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LOCKERMAN FINANCIAL GROUP, INC. — 13F Holdings & Portfolio

CIK 1906539 · latest 13F-HR filed 2026-04-14

Backtest portfolio

LOCKERMAN FINANCIAL GROUP, INC. manages $55.6M in 13F-reported U.S. long-equity assets across 101 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are BBUS (6.27%), SPY (5.88%), FISR (4.79%). Quarter over quarter (versus its 2025-09-30 filing) the fund opened 14 new positions and exited 45; 28 existing positions rose in reported value and 33 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$55.6M

Long-equity book

Holdings
101

Distinct positions

Period
2026-03-31

Filed 2026-04-14

Q/Q Activity
+14 / −45 / ↑28 / ↓33

vs 2025-09-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q1 26
BBUS6.3% · +2%SPY5.9% · -14%FISR4.8% · +44%XLSR4.1% · +5%SPDW3.9% · -6%MASIMO CORP3.4% · -11%SPEM3.2% · +4%JIRE3.0% · -6%IVV2.7% · +41%JBND2.4% · -1%CERY2.0% · +59%BBAG1.9% · -1%JMUB1.8% · +3%JGLO1.8% · +0%VTEB1.7% · 0%SPYM1.5% · +2%IUSB1.5% · +50%SPSM1.4% · -14%IVE1.4% · +20%SPAB1.2% · +97%IVW1.2% · +44%NOC1.2% · -2%DYNF1.1% · +15%IEMG1.1% · +13%VOO1.1% · 0%GLD1.1% · -10%JNK1.0% · +94%SPMD1.0% · +3%BINC1.0% · +56%EFV0.9% · +32%GWX0.9% · +3%EMHC0.9% · +15%DFAC0.9% · -3%MSFT0.9% · -3%NVDA0.9% · +4%SPTL0.9% · -37%SPLB0.9% · newSRLN0.8% · +18%IGEB0.8% · +7%TIPX0.8% · +26%NUBD0.8% · -23%JIVE0.7% · +12%NULV0.7% · -28%GOOGL0.7% · +8%NULG0.7% · -27%JQUA0.7% · +0%TLH0.6% · +58%EFG0.6% · newCLOA0.6% · +21%IEF0.6% · +7%QLTA0.6% · -15%PG0.6% · +10%JIG0.6% · +1%QUAL0.6% · +37%AAPL0.6% · -3%JPM0.6% · +3%GSUS0.6% · -7%DFUV0.6% · 0%RWL0.6% · +3%BAI0.6% · +45%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q4 25 → Q1 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 39.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jan 23, 2026.

Assets Under Management
$110.1M
Discretionary
$110.1M
Employees
1
Accounts
271
Address
4695 MACARTHUR COURT
SUITE 490
NEWPORT BEACH, CA 92660
Phone
(949) 544-3500
Website
Name Title / Status Ownership Type
LISA L. LOCKERMAN LIVING TRUST ControlMEMBER
since Nov 2021
75% or moreDomestic Entity
LOCKERMAN, LISA, LYNN ControlCHIEF COMPLIANCE OFFICER
since Nov 2021
Less than 5%Individual
LOCKERMAN, LISA, LYNN Control
Indirect owner via LISA L. LOCKERMAN LIVING TRUST
TRUSTEE
since Sep 2004
75% or moreIndividual
Ownership & leadership changes · 1 filing with changes since Oct 7, 2021

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Nov 1, 2021 filing
  • AddedLISA L. LOCKERMAN LIVING TRUST · MEMBER · 75% or more · control person
  • AddedLOCKERMAN, LISA, LYNN · TRUSTEE · 75% or more · indirect via LISA L. LOCKERMAN LIVING TRUST · control person
  • ChangedLOCKERMAN, LISA, LYNN · title MANAGING MEMBER & CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%
Oct 7, 2021 filing (earliest on record)
  • ListedLOCKERMAN, LISA, LYNN · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 28 →

Top Trims

Show all 33 →

New Positions

Show all 14 →

Exited Positions

Show all 45 →

LOCKERMAN FINANCIAL GROUP, INC. Holdings (2026-03-31)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F BBUS 46641Q399 $3.5M 6.27% 29,733 SH
2 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.3M 5.88% 5,021 SH
3 SSGA ACTIVE TR FISR 78470P507 $2.7M 4.79% 103,473 SH
4 SSGA ACTIVE TR XLSR 78470P408 $2.3M 4.14% 39,841 SH
5 SPDR INDEX SHS FDS SPDW 78463X889 $2.2M 3.91% 47,601 SH
6 MASIMO CORP — 574795100 $1.9M 3.36% 10,500 SH
7 SPDR INDEX SHS FDS SPEM 78463X509 $1.8M 3.22% 38,111 SH
8 J P MORGAN EXCHANGE TRADED F JIRE 46641Q134 $1.6M 2.96% 21,717 SH
9 ISHARES TR IVV 464287200 $1.4M 2.60% 2,214 SH
10 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $1.3M 2.40% 24,761 SH
11 SPDR SERIES TRUST CERY 78468R440 $1.1M 2.01% 31,714 SH
12 J P MORGAN EXCHANGE TRADED F BBAG 46641Q241 $1.1M 1.91% 23,023 SH
13 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $1.0M 1.82% 20,258 SH
14 J P MORGAN EXCHANGE TRADED F JGLO 46654Q740 $999.9K 1.80% 15,319 SH
15 VANGUARD MUN BD FDS VTEB 922907746 $949.9K 1.71% 19,040 SH
16 SPDR SERIES TRUST SPYM 78464A854 $823.2K 1.48% 10,755 SH
17 ISHARES TR IUSB 46434V613 $822.1K 1.48% 17,798 SH
18 SPDR SERIES TRUST SPSM 78468R853 $784.8K 1.41% 16,242 SH
19 ISHARES TR IVE 464287408 $762.9K 1.37% 3,613 SH
20 SPDR SERIES TRUST SPAB 78464A649 $680.3K 1.22% 26,553 SH
21 ISHARES TR IVW 464287309 $656.4K 1.18% 5,803 SH
22 BLACKROCK ETF TRUST DYNF 09290C103 $633.8K 1.14% 10,894 SH
23 ISHARES INC IEMG 46434G103 $609.0K 1.10% 8,731 SH
24 SPDR GOLD TR GLD 78463V107 $592.5K 1.07% 1,377 SH
25 NORTHROP GRUMMAN CORP NOC 666807102 $563.5K 1.01% 826 SH
26 SPDR SERIES TRUST JNK 78468R622 $563.2K 1.01% 5,884 SH
27 SPDR SERIES TRUST SPMD 78464A847 $538.8K 0.97% 9,098 SH
28 BLACKROCK ETF TRUST II BINC 092528603 $534.1K 0.96% 10,284 SH
29 ISHARES TR EFV 464288877 $526.3K 0.95% 7,078 SH
30 SPDR INDEX SHS FDS GWX 78463X871 $517.6K 0.93% 12,257 SH
31 SPDR SERIES TRUST EMHC 78468R515 $512.8K 0.92% 20,679 SH
32 DIMENSIONAL ETF TRUST DFAC 25434V708 $510.3K 0.92% 13,133 SH
33 NVIDIA CORPORATION NVDA 67066G104 $491.1K 0.88% 2,816 SH
34 SPDR SERIES TRUST SPTL 78464A664 $487.5K 0.88% 18,535 SH
35 SPDR SERIES TRUST SPLB 78464A367 $484.8K 0.87% 21,817 SH
36 SSGA ACTIVE ETF TR SRLN 78467V608 $465.4K 0.84% 11,595 SH
37 ISHARES TR IGEB 46435G219 $454.9K 0.82% 10,095 SH
38 SPDR SERIES TRUST TIPX 78468R861 $432.1K 0.78% 22,516 SH
39 NUSHARES ETF TR NUBD 67092P870 $417.0K 0.75% 18,777 SH
40 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $412.8K 0.74% 4,820 SH
41 MICROSOFT CORP MSFT 594918104 $408.3K 0.73% 1,103 SH
42 NUSHARES ETF TR NULV 67092P300 $385.0K 0.69% 8,461 SH
43 ALPHABET INC GOOGL 02079K305 $382.2K 0.69% 1,329 SH
44 NUSHARES ETF TR NULG 67092P201 $379.5K 0.68% 4,173 SH
45 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $368.8K 0.66% 6,014 SH
46 ISHARES TR TLH 464288653 $342.5K 0.62% 3,400 SH
47 ISHARES TR EFG 464288885 $337.9K 0.61% 3,034 SH
48 BLACKROCK ETF TRUST II CLOA 092528504 $336.7K 0.61% 6,496 SH
49 ISHARES TR IEF 464287440 $332.5K 0.60% 3,484 SH
50 ISHARES TR QLTA 46429B291 $331.8K 0.60% 6,973 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-14 $55.6M 101 0001906539-26-000002
2025-12-31 2026-01-21 $52.1M 96 0001906539-26-000001
2025-09-30 2025-10-16 $79.3M 134 0001906539-25-000002
Filer Information
Address
4695 MACARTHUR COURT
SUITE 490
NEWPORT BEACH, CA 92660
Phone
(949) 554-3500
Filing Manager
LOCKERMAN FINANCIAL GROUP, INC.
NEWPORT BEACH, CA
Signatory
Lisa L Lockerman
Chief Compliance Officer