Top Institutional Investors

Plan Group Financial, LLC — 13F Holdings & Portfolio

CIK 1940033 · latest 13F-HR filed 2026-08-03

Backtest portfolio

Plan Group Financial, LLC manages $485.5M in 13F-reported U.S. long-equity assets across 253 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are ACWI (3.31%), BRK.A (3.24%), COWZ (3.20%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 44 new positions and exited 29; 100 existing positions rose in reported value and 61 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$485.5M

Long-equity book

Holdings
253

Distinct positions

Period
2026-06-30

Filed 2026-08-03

Q/Q Activity
+44 / −29 / ↑100 / ↓61

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
ACWI3.3% · +5%BRK.A3.3% · 0%COWZ3.2% · +9%JQUA3.1% · +25%COWG2.7% · +18%JPM2.5% · -4%SGOV2.4% · +140%VOO2.3% · -16%VTI2.3% · +20%EDIV2.2% · +14%IWR2.1% · +4%JIVE1.7% · +28%VIG1.7% · +14%PDBC1.7% · -7%ICVT1.6% · +3%AAPL1.6% · -1%MGK1.6% · +456%REZ1.5% · +8%XOM1.4% · +4%VWOB1.4% · +20%SRLN1.3% · +16%ANGL1.3% · +5%PFFD1.3% · +7%BIL1.3% · +329%JMEE1.2% · +27%IJR1.1% · -15%FMHI1.0% · +6%AVGO1.0% · +4%IAU1.0% · -8%AMLP1.0% · +36%QQQ0.9% · +68%PM0.9% · +4%DFAE0.9% · -7%OUNZ0.8% · -5%MO0.8% · +11%BOXX0.8% · +90%IVV0.8% · -15%DFAI0.8% · -7%FITB0.8% · +10%VWO0.8% · +138%CVX0.8% · -7%IBM0.7% · +19%SO0.7% · +11%AEP0.7% · +12%OHI0.7% · +13%IWM0.7% · +7%BRK.B0.7% · -3%SHY0.7% · +6%PFE0.7% · +18%D0.7% · +15%SPTL0.6% · +8%PDBA0.6% · +9%DUK0.6% · +15%RPG0.6% · -8%LVHI0.6% · -16%NVDA0.6% · -1%NLY0.6% · +16%DLR0.6% · +14%PPL0.6% · +16%VICI0.6% · +22%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 27.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 16, 2026.

Assets Under Management
$1.60B
Discretionary
$1.60B
Employees
12
Accounts
4,049
Address
11 BELLWETHER WAY, SUITE 301
BELLINGHAM, WA 98225-2956
Phone
(360) 714-1234
Website
Name Title / Status Ownership Type
DICK, DAVID, ALDEN ControlCHIEF COMPLIANCE OFFICER
since Jan 2018
10–25%Individual
TWINING, JAMES, BARBER ControlCHIEF EXECUTIVE OFFICER
since Aug 1997
25–50%Individual
TWINING, NATHAN, JAMES ControlCHIEF TECHNOLOGY OFFICER
since Jan 2015
10–25%Individual
Twining, Gabriel, Aaron ControlCHIEF PERSONNEL OFFICER
since Jan 2020
5–10%Individual
WOLF, WILLIAM, DEVIN ControlCHIEF INVESTMENT OFFICER
since Jan 2015
25–50%Individual
Ownership & leadership changes · 5 filings with changes since Oct 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 16, 2026 filing
  • ChangedWOLF, WILLIAM, DEVIN · ownership 10–25% → 25–50%
Jan 6, 2023 filing
  • ChangedTWINING, JAMES, BARBER · ownership 50–75% → 25–50%
  • ChangedTWINING, NATHAN, JAMES · ownership 5–10% → 10–25%
  • ChangedTwining, Gabriel, Aaron · ownership Less than 5% → 5–10%
Mar 28, 2020 filing
  • AddedTwining, Gabriel, Aaron · CHIEF PERSONNEL OFFICER · Less than 5% · control person
Mar 28, 2019 filing
  • ChangedDICK, DAVID, ALDEN · title VICE PRESIDENT → CHIEF COMPLIANCE OFFICER
  • ChangedTWINING, JAMES, BARBER · title CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER
Jan 26, 2015 filing
  • AddedTWINING, NATHAN, JAMES · CHIEF TECHNOLOGY OFFICER · 5–10% · control person
  • AddedWOLF, WILLIAM, DEVIN · CHIEF INVESTMENT OFFICER · 10–25% · control person
  • ChangedDICK, DAVID, ALDEN · now a control person
  • ChangedTWINING, JAMES, BARBER · title PRESIDENT/ CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER; ownership 75% or more → 50–75%
Oct 30, 2012 filing (earliest on record)
  • ListedDICK, DAVID, ALDEN · VICE PRESIDENT · 10–25%
  • ListedTWINING, JAMES, BARBER · PRESIDENT/ CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Plan Group Financial, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR ACWI 464288257 $16.1M 3.31% 102,342 SH
2 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $15.7M 3.24% 21 SH
3 PACER FDS TR COWZ 69374H881 $15.5M 3.20% 249,803 SH
4 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $15.1M 3.11% 208,959 SH
5 PACER FDS TR COWG 69374H360 $13.0M 2.69% 325,050 SH
6 JPMORGAN CHASE & CO JPM 46625H100 $12.3M 2.53% 37,583 SH
7 ISHARES TR SGOV 46436E718 $11.4M 2.36% 113,737 SH
8 VANGUARD INDEX FDS VOO 922908363 $11.2M 2.30% 16,251 SH
9 VANGUARD INDEX FDS VTI 922908769 $11.0M 2.27% 29,842 SH
10 SPDR INDEX SHS FDS EDIV 78463X533 $10.6M 2.19% 260,012 SH
11 ISHARES TR IWR 464287499 $10.0M 2.05% 90,221 SH
12 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $8.3M 1.70% 89,917 SH
13 VANGUARD SPECIALIZED FUNDS VIG 921908844 $8.3M 1.70% 34,940 SH
14 INVESCO ACTVELY MNGD ETC FD PDBC 46090F100 $8.0M 1.65% 504,041 SH
15 ISHARES TR ICVT 46435G102 $7.6M 1.57% 62,812 SH
16 APPLE INC AAPL 037833100 $7.6M 1.57% 26,338 SH
17 VANGUARD WORLD FD MGK 921910816 $7.6M 1.56% 86,279 SH
18 ISHARES TR REZ 464288562 $7.0M 1.45% 74,274 SH
19 EXXON MOBIL CORP XOM 30231G102 $7.0M 1.44% 51,211 SH
20 VANGUARD WHITEHALL FDS VWOB 921946885 $6.9M 1.42% 102,370 SH
21 SSGA ACTIVE ETF TR SRLN 78467V608 $6.5M 1.33% 160,458 SH
22 VANECK ETF TRUST ANGL 92189F437 $6.2M 1.27% 211,316 SH
23 GLOBAL X FDS PFFD 37954Y657 $6.1M 1.26% 327,939 SH
24 SPDR SERIES TRUST BIL 78468R663 $6.1M 1.26% 66,584 SH
25 J P MORGAN EXCHANGE TRADED F JMEE 46641Q118 $6.0M 1.24% 77,375 SH
26 ISHARES TR IJR 464287804 $5.4M 1.11% 36,475 SH
27 FIRST TR EXCH TRADED FD III FMHI 33739P301 $4.9M 1.01% 101,321 SH
28 BROADCOM INC AVGO 11135F101 $4.8M 0.99% 12,785 SH
29 ISHARES GOLD TR IAU 464285204 $4.8M 0.99% 63,664 SH
30 ALPS ETF TR AMLP 00162Q452 $4.7M 0.97% 91,225 SH
31 INVESCO QQQ TR QQQ 46090E103 $4.3M 0.89% 5,869 SH
32 PHILIP MORRIS INTL INC PM 718172109 $4.3M 0.88% 23,686 SH
33 DIMENSIONAL ETF TRUST DFAE 25434V302 $4.1M 0.85% 102,329 SH
34 VANECK MERK GOLD ETF OUNZ 921078101 $4.1M 0.84% 105,275 SH
35 ALTRIA GROUP INC MO 02209S103 $4.0M 0.83% 56,096 SH
36 EA SERIES TRUST BOXX 02072L565 $3.9M 0.81% 33,549 SH
37 ISHARES TR IVV 464287200 $3.9M 0.80% 5,186 SH
38 DIMENSIONAL ETF TRUST DFAI 25434V203 $3.9M 0.79% 93,471 SH
39 FIFTH THIRD BANCORP FITB 316773100 $3.8M 0.78% 67,424 SH
40 VANGUARD INTL EQUITY INDEX F VWO 922042858 $3.8M 0.78% 63,207 SH
41 CHEVRON CORPORATION CVX 166764100 $3.7M 0.77% 22,457 SH
42 INTERNATIONAL BUSINESS MACHS IBM 459200101 $3.6M 0.74% 12,853 SH
43 SOUTHERN CO SO 842587107 $3.6M 0.74% 37,485 SH
44 AMERICAN ELEC PWR CO INC AEP 025537101 $3.6M 0.74% 26,185 SH
45 OMEGA HEALTHCARE INVS INC OHI 681936100 $3.5M 0.71% 72,485 SH
46 ISHARES TR IWM 464287655 $3.4M 0.70% 11,267 SH
47 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $3.3M 0.68% 6,621 SH
48 ISHARES TR SHY 464287457 $3.2M 0.67% 39,402 SH
49 PFIZER INC PFE 717081103 $3.2M 0.66% 133,266 SH
50 DOMINION ENERGY INC D 25746U109 $3.1M 0.65% 46,094 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-03 $485.5M 253 0001940033-26-000006
2026-03-31 2026-04-13 $426.3M 232 0001940033-26-000004
2025-12-31 2026-02-03 $385.3M 202 0001940033-26-000001
Filer Information
Address
101 NE 82ND STREET
SUITE 200
OKLAHOMA CITY, OK 73114
Phone
(405) 848-1099
Filing Manager
Plan Group Financial, LLC
OKLAHOMA CITY, OK
Signatory
Jennifer Wesolowski
Consultant