GROUP ONE TRADING LLC Custodian | $17.70M | 2.44% | 2026-06-30 |
| 7 | Point72 Asset Management, L.P. | $10.75M | 1.48% | 2026-06-30 |
| 8 | Cubist Systematic Strategies, LLC | $8.76M | 1.21% | 2025-09-30 |
| 9 | UBS Group AG Custodian | $6.90M | 0.95% | 2026-06-30 |
| 10 | Wolverine Trading, LLC Custodian | $6.62M | 0.91% | 2025-09-30 |
| 11 | Royal Bank of Canada Custodian | $6.44M | 0.89% | 2026-06-30 |
| 12 | Pictet Asset Management Holding SA | $4.74M | 0.65% | 2026-06-30 |
| 13 | Simplex Trading, LLC Custodian | $4.04M | 0.56% | 2026-06-30 |
| 14 | Twin Tree Management, LP | $3.42M | 0.47% | 2026-06-30 |
| 15 | Walleye Trading LLC | $3.03M | 0.42% | 2026-06-30 |
| 16 | Walleye Capital LLC | $2.71M | 0.37% | 2026-06-30 |
| 17 | SIG BROKERAGE, LP | $2.41M | 0.33% | 2026-06-30 |
| 18 | Millennium Management LLC Custodian | $2.03M | 0.28% | 2026-06-30 |
| 19 | Jain Global LLC | $2.02M | 0.28% | 2026-06-30 |
| 20 | D. E. Shaw & Co., Inc. Custodian | $1.74M | 0.24% | 2026-06-30 |
| 21 | Balyasny Asset Management L.P. | $1.15M | 0.16% | 2026-06-30 |
| 22 | CAPITAL FUND MANAGEMENT S.A. | $1.08M | 0.15% | 2026-06-30 |
| 23 | TUDOR INVESTMENT CORP ET AL | $841.26K | 0.12% | 2026-06-30 |
| 24 | Two Sigma Investments, LP Custodian | $792.72K | 0.11% | 2026-06-30 |
| 25 | Squarepoint Ops LLC | $582.41K | 0.08% | 2026-06-30 |
28 filers$320.78M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Jane Street Group, LLC Custodian | $94.38M | 29.42% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $58.94M | 18.37% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $41.56M | 12.96% | 2026-06-30 |
| 4 | D. E. Shaw & Co., Inc. Custodian | $25.29M | 7.88% | 2026-06-30 |
| 5 | IMC-Chicago, LLC Custodian | $11.62M | 3.62% | 2026-06-30 |
| 6 | GROUP ONE TRADING LLC Custodian | $11.28M | 3.52% | 2026-06-30 |
| 7 | Wells Fargo & Company Custodian | $9.30M | 2.90% | 2026-06-30 |
| 8 | Walleye Trading LLC | $9.29M | 2.90% | 2026-06-30 |
| 9 | Millennium Management LLC Custodian | $9.07M | 2.83% | 2026-06-30 |
| 10 | Twin Tree Management, LP | $7.87M | 2.45% | 2026-06-30 |
| 11 | Wolverine Trading, LLC Custodian | $6.15M | 1.92% | 2025-09-30 |
| 12 | Caption Management, LLC | $5.85M | 1.82% | 2026-06-30 |
| 13 | Jain Global LLC | $4.45M | 1.39% | 2026-06-30 |
| 14 | Cubist Systematic Strategies, LLC | $3.99M | 1.25% | 2025-09-30 |
| 15 | Parallax Volatility Advisers, L.P. | $3.64M | 1.13% | 2026-06-30 |
| 16 | Squarepoint Ops LLC | $3.46M | 1.08% | 2026-06-30 |
| 17 | Simplex Trading, LLC Custodian | $3.28M | 1.02% | 2026-06-30 |
| 18 | TUDOR INVESTMENT CORP ET AL | $2.84M | 0.89% | 2026-06-30 |
| 19 | Point72 Asset Management, L.P. | $1.70M | 0.53% | 2026-06-30 |
| 20 | UBS Group AG Custodian | $1.26M | 0.39% | 2026-06-30 |
| 21 | Walleye Capital LLC | $1.13M | 0.35% | 2026-06-30 |
| 22 | HSBC Holdings plc Custodian | $1.10M | 0.34% | 2026-06-30 |
| 23 | Goldman Sachs Group Inc Custodian | $1.01M | 0.32% | 2026-06-30 |
| 24 | CAPITAL FUND MANAGEMENT S.A. | $938.32K | 0.29% | 2026-06-30 |
| 25 | Two Sigma Investments, LP Custodian | $647.12K | 0.20% | 2026-06-30 |
AU Insider Trading (Form 4)
Latest: 2026-10-01Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-01 | Paul W Graves | Director | Award (A) | +967 | — | EDGAR | |
| 2026-05-20 | Kojo Osei Frimpong Busia | Director | Sell (S) | −400 | $89.09 | -$35.6K | EDGAR |
| 2026-05-12 | Marcus Philip Randolph | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Nicola Newton-King | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Jinhee Magie | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Albert Headden Garner | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Alan Murray Ferguson | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Bruce Alan Cleaver | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Kojo Osei Frimpong Busia | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Diana L Sands | Director | Award (A) | +1,580 | — | EDGAR | |
| 2026-05-12 | Jochen Erhard Tilk | Director | Award (A) | +2,371 | — | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
AU Insider Holdings
10 insiders · @ $91.49
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Kojo Osei Frimpong Busia | Director | 3,600 | $329.4K | -$35.6K | 2 | 2026-05-20 |
| 2 | Jochen Erhard Tilk | Director | 2,371 | $216.9K | $0 | 1 | 2026-05-12 |
| 3 | Diana L Sands | Director | 1,580 | $144.6K | $0 | 1 | 2026-05-12 |
| 4 | Jinhee Magie | Director | 1,580 | $144.6K | $0 | 1 | 2026-05-12 |
| 5 | Alan Murray Ferguson | Director | 1,580 | $144.6K | $0 | 1 | 2026-05-12 |
| 6 | Albert Headden Garner | Director | 1,580 | $144.6K | $0 | 1 | 2026-05-12 |
| 7 | Marcus Philip Randolph | Director | 1,580 | $144.6K | $0 | 1 | 2026-05-12 |
| 8 | Nicola Newton-King | Director | 1,580 | $144.6K | $0 | 1 | 2026-05-12 |
| 9 | Bruce Alan Cleaver | Director | 1,580 | $144.6K | $0 | 1 | 2026-05-12 |
| 10 | Paul W Graves | Director | 967 | $88.5K | $0 | 1 | 2026-10-01 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
AU Board & Officers
As of SEC filings through Oct 1, 2026Directors 12
- Alan Murray Ferguson · since Mar 18, 2026
- Albert Headden Garner · since Mar 18, 2026
- Alberto Calderon · since Mar 18, 2026
- Bruce Alan Cleaver · since Mar 18, 2026
- Diana L Sands · since Mar 18, 2026
- Gillian Doran · since Mar 18, 2026
- Jinhee Magie · since Mar 18, 2026
- Jochen Erhard Tilk · since Mar 18, 2026
- Kojo Osei Frimpong Busia · since Mar 18, 2026
- Marcus Philip Randolph · since Mar 18, 2026
- Nicola Newton-King · since Mar 18, 2026
- Paul W Graves · since Oct 1, 2026
Officers 7
- da Silva Marcelo Pereira · Chief Operating Officer · since Mar 18, 2026
- Godoy Marcelo Cheuiche · Chief Technology Officer · since Mar 18, 2026
- Lisa Ali · Chief People Officer · since Mar 18, 2026
- Lizelle Marwick · Chief Legal Officer · since Mar 18, 2026
- Stewart Bailey · Chief Sustainability Officer · since Mar 18, 2026
- Terry Briggs · Chief Development Officer · since Mar 18, 2026
- Mudiwa Gwisai · Group Financial Controller · since Mar 18, 2026
Changes in the last 10 years (19)
| Oct 1, 2026 | Paul W Graves became a director |
| Mar 18, 2026 | da Silva Marcelo Pereira became Chief Operating Officer |
| Mar 18, 2026 | Terry Briggs became Chief Development Officer |
| Mar 18, 2026 | Stewart Bailey became Chief Sustainability Officer |
| Mar 18, 2026 | Nicola Newton-King became a director |
| Mar 18, 2026 | Mudiwa Gwisai became Group Financial Controller |
| Mar 18, 2026 | Marcus Philip Randolph became a director |
| Mar 18, 2026 | Lizelle Marwick became Chief Legal Officer |
| Mar 18, 2026 | Lisa Ali became Chief People Officer |
| Mar 18, 2026 | Kojo Osei Frimpong Busia became a director |
| Mar 18, 2026 | Jochen Erhard Tilk became a director |
| Mar 18, 2026 | Jinhee Magie became a director |
| Mar 18, 2026 | Godoy Marcelo Cheuiche became Chief Technology Officer |
| Mar 18, 2026 | Gillian Doran became a director |
| Mar 18, 2026 | Diana L Sands became a director |
| Mar 18, 2026 | Bruce Alan Cleaver became a director |
| Mar 18, 2026 | Alberto Calderon became a director |
| Mar 18, 2026 | Albert Headden Garner became a director |
| Mar 18, 2026 | Alan Murray Ferguson became a director |
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
AU Proposed Insider Sales (Form 144)
Latest: 2026-05-15
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | Busia Kojo Osei Frimpong | Director | 1,400 | $146.1K | 2026-05-15 | Fidelity Investments | — | EDGAR |
| 2026-03-06 | Calderon Alberto | Officer | 38,542 | $4.36M | 2026-03-06 | BNP PARIBAS, NEW YORK BRANCH/CUS… | — | EDGAR |
| 2026-03-06 | Doran Gillian | Officer | 5,126 | $580.0K | 2026-03-06 | BNP PARIBAS, NEW YORK BRANCH/CUS… | — | EDGAR |
| 2026-03-04 | Marwick Lizelle | Officer | 3,088 | $396.1K | 2026-03-04 | BNP PARIBAS, NEW YORK BRANCH/CUS… | — | EDGAR |
| 2026-03-04 | Ali Lisa | Officer | 21,066 | $2.70M | 2026-03-04 | BNP PARIBAS, NEW YORK BRANCH/CUS… | — | EDGAR |
| 2026-03-03 | Pereira da Silva Marcelo | Officer | 4,733 | $604.7K | 2026-03-03 | BNP PARIBAS, NEW YORK BRANCH/CUS… | — | EDGAR |
| 2026-02-27 | Cheuiche Godoy Marcelo | Officer | 9,526 | $1.19M | 2026-02-27 | BNP PARIBAS, NEW YORK BRANCH/CUS… | — | EDGAR |
| 2025-12-10 | Calderon Alberto | Officer | 40,148 | $3.16M | 2025-12-10 | Morgan Stanley Smith Barney LLC | — | EDGAR |
| 2025-12-03 | Cheuiche Godoy Marcelo | Officer | 19,148 | $1.61M | 2025-12-03 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2025-12-03 | Marwick Lizelle | Officer | 25,000 | $2.10M | 2025-12-03 | Fidelity Brokerage Services LLC | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
ETF Holders
97 ETFs hold AU
25 shown · $2.35B total exposure · 0.44% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | GDX VanEck Gold Miners ETF | VanEck | 4.83% | $1.3B | $26.6B | 2026-10-20 |
| 2 | IWP iShares Russell Mid-Cap Growth ETF | iShares (BlackRock) | 1.23% | $234.0M | $19.3B | 2026-10-20 |
| 3 | IWR iShares Russell Mid-Cap ETF | iShares (BlackRock) | 0.34% | $192.2M | $57.3B | 2026-10-20 |
| 4 | IWF iShares Russell 1000 Growth ETF | iShares (BlackRock) | 0.12% | $155.9M | $126.1B | 2026-10-20 |
| 5 | AVEM Avantis Emerging Markets Equity ETF | Avantis | 0.28% | $77.4M | $27.5B | 2026-10-20 |
| 6 | VONG Vanguard Russell 1000 Growth ETF | Vanguard | 0.13% | $70.1M | — | 2026-09-30 |
| 7 | GNR State Street® SPDR® S&P® Global Natural Resources ETF | SPDR (State Street) | 0.88% | $47.4M | $5.4B | 2026-10-20 |
| 8 | IYM iShares U.S. Basic Materials ETF | iShares (BlackRock) | 3.46% | $45.5M | $1.3B | 2026-10-20 |
| 9 | FMDE Fidelity Enhanced Mid Cap Core ETF | Fidelity | 0.44% | $37.6M | $8.5B | 2026-10-20 |
| 10 | IWB iShares Russell 1000 ETF | iShares (BlackRock) | 0.06% | $31.5M | $49.2B | 2026-10-20 |
| 11 | DFAE Dimensional Emerging Core Equity Market ETF | Dimensional | 0.23% | $22.0M | $9.6B | 2026-10-20 |
| 12 | DFEM Dimensional Emerging Markets Core Equity 2 ETF | Dimensional | 0.22% | $20.0M | $9.2B | 2026-10-20 |
| 13 | DYNF iShares U.S. Equity Factor Rotation Active ETF | iShares (BlackRock) | 0.05% | $19.2M | $42.5B | 2026-10-20 |
| 14 | FXZ First Trust Materials AlphaDEX® Fund | First Trust | 4.61% | $17.0M | $368.8M | 2026-10-20 |
| 15 | IWV iShares Russell 3000 ETF | iShares (BlackRock) | 0.06% | $12.8M | $20.6B | 2026-10-20 |
| 16 | FLQM Franklin U.S. Mid Cap Multifactor Index ETF | Franklin | 0.82% | $11.9M | $1.5B | 2026-10-20 |
| 17 | FTHI First Trust BuyWrite Income ETF | First Trust | 0.39% | $10.1M | $2.6B | 2026-10-20 |
| 18 | NANR State Street® SPDR® S&P® North American Natural Resources ETF | SPDR (State Street) | 1.20% | $10.1M | $840.6M | 2026-10-20 |
| 19 | FCPI Fidelity Stocks for Inflation ETF | Fidelity | 3.51% | $10.0M | $286.7M | 2026-10-20 |
| 20 | JQUA JPMorgan U.S. Quality Factor ETF | JPMorgan | 0.10% | $9.8M | $9.4B | 2026-10-21 |
| 21 | IWD iShares Russell 1000 Value ETF | iShares (BlackRock) | 0.01% | $9.8M | $84.5B | 2026-10-20 |
| 22 | ONEY State Street® SPDR® Russell 1000 Yield Focus ETF | SPDR (State Street) | 1.33% | $8.7M | $653.7M | 2026-10-20 |
| 23 | VONE Vanguard Russell 1000 ETF | Vanguard | 0.07% | $8.2M | — | 2026-09-30 |
| 24 | FTRI First Trust Indxx Global Natural Resources Income ETF | First Trust | 7.07% | $8.2M | $115.6M | 2026-10-20 |
| 25 | DFAX Dimensional World ex US Core Equity 2 ETF | Dimensional | 0.06% | $7.3M | $12.3B | 2026-10-20 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
—
TTM Revenue
—
TTM Net Income
—
TTM Op. Cash Flow
—
Quarterly figures (3 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q4 '25 | 2025-12-31 | — | — | — | — |
| Q4 '24 | 2024-12-31 | — | — | — | — |
| Q4 '23 | 2023-12-31 | — | — | — | — |
Q4 2025 • period ending 2025-12-31 • filed 2026-03-26
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
4.40M
SI % of Float
1.24%
Days to Cover
1.65
Short Vol Ratio
39.3%
Free Float
353.69M
Float %
84.1%
Short interest 2026-09-30 • Short volume 2026-10-21 • Float 2026-03-23