Drake & Associates, LLC — 13F Holdings & Portfolio

CIK 1935795 · latest 13F-HR filed 2026-08-10

Drake & Associates, LLC manages $593.7M in 13F-reported U.S. long-equity assets across 108 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are RECS (9.13%), FBND (8.42%), PVAL (8.19%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 23 new positions, exited 12, added to 49, and trimmed 29.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
2212 E. MORELAND BLVD.
SUITE 200
WAUKESHA, WI 53186
Phone
(414) 409-7226
Filing Manager
Drake & Associates, LLC
WAUKESHA, WI
Signatory
Laura Kraus
CCO
Loading holdings…
AUM

$593.7M

Long-equity book

Holdings

108

Distinct positions

Period

2026-06-30

Filed 2026-08-10

Q/Q Activity

+23 / −12 / ↑49 / ↓29

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SPDR SERIES TRUST$10.2M +29.4%
  • COLUMBIA ETF TR I$9.0M +19.8%
  • ISHARES TR$8.3M +23.0%
  • ISHARES TR$8.0M +22.4%
  • PUTNAM ETF TRUST$7.2M +17.2%
Show all 49

Top Trims

  • VANECK MERK GOLD ETF-$1.6M -7.2%
  • BAKER HUGHES COMPANY-$927.8K -55.0%
  • DUKE ENERGY CORP NEW-$872.4K -53.8%
  • COSTCO WHOLESALE CORPORATION-$806.1K -33.2%
  • KROGER CO-$771.8K -57.8%
Show all 29

New Positions

  • HORIZON FDS$36.4M
  • LAM RESEARCH CORP$934.7K
  • BANK MONTREAL MEDIUM$656.6K
  • OLD NATL BANCORP IND$628.4K
  • S&P GLOBAL INC$578.3K
Show all 23

Exited Positions

  • TWO RDS SHARED TR$33.9M
  • PUBLIC SVC ENTERPRISE GROUP$1.2M
  • ARTISAN PARTNERS ASSET MGMT$1.0M
  • HOME DEPOT INC$626.5K
  • QUALCOMM INC$575.9K
Show all 12
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 COLUMBIA ETF TR I RECS 19761L706 $54.2M 9.13% 1,252,310 SH
2 FIDELITY MERRIMACK STR TR FBND 316188309 $50.0M 8.42% 1,098,394 SH
3 PUTNAM ETF TRUST PVAL 746729300 $48.6M 8.19% 954,581 SH
4 SPDR SERIES TRUST SPYG 78464A409 $45.0M 7.59% 378,474 SH
5 ISHARES TR IJH 464287507 $44.3M 7.46% 574,352 SH
6 ISHARES TR ACWI 464288257 $43.4M 7.31% 276,605 SH
7 JANUS DETROIT STR TR JAAA 47103U845 $38.6M 6.50% 764,333 SH
8 HORIZON FDS AFIF 44053A440 $36.4M 6.12% 3,865,267 SH
9 INVESCO EXCH TRADED FD TR II IDMO 46138E222 $36.1M 6.08% 598,229 SH
10 PIMCO ETF TR PYLD 72201R585 $27.5M 4.63% 1,036,295 SH
11 AMERICAN CENTY ETF TR AVUV 025072877 $26.8M 4.51% 214,617 SH
12 VANECK MERK GOLD ETF OUNZ 921078101 $21.3M 3.59% 552,917 SH
13 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $20.9M 3.52% 69,048 SH
14 SPDR INDEX SHS FDS EDIV 78463X533 $16.5M 2.78% 402,997 SH
15 APPLE INC AAPL 037833100 $4.5M 0.76% 15,584 SH
16 VANECK ETF TRUST NLR 92189F601 $4.1M 0.69% 35,254 SH
17 NVIDIA CORPORATION NVDA 67066G104 $3.5M 0.59% 17,509 SH
18 ISHARES TR SGOV 46436E718 $3.2M 0.54% 31,884 SH
19 MICROSOFT CORP MSFT 594918104 $2.6M 0.44% 7,053 SH
20 ISHARES TR IUSV 464287663 $2.2M 0.38% 20,238 SH
21 ISHARES TR IVV 464287200 $2.1M 0.36% 2,838 SH
22 AMAZON COM INC AMZN 023135106 $2.0M 0.34% 8,543 SH
23 ABBVIE INC ABBV 00287Y109 $2.0M 0.34% 8,068 SH
24 WEC ENERGY GROUP INC WEC 92939U106 $2.0M 0.33% 16,887 SH
25 META PLATFORMS INC META 30303M102 $1.6M 0.27% 2,881 SH
26 COSTCO WHOLESALE CORPORATION COST 22160K105 $1.6M 0.27% 1,735 SH
27 WALMART INC WMT 931142103 $1.6M 0.27% 13,978 SH
28 ALPHABET INC GOOG 02079K107 $1.5M 0.25% 4,248 SH
29 GE AEROSPACE GE 369604301 $1.5M 0.25% 3,946 SH
30 ELI LILLY & CO LLY 532457108 $1.5M 0.25% 1,213 SH
31 ISHARES TR IOO 464287572 $1.4M 0.24% 10,344 SH
32 FIRST TR EXCHNG TRADED FD VI FIXD 33740F805 $1.4M 0.23% 31,888 SH
33 INVESCO QQQ TR QQQ 46090E103 $1.4M 0.23% 1,871 SH
34 JPMORGAN CHASE & CO JPM 46625H100 $1.3M 0.22% 4,059 SH
35 ROCKWELL AUTOMATION INC ROK 773903109 $1.2M 0.20% 2,345 SH
36 ALPHABET INC GOOGL 02079K305 $1.1M 0.19% 3,165 SH
37 BROADCOM INC AVGO 11135F101 $1.1M 0.18% 2,814 SH
38 VISA INC V 92826C839 $1.0M 0.17% 2,925 SH
39 VIRTUS ETF TR II SEIX 92790A405 $969.2K 0.16% 41,903 SH
40 CROWDSTRIKE HLDGS INC CRWD 22788C105 $944.8K 0.16% 1,238 SH
41 LAM RESEARCH CORP LRCX 512807306 $934.7K 0.16% 2,157 SH
42 VANGUARD INDEX FDS VTI 922908769 $929.5K 0.16% 2,512 SH
43 JOHNSON & JOHNSON JNJ 478160104 $905.3K 0.15% 3,565 SH
44 GE VERNOVA INC GEV 36828A101 $901.9K 0.15% 768 SH
45 WASTE MGMT INC DEL WM 94106L109 $895.1K 0.15% 4,016 SH
46 SCHWAB STRATEGIC TR SCHX 808524201 $873.4K 0.15% 29,677 SH
47 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $855.1K 0.14% 23,409 SH
48 ASML HLDG NV ASML N07059210 $853.5K 0.14% 429 SH
49 WELLTOWER INC WELL 95040Q104 $849.4K 0.14% 3,742 SH
50 LINDE PLC LIN G54950103 $844.5K 0.14% 1,627 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-10 $593.7M 108 0001935795-26-000003
2026-03-31 2026-05-13 $524.8M 97 0001935795-26-000002
2025-12-31 2026-02-23 $502.1M 102 0001935795-26-000001
2025-09-30 2025-11-06 $477.4M 102 0001935795-25-000008