Sovereign Investment Advisors, LLC — 13F Holdings & Portfolio
CIK 1908165 · latest 13F-HR filed 2026-05-12
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$472.1M
Long-equity book
Holdings
106
Distinct positions
Period
2026-03-31
Filed 2026-05-12
Q/Q Activity
+67 / −0 / ↑19 / ↓2
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$8.6M +179.1%
- STATE STR SPDR S&P 500 ETF T$7.5M +38.7%
- BNY MELLON ETF TRUST$5.6M +20.4%
- ISHARES TR$4.3M +81.7%
- PLAINS ALL AMERN PIPELINE L$2.4M +24.9%
New Positions
- ISHARES TR$6.4M
- ISHARES INC$5.9M
- ISHARES TR$1.9M
- AMAZON COM INC$1.2M
- JPMORGAN CHASE & CO$820.7K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $59.5M | 12.61% | 91,163 | SH |
| 2 | BNY MELLON ETF TRUST | BKGI | 09661T826 | $33.3M | 7.04% | 746,732 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $30.2M | 6.40% | 52,366 | SH |
| 4 | ISHARES TR | IEFA | 46432F842 | $29.1M | 6.16% | 321,228 | SH |
| 5 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $26.9M | 5.69% | 41,197 | SH |
| 6 | JANUS DETROIT STR TR | VNLA | 47103U886 | $26.6M | 5.63% | 542,221 | SH |
| 7 | MPLX LP | MPLX | 55336V100 | $21.3M | 4.52% | 373,955 | SH |
| 8 | ISHARES TR | USMV | 46429B697 | $14.9M | 3.16% | 160,630 | SH |
| 9 | ISHARES INC | IEMG | 46434G103 | $13.5M | 2.86% | 193,455 | SH |
| 10 | ISHARES TR | IDEV | 46435G326 | $13.3M | 2.82% | 159,555 | SH |
| 11 | VANGUARD BD INDEX FDS | BND | 921937835 | $12.8M | 2.72% | 174,412 | SH |
| 12 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $12.6M | 2.66% | 332,382 | SH |
| 13 | PLAINS ALL AMERN PIPELINE L | PAA | 726503105 | $11.8M | 2.50% | 528,931 | SH |
| 14 | WESTERN MIDSTREAM PARTNERS L | WES | 958669103 | $11.3M | 2.39% | 274,479 | SH |
| 15 | VANGUARD INDEX FDS | VTI | 922908769 | $9.9M | 2.11% | 30,991 | SH |
| 16 | ALPS ETF TR | SMTH | 00162Q346 | $9.6M | 2.04% | 373,742 | SH |
| 17 | ISHARES TR | IVW | 464287309 | $9.5M | 2.01% | 83,805 | SH |
| 18 | JANUS DETROIT STR TR | JAAA | 47103U845 | $9.3M | 1.97% | 183,871 | SH |
| 19 | ONEOK INC NEW | OKE | 682680103 | $8.7M | 1.84% | 95,849 | SH |
| 20 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $8.1M | 1.71% | 172,113 | SH |
| 21 | PHILLIPS 66 | PSX | 718546104 | $7.7M | 1.63% | 42,129 | SH |
| 22 | ISHARES TR | AGG | 464287226 | $6.9M | 1.46% | 69,618 | SH |
| 23 | VANGUARD BD INDEX FDS | BIV | 921937819 | $6.7M | 1.41% | 86,299 | SH |
| 24 | LEGG MASON ETF INVT | LVHD | 52468L406 | $6.5M | 1.38% | 153,622 | SH |
| 25 | ISHARES TR | IJH | 464287507 | $6.4M | 1.35% | 94,218 | SH |
| 26 | SPDR SERIES TRUST | BIL | 78468R663 | $5.9M | 1.26% | 64,775 | SH |
| 27 | ISHARES INC | EMXC | 46434G764 | $5.9M | 1.26% | 75,432 | SH |
| 28 | SPDR SERIES TRUST | JNK | 78468R622 | $4.7M | 1.00% | 49,567 | SH |
| 29 | VANGUARD STAR FDS | VXUS | 921909768 | $4.6M | 0.98% | 60,268 | SH |
| 30 | TC ENERGY CORP | TRP | 87807B107 | $3.5M | 0.74% | 55,254 | SH |
| 31 | INVESCO EXCH TRADED FD TR II | SPLV | 46138E354 | $2.9M | 0.62% | 40,238 | SH |
| 32 | SUNOCO LP/SUNOCO FIN CORP | SUN | 86765K109 | $2.8M | 0.60% | 43,522 | SH |
| 33 | ISHARES TR | MBB | 464288588 | $1.9M | 0.41% | 20,300 | SH |
| 34 | ISHARES TR | IJT | 464287887 | $1.7M | 0.36% | 11,667 | SH |
| 35 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $1.6M | 0.33% | 19,667 | SH |
| 36 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $1.5M | 0.33% | 28,670 | SH |
| 37 | AMAZON COM INC | AMZN | 023135106 | $1.2M | 0.26% | 5,886 | SH |
| 38 | ISHARES TR | IUSB | 46434V613 | $1.0M | 0.22% | 22,236 | SH |
| 39 | JPMORGAN CHASE & CO | JPM | 46625H100 | $820.7K | 0.17% | 2,790 | SH |
| 40 | BROADCOM INC | AVGO | 11135F101 | $812.8K | 0.17% | 2,626 | SH |
| 41 | ALPHABET INC | GOOGL | 02079K305 | $790.5K | 0.17% | 2,749 | SH |
| 42 | RTX CORPORATION | RTX | 75513E101 | $749.4K | 0.16% | 3,885 | SH |
| 43 | AMERICAN ELEC PWR CO INC | AEP | 025537101 | $707.7K | 0.15% | 5,399 | SH |
| 44 | MICROSOFT CORP | MSFT | 594918104 | $692.2K | 0.15% | 1,870 | SH |
| 45 | VANGUARD ADMIRAL FDS INC | IVOO | 921932885 | $678.4K | 0.14% | 5,934 | SH |
| 46 | VANGUARD INDEX FDS | VUG | 922908736 | $646.4K | 0.14% | 1,480 | SH |
| 47 | EXXON MOBIL CORP | XOM | 30231G102 | $645.9K | 0.14% | 3,807 | SH |
| 48 | VANGUARD SCOTTSDALE FDS | VTHR | 92206C599 | $640.7K | 0.14% | 2,228 | SH |
| 49 | NVIDIA CORPORATION | NVDA | 67066G104 | $640.2K | 0.14% | 3,671 | SH |
| 50 | WALMART INC | WMT | 931142103 | $633.5K | 0.13% | 5,097 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-12 | $472.1M | 106 | 0001908165-26-000005 |
| 2025-12-31 | 2026-02-13 | $399.8M | 135 | 0001908165-26-000002 |
| 2025-09-30 | 2025-10-24 | $366.5M | 35 | 0001908165-25-000018 |