Axiom Financial Strategies, LLC — 13F Holdings & Portfolio
CIK 1831985 · latest 13F-HR filed 2026-08-06
Axiom Financial Strategies, LLC manages $319.1M in 13F-reported U.S. long-equity assets across 34 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are RSP (21.81%), IVV (21.34%), SPHB (10.22%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 1; 19 existing positions rose in reported value and 3 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-06
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 94%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Sep 28, 2026.
5TH FLOOR
NEW ALBANY, IN 47150
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AXIOM FINANCIAL HOLDINGS LLC Control | SHAREHOLDER since Nov 2019 | 75% or more | Domestic Entity |
| DRIVER, LEAH Control | CFO since Nov 2021 | Less than 5% | Individual |
| Kepley, Justin Control | CHIEF INVESTMENT OFFICER since Feb 2025 | Less than 5% | Individual |
| Scott, David, Vaughan Control | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER since Nov 2019 | Less than 5% | Individual |
| NIOTAZE, LLC Control Indirect owner via AXIOM FINANCIAL HOLDINGS LLC | SHAREHOLDER since Oct 2020 | 75% or more | Domestic Entity |
| Scott, David, Vaughan Control Indirect owner via NIOTAZE, LLC | SHAREHOLDER since Nov 2019 | 75% or more | Individual |
Ownership & leadership changes · 7 filings with changes since Nov 29, 2019
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedElder, Michael · PRESIDENT AND CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2025
- AddedKepley, Justin · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedScott, David, Vaughan · title CEO, CHIEF COMPLIANCE OFFICER → MANAGING PARTNER, CHIEF COMPLIANCE OFFICER
- No longer listedGRAU FAMILY HOLDINGS LLC · SHAREHOLDER · 25–50% · indirect via AXIOM FINANCIAL HOLDINGS LLC · control person · listed since Nov 2019
- No longer listedGrau, Michael, Anthony · SHAREHOLDER · 75% or more · indirect via GRAU FAMILY HOLDINGS LLC · control person · listed since Nov 2019
- AddedElder, Michael · PRESIDENT AND CHIEF OPERATING OFFICER · Less than 5% · control person
- No longer listedGrau, Michael, Anthony · PRESIDENT · Less than 5% · control person · listed since Nov 2019
- No longer listedMERCHANT WEALTH PARTNERS · SHAREHOLDER · General partner, trustee or manager · indirect via AXIOM FINANCIAL HOLDINGS LLC · listed since Oct 2020
- ChangedNIOTAZE, LLC · indirect via AXIOM FINANCIAL HOLDINGS LLC: ownership 25–50% → 75% or more
- No longer listedSWENDIMAN, MATTHEW, ASHLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2020
- ChangedScott, David, Vaughan · title CEO → CEO, CHIEF COMPLIANCE OFFICER
- No longer listedAXIOM FINANCIAL HOLDING LLC · SHAREHOLDER · 75% or more · control person · listed since Nov 2019
- No longer listedGRAU FAMILY HOLDINGS LLC · SHAREHOLDER · 25–50% · indirect via AXIOM FINANCIAL HOLDING LLC · control person · listed since Nov 2019
- No longer listedNIOTAZE, LLC · SHAREHOLDER · 25–50% · indirect via AXIOM FINANCIAL HOLDING LLC · control person · listed since Nov 2019
- AddedAXIOM FINANCIAL HOLDINGS LLC · SHAREHOLDER · 75% or more · control person
- AddedDRIVER, LEAH · CFO · Less than 5% · control person
- AddedGRAU FAMILY HOLDINGS LLC · SHAREHOLDER · 25–50% · indirect via AXIOM FINANCIAL HOLDINGS LLC · control person
- AddedMERCHANT WEALTH PARTNERS · SHAREHOLDER · General partner, trustee or manager · indirect via AXIOM FINANCIAL HOLDINGS LLC
- AddedNIOTAZE, LLC · SHAREHOLDER · 25–50% · indirect via AXIOM FINANCIAL HOLDINGS LLC · control person
- ChangedGrau, Michael, Anthony · title MANAGING DIRECTOR → PRESIDENT
- ChangedScott, David, Vaughan · title MANAGING DIRECTOR → CEO
- No longer listedGRAU FAMILY HOLDINGS, LLC · SHAREHOLDER · 25–50% · control person · listed since Nov 2019
- No longer listedNIOTAZE, LLC · SHAREHOLDER · 50–75% · control person · listed since Nov 2019
- AddedAXIOM FINANCIAL HOLDING LLC · SHAREHOLDER · 75% or more · control person
- AddedGRAU FAMILY HOLDINGS LLC · SHAREHOLDER · 25–50% · indirect via AXIOM FINANCIAL HOLDING LLC · control person
- AddedNIOTAZE, LLC · SHAREHOLDER · 25–50% · indirect via AXIOM FINANCIAL HOLDING LLC · control person
- AddedSWENDIMAN, MATTHEW, ASHLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedGrau, Michael, Anthony · title MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR
- ListedGRAU FAMILY HOLDINGS, LLC · SHAREHOLDER · 25–50% · control person
- ListedGrau, Michael, Anthony · MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedGrau, Michael, Anthony · SHAREHOLDER · 75% or more · indirect via GRAU FAMILY HOLDINGS LLC · control person
- ListedNIOTAZE, LLC · SHAREHOLDER · 50–75% · control person
- ListedScott, David, Vaughan · MANAGING DIRECTOR · Less than 5% · control person
- ListedScott, David, Vaughan · SHAREHOLDER · 75% or more · indirect via NIOTAZE, LLC · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$9.3M +15.8%
- INVESCO EXCHANGE TRADED FD T$8.0M +13.0%
- INVESCO EXCH TRADED FD TR II$8.0M +32.4%
- VANGUARD INDEX FDS$5.0M +21.9%
- INVESCO EXCH TRADED FD TR II$3.0M +15.1%
Top Trims
- FRANKLIN TEMPLETON ETF TR-$3.3M -10.1%
- BLACKROCK ETF TRUST II-$544.4K -10.0%
- TYSON FOODS INC-$22.6K -8.8%
New Positions
- DEVON ENERGY CORP NEW$332.5K
- UNITEDHEALTH GROUP INC$231.9K
- TECK RESOURCES LTD$216.6K
Axiom Financial Strategies, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $69.6M | 21.81% | 327,090 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $68.1M | 21.34% | 90,945 | SH |
| 3 | INVESCO EXCH TRADED FD TR II | SPHB | 46138E370 | $32.6M | 10.22% | 209,633 | SH |
| 4 | FRANKLIN TEMPLETON ETF TR | FLMI | 35473P868 | $29.8M | 9.34% | 1,183,760 | SH |
| 5 | VANGUARD INDEX FDS | VOT | 922908538 | $28.1M | 8.79% | 91,605 | SH |
| 6 | INVESCO EXCH TRADED FD TR II | PIZ | 46138E875 | $22.8M | 7.14% | 407,770 | SH |
| 7 | AMERICAN CENTY ETF TR | AVDE | 025072703 | $22.3M | 6.99% | 250,119 | SH |
| 8 | INVESCO EXCH TRADED FD TR II | PXH | 46138E727 | $14.2M | 4.44% | 507,955 | SH |
| 9 | UNITED STS COMMODITY INDEX F | USCI | 911717106 | $7.7M | 2.42% | 83,230 | SH |
| 10 | BLACKROCK ETF TRUST II | HIMU | 092528843 | $4.9M | 1.54% | 98,593 | SH |
| 11 | SPDR SERIES TRUST | SPTS | 78468R101 | $4.3M | 1.35% | 148,616 | SH |
| 12 | VANGUARD SCOTTSDALE FDS | VGLT | 92206C847 | $2.6M | 0.80% | 46,270 | SH |
| 13 | ISHARES TR | SMLF | 46434V290 | $1.8M | 0.56% | 19,888 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | RFV | 46137V191 | $1.7M | 0.53% | 11,742 | SH |
| 15 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.6M | 0.49% | 17,677 | SH |
| 16 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $684.5K | 0.21% | 1,368 | SH |
| 17 | ALPHABET INC | GOOGL | 02079K305 | $608.2K | 0.19% | 1,702 | SH |
| 18 | CAPITAL ONE FINL CORP | COF | 14040H105 | $471.7K | 0.15% | 2,351 | SH |
| 19 | US BANCORP | USB | 902973304 | $451.1K | 0.14% | 7,468 | SH |
| 20 | VIATRIS INC | VTRS | 92556V106 | $434.0K | 0.14% | 27,328 | SH |
| 21 | JPMORGAN CHASE & CO | JPM | 46625H100 | $421.6K | 0.13% | 1,288 | SH |
| 22 | AMAZON COM INC | AMZN | 023135106 | $416.4K | 0.13% | 1,747 | SH |
| 23 | CVS HEALTH CORP | CVS | 126650100 | $411.4K | 0.13% | 3,977 | SH |
| 24 | MGM RESORTS INTERNATIONAL | MGM | 552953101 | $394.7K | 0.12% | 8,256 | SH |
| 25 | TEXAS INSTRS INC | TXN | 882508104 | $390.8K | 0.12% | 1,311 | SH |
| 26 | MICROSOFT CORP | MSFT | 594918104 | $374.5K | 0.12% | 1,004 | SH |
| 27 | META PLATFORMS INC | META | 30303M102 | $335.7K | 0.11% | 596 | SH |
| 28 | DEVON ENERGY CORP NEW | DVN | 25179M103 | $332.5K | 0.10% | 8,046 | SH |
| 29 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $268.7K | 0.08% | 1,712 | SH |
| 30 | WELLS FARGO & CO | WFC | 949746101 | $265.9K | 0.08% | 3,217 | SH |
| 31 | TYSON FOODS INC | TSN | 902494103 | $232.9K | 0.07% | 4,069 | SH |
| 32 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $231.9K | 0.07% | 558 | SH |
| 33 | APPLE INC | AAPL | 037833100 | $230.6K | 0.07% | 797 | SH |
| 34 | TECK RESOURCES LTD | TECK | 878742204 | $216.6K | 0.07% | 3,642 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-06 | $319.1M | 34 | 0001951757-26-001108 |
| 2026-03-31 | 2026-04-21 | $284.1M | 32 | 0001951757-26-000668 |
| 2025-12-31 | 2026-01-23 | $237.7M | 49 | 0001951757-26-000277 |
NEW ALBANY, IN 47150