Sovereign Investment Advisors, LLC — 13F Holdings & Portfolio
CIK 1908165 · latest 13F-HR filed 2026-08-14
Sovereign Investment Advisors, LLC manages $532.7M in 13F-reported U.S. long-equity assets across 109 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (12.85%), QQQ (7.13%), SPY (6.91%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 12 new positions, exited 9, added to 51, and trimmed 11.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 170
PHOENIX, AZ 85044
$532.7M
Long-equity book
109
Distinct positions
2026-06-30
Filed 2026-08-14
+12 / −9 / ↑51 / ↓11
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD SCOTTSDALE FDS$21.8M +3403.0%
- STATE STR SPDR S&P 500 ETF T$9.9M +37.0%
- ISHARES TR$8.9M +14.9%
- ISHARES TR$8.5M +63.6%
- INVESCO QQQ TR$7.7M +25.6%
Top Trims
- BNY MELLON ETF TRUST-$2.0M -5.9%
- AMAZON COM INC-$691.0K -56.4%
- PHILLIPS 66-$553.2K -7.2%
- SPDR SERIES TRUST-$542.4K -9.1%
- NETFLIX INC.-$55.7K -19.5%
New Positions
- JANUS DETROIT STR TR$1.2M
- MORGAN STANLEY$491.2K
- TEXAS INSTRS INC$275.7K
- VISA INC$266.6K
- PROSHARES TR$261.8K
Exited Positions
- ISHARES TR$9.5M
- EXXON MOBIL CORP$645.9K
- LOCKHEED MARTIN CORP$234.5K
- BERKSHIRE HATHAWAY INC DEL$228.1K
- QUALCOMM INC$216.0K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $68.4M | 12.85% | 91,398 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $38.0M | 7.13% | 51,500 | SH |
| 3 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $36.8M | 6.91% | 49,146 | SH |
| 4 | ISHARES TR | IEFA | 46432F842 | $31.5M | 5.92% | 326,439 | SH |
| 5 | BNY MELLON ETF TRUST | BKGI | 09661T826 | $31.3M | 5.88% | 696,182 | SH |
| 6 | JANUS DETROIT STR TR | VNLA | 47103U886 | $26.8M | 5.02% | 545,365 | SH |
| 7 | VANGUARD SCOTTSDALE FDS | VTHR | 92206C599 | $22.4M | 4.21% | 67,720 | SH |
| 8 | ISHARES TR | IDEV | 46435G326 | $21.8M | 4.09% | 245,035 | SH |
| 9 | MPLX LP | MPLX | 55336V100 | $21.1M | 3.95% | 373,955 | SH |
| 10 | VANGUARD BD INDEX FDS | BND | 921937835 | $14.6M | 2.74% | 198,831 | SH |
| 11 | ISHARES TR | USMV | 46429B697 | $14.5M | 2.72% | 149,994 | SH |
| 12 | ISHARES INC | IEMG | 46434G103 | $13.8M | 2.60% | 167,158 | SH |
| 13 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $12.2M | 2.29% | 332,382 | SH |
| 14 | WESTERN MIDSTREAM PARTNERS L | WES | 958669103 | $12.0M | 2.25% | 274,479 | SH |
| 15 | PLAINS ALL AMERN PIPELINE L | PAA | 726503105 | $11.8M | 2.21% | 528,931 | SH |
| 16 | VANGUARD INDEX FDS | VTI | 922908769 | $11.5M | 2.16% | 31,078 | SH |
| 17 | ALPS ETF TR | SMTH | 00162Q346 | $9.6M | 1.81% | 373,742 | SH |
| 18 | JANUS DETROIT STR TR | JAAA | 47103U845 | $9.2M | 1.73% | 181,410 | SH |
| 19 | ONEOK INC NEW | OKE | 682680103 | $8.3M | 1.56% | 95,849 | SH |
| 20 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $8.1M | 1.53% | 173,909 | SH |
| 21 | ISHARES INC | EMXC | 46434G764 | $7.4M | 1.39% | 72,632 | SH |
| 22 | ISHARES TR | IJH | 464287507 | $7.2M | 1.36% | 93,739 | SH |
| 23 | PHILLIPS 66 | PSX | 718546104 | $7.1M | 1.34% | 42,129 | SH |
| 24 | ISHARES TR | AGG | 464287226 | $7.0M | 1.31% | 70,318 | SH |
| 25 | LEGG MASON ETF INVT | LVHD | 52468L406 | $6.8M | 1.28% | 154,793 | SH |
| 26 | VANGUARD BD INDEX FDS | BIV | 921937819 | $6.7M | 1.26% | 87,243 | SH |
| 27 | SPDR SERIES TRUST | BIL | 78468R663 | $5.4M | 1.01% | 58,855 | SH |
| 28 | VANGUARD STAR FDS | VXUS | 921909768 | $5.2M | 0.97% | 60,482 | SH |
| 29 | SPDR SERIES TRUST | JNK | 78468R622 | $4.9M | 0.91% | 50,383 | SH |
| 30 | TC ENERGY CORP | TRP | 87807B107 | $3.7M | 0.69% | 55,254 | SH |
| 31 | INVESCO EXCH TRADED FD TR II | SPLV | 46138E354 | $3.0M | 0.57% | 40,458 | SH |
| 32 | SUNOCO LP/SUNOCO FIN CORP | SUN | 86765K109 | $2.9M | 0.55% | 43,522 | SH |
| 33 | ISHARES TR | MBB | 464288588 | $2.3M | 0.44% | 24,800 | SH |
| 34 | ISHARES TR | IJT | 464287887 | $2.1M | 0.39% | 11,684 | SH |
| 35 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $1.7M | 0.32% | 28,704 | SH |
| 36 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $1.6M | 0.29% | 19,667 | SH |
| 37 | ISHARES TR | EEM | 464287234 | $1.4M | 0.26% | 20,337 | SH |
| 38 | JANUS DETROIT STR TR | JELH | 47103U654 | $1.2M | 0.23% | 48,422 | SH |
| 39 | ISHARES TR | IUSB | 46434V613 | $1.0M | 0.19% | 22,236 | SH |
| 40 | BROADCOM INC | AVGO | 11135F101 | $1.0M | 0.19% | 2,676 | SH |
| 41 | JPMORGAN CHASE & CO | JPM | 46625H100 | $913.3K | 0.17% | 2,790 | SH |
| 42 | ALPHABET INC | GOOGL | 02079K305 | $893.1K | 0.17% | 2,499 | SH |
| 43 | NVIDIA CORPORATION | NVDA | 67066G104 | $794.6K | 0.15% | 3,971 | SH |
| 44 | VANGUARD ADMIRAL FDS INC | IVOO | 921932885 | $773.8K | 0.15% | 5,934 | SH |
| 45 | VANGUARD INDEX FDS | VUG | 922908736 | $764.9K | 0.14% | 8,880 | SH |
| 46 | AMERICAN ELEC PWR CO INC | AEP | 025537101 | $759.2K | 0.14% | 5,549 | SH |
| 47 | RTX CORPORATION | RTX | 75513E101 | $756.1K | 0.14% | 3,985 | SH |
| 48 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $726.1K | 0.14% | 1,250 | SH |
| 49 | MICROSOFT CORP | MSFT | 594918104 | $697.5K | 0.13% | 1,870 | SH |
| 50 | ABBVIE INC | ABBV | 00287Y109 | $694.5K | 0.13% | 2,760 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $532.7M | 109 | 0001908165-26-000009 |
| 2026-03-31 | 2026-05-12 | $472.1M | 106 | 0001908165-26-000005 |
| 2025-12-31 | 2026-02-13 | $399.8M | 135 | 0001908165-26-000002 |
| 2025-09-30 | 2025-10-24 | $366.5M | 35 | 0001908165-25-000018 |