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SFG Wealth Management, LLC. — 13F Holdings & Portfolio

CIK 1908914 · latest 13F-HR filed 2026-10-23

Backtest portfolio

SFG Wealth Management, LLC. manages $281.1M in 13F-reported U.S. long-equity assets across 103 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYM (17.06%), MFSV (12.30%), SPY (10.52%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 16; 18 existing positions rose in reported value and 32 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$281.1M

Long-equity book

Holdings
103

Distinct positions

Period
2026-09-30

Filed 2026-10-23

Q/Q Activity
+6 / −16 / ↑18 / ↓32

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPYM17.1% · +2%MFSV12.3% · +12%SPY10.5% · -6%MDYG6.1% · -1%AVUV6.1% · -6%SPTM2.7% · -0%EMXC2.3% · newAVUS2.3% · -1%OUNZ2.0% · -10%XNTK1.8% · +3%HGER1.7% · +3%MINT1.4% · -11%BILZ1.3% · +2%ITOT1.3% · -0%RDVY1.2% · +1%MU1.1% · 0%SGOV1.1% · newAAPL1.0% · +0%MGNR1.0% · -3%SHY0.9% · -2%PH0.8% · 0%NVDA0.8% · -7%FWD0.8% · -2%GDE0.7% · 0%MFUS0.7% · newQQQ0.7% · +3%GVAL0.7% · newCGGE0.7% · -0%WMT0.7% · -5%MSFT0.6% · -1%AMZN0.6% · +3%SPYG0.6% · -0%GDX0.5% · -22%SPBC0.5% · +1%JPEF0.5% · -0%PWRD0.4% · -19%IDEQ0.4% · newFLMI0.4% · -4%SPDW0.4% · +2%SPSM0.4% · -0%SDVY0.4% · +0%AGIX0.4% · +1%VTI0.4% · -2%SPMD0.4% · +3%XOM0.4% · +0%CIBR0.4% · -0%IWF0.3% · +2%FMDE0.3% · +6%BRK.B0.3% · -2%INFO0.3% · +15%JGRO0.3% · +19%REMX0.3% · -6%VOO0.3% · -33%FENI0.3% · +0%AMD0.3% · 0%FBCG0.3% · 0%GOOGL0.3% · -4%KEMX0.3% · -24%QGRO0.3% · -1%XAGG0.3% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 63.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 14, 2026.

Assets Under Management
$760.2M
Discretionary
$681.9M
Employees
19
Accounts
1,982
Address
1104 KENILWORTH DRIVE
SUITE 500
TOWSON, MD 21204
Phone
(410) 825-3200
Website
Name Title / Status Ownership Type
CARNE, TIMOTHY, WILLIAM ControlCHIEF COMPLIANCE OFFICER
since Sep 2025
Less than 5%Individual
HORCHAR, CHRISTINA, MARIE ControlCHIEF OPERATING OFFICER
since Feb 2020
Less than 5%Individual
LEITCH, LAWRENCE, NELSON ControlCHIEF EXECUTIVE OFFICER
since Dec 2019
Less than 5%Individual
SFG WEALTH MANAGEMENT, LLC ControlMANAGING MEMBER
since Jan 2021
75% or moreDomestic Entity
LEITCH, LAWRENCE, NELSON Control
Indirect owner via SFG WEALTH MANAGEMENT, LLC
MANAGING MEMBER
since Jan 2021
25–50%Individual
SWARTZ, WILLIAM, ROBERT Control
Indirect owner via SFG WEALTH MANAGEMENT, LLC
OWNER
since Jan 2025
25–50%Individual
Ownership & leadership changes · 7 filings with changes since Nov 23, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 9, 2025 filing
  • No longer listedPEGHER, KENNETH, WILLIAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2016
  • AddedCARNE, TIMOTHY, WILLIAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 11, 2025 filing
  • AddedSWARTZ, WILLIAM, ROBERT · OWNER · 25–50% · indirect via SFG WEALTH MANAGEMENT, LLC · control person
  • ChangedLEITCH, LAWRENCE, NELSON · indirect via SFG WEALTH MANAGEMENT, LLC: ownership 50–75% → 25–50%
Feb 26, 2024 filing
  • ChangedLEITCH, LAWRENCE, NELSON · indirect via SFG WEALTH MANAGEMENT, LLC: ownership 75% or more → 50–75%
Apr 29, 2022 filing
  • ChangedLEITCH, LAWRENCE, NELSON · ownership 75% or more → Less than 5%
Jan 28, 2021 filing
  • AddedLEITCH, LAWRENCE, NELSON · MANAGING MEMBER · 75% or more · indirect via SFG WEALTH MANAGEMENT, LLC · control person
  • AddedSFG WEALTH MANAGEMENT, LLC · MANAGING MEMBER · 75% or more · control person
  • ChangedLEITCH, LAWRENCE, NELSON · title MANAGING MEMBER & CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER
Feb 4, 2020 filing
  • AddedHORCHAR, CHRISTINA, MARIE · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedLEITCH, LAWRENCE, NELSON · title MANAGING MEMBER → MANAGING MEMBER & CHIEF EXECUTIVE OFFICER
Jan 30, 2020 filing
  • No longer listedSPURRIER, STEPHEN, MICHAEL · MANAGING MEMBER · 50–75% · control person · listed since Dec 2016
  • ChangedLEITCH, LAWRENCE, NELSON · ownership 50–75% → 75% or more
Nov 23, 2016 filing (earliest on record)
  • ListedLEITCH, LAWRENCE, NELSON · MANAGING MEMBER · 50–75% · control person
  • ListedPEGHER, KENNETH, WILLIAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedSPURRIER, STEPHEN, MICHAEL · MANAGING MEMBER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 18 →

Top Trims

Show all 32 →

New Positions

Show all 6 →

Exited Positions

Show all 16 →

SFG Wealth Management, LLC. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $48.0M 17.06% 534,347 SH
2 MFS ACTIVE EXCHANGE TRADED F MFSV 55286W504 $34.6M 12.30% 1,230,965 SH
3 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $29.6M 10.52% 38,789 SH
4 SPDR SERIES TRUST MDYG 78464A821 $17.2M 6.12% 164,691 SH
5 AMERICAN CENTY ETF TR AVUV 025072877 $17.1M 6.08% 145,109 SH
6 SPDR SERIES TRUST SPTM 78464A805 $7.6M 2.72% 82,981 SH
7 ISHARES INC EMXC 46434G764 $6.6M 2.35% 66,593 SH
8 AMERICAN CENTY ETF TR AVUS 025072885 $6.5M 2.32% 50,896 SH
9 VANECK MERK GOLD ETF OUNZ 921078101 $5.6M 1.99% 139,967 SH
10 SPDR SERIES TRUST XNTK 78464A102 $5.1M 1.83% 13,472 SH
11 HARBOR ETF TRUST HGER 41151J505 $4.7M 1.69% 134,562 SH
12 PIMCO ETF TR MINT 72201R833 $3.8M 1.36% 38,004 SH
13 PIMCO ETF TR BILZ 72201R577 $3.8M 1.35% 37,559 SH
14 ISHARES TR ITOT 464287150 $3.5M 1.26% 21,239 SH
15 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $3.4M 1.21% 43,497 SH
16 MICRON TECHNOLOGY INC MU 595112103 $3.2M 1.14% 3,000 SH
17 ISHARES TR SGOV 46436E718 $3.1M 1.09% 30,457 SH
18 APPLE INC AAPL 037833100 $2.9M 1.04% 8,780 SH
19 AMERICAN BEACON SELECT FUNDS MGNR 02368W408 $2.7M 0.96% 54,759 SH
20 ISHARES TR SHY 464287457 $2.5M 0.88% 30,432 SH
21 PARKER-HANNIFIN CORP PH 701094104 $2.4M 0.85% 2,500 SH
22 NVIDIA CORPORATION NVDA 67066G104 $2.3M 0.81% 10,014 SH
23 AB ACTIVE ETFS INC FWD 00039J509 $2.2M 0.80% 17,044 SH
24 WISDOMTREE TR GDE 97717Y568 $2.1M 0.75% 33,019 SH
25 PIMCO EQUITY SER MFUS 72202L363 $2.0M 0.71% 30,984 SH
26 INVESCO QQQ TR QQQ 46090E103 $2.0M 0.71% 2,714 SH
27 CAMBRIA ETF TR GVAL 132061409 $2.0M 0.70% 52,237 SH
28 CAPITAL GROUP GLOBAL EQUITY CGGE 14020R107 $2.0M 0.70% 56,618 SH
29 WALMART INC WMT 931142103 $1.9M 0.67% 17,994 SH
30 MICROSOFT CORP MSFT 594918104 $1.7M 0.60% 3,264 SH
31 AMAZON COM INC AMZN 023135106 $1.6M 0.57% 6,388 SH
32 SPDR SERIES TRUST SPYG 78464A409 $1.6M 0.55% 12,629 SH
33 VANECK ETF TRUST GDX 92189F106 $1.5M 0.53% 17,013 SH
34 SIMPLIFY EXCHANGE TRADED FUN SPBC 82889N848 $1.5M 0.53% 29,696 SH
35 J P MORGAN EXCHANGE TRADED F JPEF 46654Q781 $1.3M 0.46% 15,795 SH
36 TCW ETF TRUST PWRD 29287L205 $1.3M 0.45% 11,908 SH
37 LAZARD ACTIVE ETF TR IDEQ 52110K400 $1.3M 0.44% 35,719 SH
38 FRANKLIN TEMPLETON ETF TR FLMI 35473P868 $1.2M 0.43% 51,520 SH
39 SPDR INDEX SHS FDS SPDW 78463X889 $1.2M 0.42% 23,728 SH
40 SPDR SERIES TRUST SPSM 78468R853 $1.2M 0.42% 22,233 SH
41 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $1.2M 0.42% 28,918 SH
42 KRANESHARES TRUST AGIX 500767363 $1.1M 0.40% 23,536 SH
43 VANGUARD INDEX FDS VTI 922908769 $1.1M 0.39% 2,957 SH
44 SPDR SERIES TRUST SPMD 78464A847 $1.1M 0.38% 17,124 SH
45 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $1.0M 0.36% 6,253 SH
46 FIRST TR EXCHANGE-TRADED FD CIBR 33734X846 $990.4K 0.35% 9,607 SH
47 ISHARES TR IWF 464287614 $919.3K 0.33% 7,339 SH
48 FIDELITY COVINGTON TRUST FMDE 31609A503 $909.2K 0.32% 22,516 SH
49 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $862.0K 0.31% 1,731 SH
50 HARBOR ETF TRUST INFO 41151J745 $859.5K 0.31% 30,631 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-23 $281.1M 103 0001908914-26-000006
2026-06-30 2026-07-22 $278.1M 113 0001908914-26-000005
2026-03-31 2026-04-23 $242.9M 100 0001908914-26-000003
2025-12-31 2026-02-03 $254.5M 130 0001908914-26-000002
Filer Information
Address
1104 KENILWORTH DRIVE
SUITE 500
TOWSON, MD 21204
Phone
(410) 825-3200
Filing Manager
SFG Wealth Management, LLC.
TOWSON, MD
Signatory
Timothy Carne
Chief Compliance Officer