Top Institutional Investors

Spectrum Investment Advisors, Inc. — 13F Holdings & Portfolio

CIK 1856042 · latest 13F-HR filed 2026-07-30

Backtest portfolio

Spectrum Investment Advisors, Inc. manages $244.6M in 13F-reported U.S. long-equity assets across 76 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFAU (13.10%), FELG (11.40%), DFAI (9.78%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 31 new positions and exited 1; 34 existing positions rose in reported value and 7 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$244.6M

Long-equity book

Holdings
76

Distinct positions

Period
2026-06-30

Filed 2026-07-30

Q/Q Activity
+31 / −1 / ↑34 / ↓7

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFAU13.1% · -4%FELG11.4% · -5%DFAI9.8% · +1%VOO9.3% · -6%IXUS7.9% · -4%GOVI6.2% · +15%PMBS5.1% · newVBR4.7% · +0%DFAE4.3% · -12%CGBL3.2% · newVO2.9% · +314%SMTH2.6% · +27%FBND2.6% · +25%VONG1.7% · +5%AAPL1.5% · +29%NVDA1.4% · +47%MBB0.8% · -85%VOE0.6% · +28%ORCL0.6% · +0%FVAL0.6% · +17%BRK.B0.5% · +38%MSFT0.5% · +92%AVGO0.5% · +110%AMZN0.5% · +143%ABBV0.4% · +6%GOOGL0.3% · newFIS0.3% · -0%TSM0.3% · newCOST0.3% · +160%ADI0.3% · newMS0.2% · newPEP0.2% · 0%TSLA0.2% · +9%META0.2% · newWEC0.2% · +2%PPSI0.2% · 0%JPM0.2% · +111%V0.2% · newETN0.2% · newCGMU0.2% · newAMAT0.2% · newLLY0.2% · +58%VTI0.2% · -2%NEE0.2% · +79%SPY0.2% · -36%ASML0.1% · newCRM0.1% · newMUB0.1% · -53%TPL0.1% · newVIG0.1% · +15%USB0.1% · +20%FCX0.1% · newTMO0.1% · newTXN0.1% · -49%MCD0.1% · +12%GOOG0.1% · +2%ONEQ0.1% · +0%PHM0.1% · +0%MRK0.1% · +2%WMB0.1% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 74.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Dec 4, 2018.

Assets Under Management
$23.55B
Discretionary
$19.61B
Employees
21
Accounts
82
Address
2 HIGH RIDGE PARK
2ND FLOOR
STAMFORD, CT 06905
Phone
(203) 322-0189
Website
Name Title / Status Ownership Type
BYER, MATTHEW ROSS ControlEXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER
since Jan 2010
Less than 5%Individual
JACOBY, LEWIS PHILLIP ControlEXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER
since Jan 2010
Less than 5%Individual
LIEB, MARK ALAN ControlPRESIDENT & CHIEF EXECUTIVE OFFICER
since Jan 2010
Less than 5%Individual
PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC ControlOWNER
since May 2017
75% or moreDomestic Entity
HANCZOR, JOSEPH ANDREWMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER
since Aug 2009
Less than 5%Individual
ORLANDO, JEAN MARIEFINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER
since Feb 2000
Less than 5%Individual
URCIUOLI, JOSEPH JOHNMANAGING DIRECTOR & DIRECTOR OF RESEARCH
since Jan 2010
Less than 5%Individual
PRINCIPAL FINANCIAL GROUP INC. Control
Indirect owner via PRINCIPAL FINANCIAL SERVICES INC.
100% OWNER
since Oct 2001
75% or moreDomestic Entity
PRINCIPAL FINANCIAL SERVICES INC. Control
Indirect owner via PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC
100% OWNER
since Oct 2001
75% or moreDomestic Entity
Ownership & leadership changes · 3 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 11, 2017 filing
  • No longer listedPRINCIPAL FINANCIAL SERVICES INC. · 100% OWNER · 75% or more · indirect via PRINCIPAL LIFE INSURANCE CO. · control person · listed since Oct 2001
  • No longer listedPRINCIPAL LIFE INSURANCE CO. · 100% OWNER · 75% or more · indirect via PRINCIPAL GLOBAL INVESTORS, LLC · control person · listed since Oct 2001
  • AddedPRINCIPAL FINANCIAL SERVICES INC. · 100% OWNER · 75% or more · indirect via PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC · control person
May 4, 2017 filing
  • No longer listedPRINCIPAL GLOBAL INVESTORS, LLC · OWNER · 75% or more · control person · listed since Oct 2001
  • AddedPRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC · OWNER · 75% or more · control person
Mar 30, 2016 filing
  • ChangedHANCZOR, JOSEPH ANDREW · title CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER
  • ChangedORLANDO, JEAN MARIE · title FINANCIAL & OPERATIONS PRINCIPAL → FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER
Mar 29, 2012 filing (earliest on record)
  • ListedBYER, MATTHEW ROSS · EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER · Less than 5% · control person
  • ListedHANCZOR, JOSEPH ANDREW · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedJACOBY, LEWIS PHILLIP · EXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ListedLIEB, MARK ALAN · PRESIDENT & CHIEF EXECUTIVE OFFICER · Less than 5% · control person
  • ListedORLANDO, JEAN MARIE · FINANCIAL & OPERATIONS PRINCIPAL · Less than 5%
  • ListedPRINCIPAL FINANCIAL GROUP INC. · 100% OWNER · 75% or more · indirect via PRINCIPAL FINANCIAL SERVICES INC. · control person
  • ListedPRINCIPAL FINANCIAL SERVICES INC. · 100% OWNER · 75% or more · indirect via PRINCIPAL LIFE INSURANCE CO. · control person
  • ListedPRINCIPAL GLOBAL INVESTORS, LLC · OWNER · 75% or more · control person
  • ListedPRINCIPAL LIFE INSURANCE CO. · 100% OWNER · 75% or more · indirect via PRINCIPAL GLOBAL INVESTORS, LLC · control person
  • ListedURCIUOLI, JOSEPH JOHN · MANAGING DIRECTOR & DIRECTOR OF RESEARCH · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 34 →

Top Trims

Show all 7 →

New Positions

Show all 31 →

Exited Positions

Show all 1 →

Spectrum Investment Advisors, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFAU 25434V104 $32.0M 13.10% 620,035 SH
2 FIDELITY COVINGTON TRUST FELG 31609A305 $27.9M 11.40% 637,144 SH
3 DIMENSIONAL ETF TRUST DFAI 25434V203 $23.9M 9.78% 580,123 SH
4 VANGUARD INDEX FDS VOO 922908363 $22.7M 9.27% 33,019 SH
5 ISHARES TR IXUS 46432F834 $19.2M 7.87% 201,581 SH
6 INVESCO EXCH TRADED FD TR II GOVI 46138E107 $15.1M 6.18% 556,899 SH
7 PIMCO ETF TR PMBS 72201R569 $12.4M 5.06% 250,856 SH
8 VANGUARD INDEX FDS VBR 922908611 $11.4M 4.66% 46,917 SH
9 DIMENSIONAL ETF TRUST DFAE 25434V302 $10.4M 4.25% 258,619 SH
10 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $7.9M 3.24% 208,664 SH
11 VANGUARD INDEX FDS VO 922908629 $7.0M 2.86% 86,954 SH
12 ALPS ETF TR SMTH 00162Q346 $6.3M 2.59% 246,241 SH
13 FIDELITY MERRIMACK STR TR FBND 316188309 $6.3M 2.59% 139,298 SH
14 VANGUARD SCOTTSDALE FDS VONG 92206C680 $4.1M 1.68% 32,137 SH
15 APPLE INC AAPL 037833100 $3.6M 1.48% 12,472 SH
16 NVIDIA CORPORATION NVDA 67066G104 $3.3M 1.36% 16,672 SH
17 ISHARES TR MBB 464288588 $1.9M 0.78% 20,282 SH
18 VANGUARD INDEX FDS VOE 922908512 $1.6M 0.64% 7,966 SH
19 ORACLE CORP ORCL 68389X105 $1.5M 0.60% 10,094 SH
20 FIDELITY COVINGTON TRUST FVAL 316092782 $1.5M 0.60% 18,860 SH
21 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.2M 0.51% 2,489 SH
22 MICROSOFT CORP MSFT 594918104 $1.2M 0.50% 3,282 SH
23 BROADCOM INC AVGO 11135F101 $1.1M 0.46% 2,990 SH
24 AMAZON COM INC AMZN 023135106 $1.1M 0.45% 4,616 SH
25 ABBVIE INC ABBV 00287Y109 $882.7K 0.36% 3,508 SH
26 ALPHABET INC GOOGL 02079K305 $814.6K 0.33% 2,280 SH
27 FIDELITY NATL INFORMATION SV FIS 31620M106 $812.8K 0.33% 20,905 SH
28 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $692.5K 0.28% 1,450 SH
29 COSTCO WHOLESALE CORPORATION COST 22160K105 $690.2K 0.28% 738 SH
30 ANALOG DEVICES INC ADI 032654105 $615.3K 0.25% 1,549 SH
31 MORGAN STANLEY MS 617446448 $608.3K 0.25% 2,910 SH
32 PEPSICO INC PEP 713448108 $587.4K 0.24% 4,338 SH
33 TESLA INC TSLA 88160R101 $580.4K 0.24% 1,380 SH
34 META PLATFORMS INC META 30303M102 $579.4K 0.24% 1,029 SH
35 WEC ENERGY GROUP INC WEC 92939U106 $575.6K 0.24% 4,929 SH
36 PIONEER PWR SOLUTIONS INC PPSI 723836300 $541.8K 0.22% 137,500 SH
37 JPMORGAN CHASE & CO JPM 46625H100 $487.3K 0.20% 1,489 SH
38 VISA INC V 92826C839 $469.3K 0.19% 1,368 SH
39 EATON CORP PLC ETN G29183103 $441.5K 0.18% 1,036 SH
40 CAPITAL GRP FIXED INCM ETF T CGMU 14020Y201 $438.9K 0.18% 15,978 SH
41 APPLIED MATLS INC AMAT 038222105 $420.1K 0.17% 581 SH
42 ELI LILLY & CO LLY 532457108 $419.4K 0.17% 350 SH
43 VANGUARD INDEX FDS VTI 922908769 $413.5K 0.17% 1,118 SH
44 NEXTERA ENERGY INC NEE 65339F101 $394.3K 0.16% 4,492 SH
45 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $388.4K 0.16% 520 SH
46 ASML HLDG NV ASML N07059210 $356.1K 0.15% 179 SH
47 SALESFORCE INC CRM 79466L302 $355.1K 0.15% 2,267 SH
48 ISHARES TR MUB 464288414 $352.6K 0.14% 3,277 SH
49 TEXAS PACIFIC LAND CORPORATI TPL 88262P102 $347.5K 0.14% 794 SH
50 VANGUARD SPECIALIZED FUNDS VIG 921908844 $338.6K 0.14% 1,431 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-30 $244.6M 76 0000892712-26-000324
2026-03-31 2026-04-14 $201.3M 46 0000892712-26-000212
2025-12-31 2026-01-28 $199.5M 51 0000892712-26-000048
Filer Information
Address
6329 WEST MEQUON ROAD
MEQUON, WI 53092
Phone
(262) 238-4010
Filing Manager
Spectrum Investment Advisors, Inc.
MEQUON, WI
Signatory
Jonathan J. Marshall
Chief Investment Officer