Goldstein Advisors, LLC — 13F Holdings & Portfolio
CIK 1963807 · latest 13F-HR filed 2026-10-15
Goldstein Advisors, LLC manages $1.13B in 13F-reported U.S. long-equity assets across 269 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are ITOT (18.62%), GSLC (8.15%), CORO (6.64%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 28 new positions and exited 21; 54 existing positions rose in reported value and 84 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.13B
Long-equity book
Holdings
269
Distinct positions
Period
2026-09-30
Filed 2026-10-15
Q/Q Activity
+28 / −21 / ↑54 / ↓84
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26ITOT18.6% · +2%GSLC8.1% · +2%CORO6.6% · +4%JGRO6.2% · +3%VFLO5.1% · -7%UBND4.0% · +20%DBMF3.1% · +1%BLCR2.7% · +31%THRO2.7% · +3%BOND2.5% · +4%ALAI1.9% · -26%TAXF1.8% · +1%HMOP1.8% · +1%RODM1.7% · +0%SHLD1.6% · -12%AVDE1.5% · +1609%IXUS1.5% · +3%IALT1.4% · +0%MTW1.2% · +3281%JPSE1.1% · -0%BNDX1.0% · +19%XSOE0.9% · -1%NVDA0.9% · +0%PULS0.8% · -0%AAPL0.8% · 0%EMEQ0.7% · +508%MSFT0.6% · +10%IJH0.6% · -3%QQQ0.6% · -6%BINC0.5% · +4%GBIL0.5% · -12%VTI0.4% · +32%XLK0.4% · +8%GOOG0.4% · -1%AMZN0.4% · -8%SCZ0.4% · -5%BRK.A0.3% · 0%SPY0.3% · -5%FVD0.3% · -2%TILT0.3% · -4%DBEF0.3% · -0%IMCB0.3% · -0%GOOGL0.3% · -10%PUSH0.3% · -7%IVV0.3% · +0%AVGO0.2% · +17%ISCB0.2% · -1%VO0.2% · -2%META0.2% · -4%VUG0.2% · -8%MTUM0.2% · -5%EMGF0.2% · +5%IEFA0.2% · +60%QQQM0.2% · -0%QUAL0.2% · -15%MU0.2% · +39%COWZ0.2% · -2%QUS0.2% · -0%DYNF0.2% · -0%IJR0.2% · -4%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 59.8%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 22, 2026.
Assets Under Management
$1.08B
Discretionary
$1.08B
Employees
19
Accounts
4,070
Address
1241 JOHN Q HAMMONS DR
SUITE 302
MADISON, WI 53717
SUITE 302
MADISON, WI 53717
Phone
(608) 831-3230
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BLUESPRING WEALTH PARTNERS, LLC Control | OWNER since Dec 2022 | 75% or more | Domestic Entity |
| GOLDSTEIN, JON, DAVID Control | PARTNER & FINANCIAL PLANNER since Aug 2022 | Less than 5% | Individual |
| Peters, Andrew, T Control | CHIEF COMPLIANCE OFFICER, PARTNER & FINANCIAL PLANNER since Aug 2022 | Less than 5% | Individual |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS B, INC. | OWNER since Jun 2014 | 75% or more | Domestic Entity |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS C, INC. D/B/A KESTRA HOLDINGS | OWNER since Jun 2014 | 75% or more | Domestic Entity |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. D/B/A KESTRA HOLDINGS Control Indirect owner via KESTRA FINANCIAL, INC. | OWNER since Aug 2014 | 75% or more | Domestic Entity |
| KESTRA FINANCIAL, INC. Control Indirect owner via BLUESPRING WEALTH PARTNERS, LLC | OWNER since Apr 2017 | 75% or more | Domestic Entity |
| KINGFISHER HOLDING A, INC. Control Indirect owner via KINGFISHER HOLDING B, INC. | OWNER since Jun 2019 | 75% or more | Domestic Entity |
| KINGFISHER HOLDING B, INC. Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS A, INC. | OWNER since Jun 2014 | 75% or more | Domestic Entity |
| KINGFISHER TOPCO HOLDING L.P Control Indirect owner via KINGFISHER HOLDING A, INC. | OWNER since Jun 2019 | 75% or more | Domestic Entity |
| KINGFISHER TOPCO HOLDINGS GP, LLC Control Indirect owner via KINGFISHER TOPCO HOLDING L.P | OWNER since Feb 2025 | 75% or more | Domestic Entity |
| OHCP VI ENZO AGGREGATOR, L.P. Control Indirect owner via KINGFISHER TOPCO HOLDING L.P | GENERAL PARTNER since Feb 2025 | 25–50% | Domestic Entity |
| T-IX KRAKEN CO-INVEST, LP Control Indirect owner via KINGFISHER TOPCO HOLDING L.P | OW since Feb 2025 | 25–50% | Domestic Entity |
Ownership & leadership changes · 7 filings with changes since Aug 24, 2022
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Feb 12, 2026 filing
- No longer listedKINGFISHER HOLDING L.P · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person · listed since Jun 2019
- No longer listedKINGFISHER HOLDING, G.P., LLC · GENERAL MANAGER · General partner, trustee or manager · indirect via KINGFISHER HOLDING L.P · control person · listed since Jun 2019
- No longer listedKINGFISHER TOPCO HOLDINGS, LP · OWNER · 75% or more · indirect via KINGFISHER HOLDING L.P · control person · listed since Feb 2025
- No longer listedOHCP VI ENZO AGGREGATOR, L.P. · GENERAL PARTNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person · listed since Feb 2025
- No longer listedT-IX KRAKEN CO-INVEST, LP · OW · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person · listed since Feb 2025
- AddedKINGFISHER TOPCO HOLDING L.P · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person
- AddedKINGFISHER TOPCO HOLDINGS GP, LLC · OWNER · 75% or more · indirect via KINGFISHER TOPCO HOLDING L.P · control person
- AddedOHCP VI ENZO AGGREGATOR, L.P. · GENERAL PARTNER · 25–50% · indirect via KINGFISHER TOPCO HOLDING L.P · control person
- AddedT-IX KRAKEN CO-INVEST, LP · OW · 25–50% · indirect via KINGFISHER TOPCO HOLDING L.P · control person
Feb 24, 2025 filing
- No longer listedOAK HILL CAPITAL PARTNERSVI (TE 892), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person · listed since Feb 2023
- No longer listedOAK HILL CAPITLA PARTNERS VI (ONSHORE), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person · listed since Feb 2023
- No longer listedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER HOLDING L.P · control person · listed since Feb 2023
- No longer listedWARBURG PINCUS FINANCIAL SECTOR, L.P. · LIMITED PARTNER · 25–50% · indirect via KINGFISHER HOLDING L.P · control person · listed since Jun 2019
- AddedKINGFISHER TOPCO HOLDINGS, LP · OWNER · 75% or more · indirect via KINGFISHER HOLDING L.P · control person
- AddedOHCP VI ENZO AGGREGATOR, L.P. · GENERAL PARTNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
- AddedT-IX KRAKEN CO-INVEST, LP · OW · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
Feb 20, 2024 filing
- ChangedGOLDSTEIN, JON, DAVID · title CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER/ PARTNER → PARTNER & FINANCIAL PLANNER
- ChangedPeters, Andrew, T · title CHIEF FINANCIAL OFFICER/PARTNER → CHIEF COMPLIANCE OFFICER, PARTNER & FINANCIAL PLANNER
Feb 1, 2024 filing
- ChangedGOLDSTEIN, JON, DAVID · title CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER/ PARTNER
- ChangedPeters, Andrew, T · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER/PARTNER
Mar 9, 2023 filing
- AddedOAK HILL CAPITAL PARTNERSVI (TE 892), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person
- AddedOAK HILL CAPITLA PARTNERS VI (ONSHORE), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person
- AddedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER HOLDING L.P · control person
Dec 15, 2022 filing
- No longer listedGOLDSTEIN PARTNERS, LLC · MEMBER · 75% or more · control person · listed since Oct 2022
- No longer listedGOLDSTEIN, JON, DAVID · OWNER · 75% or more · indirect via VOYOS DEVELOPMENT GROUP, LLC · control person · listed since Oct 2022
- No longer listedVOYOS DEVELOPMENT GROUP, LLC · OWNER · General partner, trustee or manager · indirect via GOLDSTEIN PARTNERS, LLC · control person · listed since Oct 2022
- AddedBLUESPRING WEALTH PARTNERS, LLC · OWNER · 75% or more · control person
- AddedKESTRA ADVISOR SERVICES HOLDINGS A, INC. · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS B, INC. · control person
- AddedKESTRA ADVISOR SERVICES HOLDINGS B, INC. · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS C, INC. D/B/A KESTRA HOLDINGS · control person
- AddedKESTRA ADVISOR SERVICES HOLDINGS C, INC. D/B/A KESTRA HOLDINGS · OWNER · 75% or more · indirect via KESTRA FINANCIAL, INC. · control person
- AddedKESTRA FINANCIAL, INC. · OWNER · 75% or more · indirect via BLUESPRING WEALTH PARTNERS, LLC · control person
- AddedKINGFISHER HOLDING A, INC. · OWNER · 75% or more · indirect via KINGFISHER HOLDING B, INC. · control person
- AddedKINGFISHER HOLDING B, INC. · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS A, INC. · control person
- AddedKINGFISHER HOLDING L.P · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person
- AddedKINGFISHER HOLDING, G.P., LLC · GENERAL MANAGER · General partner, trustee or manager · indirect via KINGFISHER HOLDING L.P · control person
- AddedWARBURG PINCUS FINANCIAL SECTOR, L.P. · LIMITED PARTNER · 25–50% · indirect via KINGFISHER HOLDING L.P · control person
Oct 18, 2022 filing
- No longer listedVOYOS DEVELOPMENT GROUP, LLC · MEMBER · 75% or more · control person · listed since Aug 2022
- AddedGOLDSTEIN PARTNERS, LLC · MEMBER · 75% or more · control person
- AddedVOYOS DEVELOPMENT GROUP, LLC · OWNER · General partner, trustee or manager · indirect via GOLDSTEIN PARTNERS, LLC · control person
- ChangedGOLDSTEIN, JON, DAVID · indirect via VOYOS DEVELOPMENT GROUP, LLC: title CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER → OWNER
Aug 24, 2022 filing (earliest on record)
- ListedGOLDSTEIN, JON, DAVID · CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedGOLDSTEIN, JON, DAVID · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER · 75% or more · indirect via VOYOS DEVELOPMENT GROUP, LLC · control person
- ListedPeters, Andrew, T · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedVOYOS DEVELOPMENT GROUP, LLC · MEMBER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- AMERICAN CENTY ETF TR$15.9M +1626.1%
- MANITOWOC CO INC$13.7M +5123.3%
- BLACKROCK ETF TRUST$6.5M +27.2%
- NOMURA ETF TR$6.2M +447.8%
- VICTORY PORTFOLIOS II$5.7M +14.5%
Top Trims
- INVESCO EXCH TRADED FD TR II-$22.4M -97.8%
- THE ALGER ETF TRUST-$7.3M -25.0%
- GLOBAL X FDS-$2.4M -11.8%
- AMERICAN CENTY ETF TR-$1.4M -6.2%
- J P MORGAN EXCHANGE TRADED F-$911.1K -6.6%
New Positions
- EXXONMOBIL HOLDINGS CORP$814.1K
- PFIZER INC$388.7K
- LUMENTUM HLDGS INC$387.5K
- SEAGATE TECHNOLOGY HLDNGS PL$368.9K
- SALESFORCE INC$265.8K
Exited Positions
- EXXON MOBIL CORP$674.3K
- SHOPIFY INC$383.8K
- VANGUARD INTL EQUITY INDEX F$351.1K
- ROKU INC$304.9K
- SELECT SECTOR SPDR TR$295.7K
Goldstein Advisors, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | ITOT | 464287150 | $210.2M | 18.62% | 1,264,241 | SH |
| 2 | GOLDMAN SACHS ETF TR | GSLC | 381430503 | $92.0M | 8.15% | 634,120 | SH |
| 3 | BLACKROCK ETF TRUST | CORO | 09290C764 | $75.0M | 6.64% | 2,062,927 | SH |
| 4 | J P MORGAN EXCHANGE TRADED F | JGRO | 46654Q609 | $69.8M | 6.18% | 722,475 | SH |
| 5 | VICTORY PORTFOLIOS II | VFLO | 92647X830 | $57.9M | 5.13% | 1,131,051 | SH |
| 6 | VICTORY PORTFOLIOS II | UBND | 92647X863 | $45.4M | 4.02% | 2,197,698 | SH |
| 7 | IM GLOBAL PARTNER FUNDS | DBMF | 53700T827 | $35.3M | 3.13% | 1,086,053 | SH |
| 8 | BLACKROCK ETF TRUST | BLCR | 09290C855 | $30.3M | 2.68% | 618,552 | SH |
| 9 | BLACKROCK ETF TRUST | THRO | 09290C806 | $30.2M | 2.68% | 687,739 | SH |
| 10 | PIMCO ETF TR | BOND | 72201R775 | $28.7M | 2.54% | 329,764 | SH |
| 11 | THE ALGER ETF TRUST | ALAI | 015564503 | $21.9M | 1.94% | 470,273 | SH |
| 12 | AMERICAN CENTY ETF TR | TAXF | 025072505 | $20.8M | 1.84% | 439,195 | SH |
| 13 | HARTFORD FDS EXCHANGE TRADED | HMOP | 41653L503 | $20.4M | 1.81% | 553,698 | SH |
| 14 | LATTICE STRATEGIES TR | RODM | 518416102 | $19.3M | 1.71% | 473,459 | SH |
| 15 | GLOBAL X FDS | SHLD | 37960A529 | $17.7M | 1.57% | 294,213 | SH |
| 16 | AMERICAN CENTY ETF TR | AVDE | 025072703 | $16.9M | 1.49% | 187,253 | SH |
| 17 | ISHARES TR | IXUS | 46432F834 | $16.4M | 1.45% | 172,756 | SH |
| 18 | BLACKROCK ETF TRUST | IALT | 09290C665 | $15.8M | 1.40% | 529,290 | SH |
| 19 | MANITOWOC CO INC | MTW | 563571405 | $14.0M | 1.24% | 652,493 | SH |
| 20 | J P MORGAN EXCHANGE TRADED F | JPSE | 46641Q845 | $13.0M | 1.15% | 230,303 | SH |
| 21 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $11.6M | 1.03% | 247,219 | SH |
| 22 | WISDOMTREE TR | XSOE | 97717X578 | $10.5M | 0.93% | 223,735 | SH |
| 23 | NVIDIA CORPORATION | NVDA | 67066G104 | $9.8M | 0.86% | 42,735 | SH |
| 24 | PGIM ETF TR | PULS | 69344A107 | $9.5M | 0.84% | 192,323 | SH |
| 25 | APPLE INC | AAPL | 037833100 | $9.1M | 0.81% | 27,342 | SH |
| 26 | NOMURA ETF TR | EMEQ | 555927508 | $7.6M | 0.67% | 115,545 | SH |
| 27 | MICROSOFT CORP | MSFT | 594918104 | $6.8M | 0.61% | 13,342 | SH |
| 28 | ISHARES TR | IJH | 464287507 | $6.6M | 0.59% | 92,115 | SH |
| 29 | INVESCO QQQ TR | QQQ | 46090E103 | $6.2M | 0.55% | 8,427 | SH |
| 30 | BLACKROCK ETF TRUST II | BINC | 092528603 | $5.9M | 0.52% | 116,053 | SH |
| 31 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $5.1M | 0.45% | 50,755 | SH |
| 32 | VANGUARD INDEX FDS | VTI | 922908769 | $5.0M | 0.44% | 13,327 | SH |
| 33 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $4.8M | 0.43% | 24,720 | SH |
| 34 | ALPHABET INC | GOOG | 02079K107 | $4.7M | 0.42% | 13,935 | SH |
| 35 | AMAZON COM INC | AMZN | 023135106 | $4.7M | 0.41% | 18,781 | SH |
| 36 | ISHARES TR | SCZ | 464288273 | $4.4M | 0.39% | 51,592 | SH |
| 37 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $3.7M | 0.33% | 5 | SH |
| 38 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.7M | 0.33% | 4,896 | SH |
| 39 | FIRST TR EXCHANGE-TRADED FD | FVD | 33734H106 | $3.7M | 0.33% | 78,989 | SH |
| 40 | FLEXSHARES TR | TILT | 33939L100 | $3.7M | 0.33% | 13,270 | SH |
| 41 | DBX ETF TR | DBEF | 233051200 | $3.6M | 0.32% | 66,124 | SH |
| 42 | ISHARES TR | IMCB | 464288208 | $3.6M | 0.32% | 38,325 | SH |
| 43 | ALPHABET INC | GOOGL | 02079K305 | $3.5M | 0.31% | 10,275 | SH |
| 44 | PGIM ETF TR | PUSH | 69344A768 | $3.2M | 0.29% | 64,744 | SH |
| 45 | ISHARES TR | IVV | 464287200 | $2.9M | 0.25% | 3,723 | SH |
| 46 | BROADCOM INC | AVGO | 11135F101 | $2.8M | 0.24% | 7,860 | SH |
| 47 | ISHARES TR | ISCB | 464288505 | $2.5M | 0.23% | 35,770 | SH |
| 48 | VANGUARD INDEX FDS | VO | 922908629 | $2.5M | 0.22% | 32,386 | SH |
| 49 | META PLATFORMS INC | META | 30303M102 | $2.5M | 0.22% | 3,426 | SH |
| 50 | VANGUARD INDEX FDS | VUG | 922908736 | $2.4M | 0.21% | 26,794 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-15 | $1.13B | 269 | 0001172661-26-004554 |
| 2026-06-30 | 2026-07-20 | $1.09B | 261 | 0001172661-26-002693 |
| 2026-03-31 | 2026-04-28 | $900.2M | 228 | 0001172661-26-001553 |
| 2025-12-31 | 2026-02-10 | $877.7M | 225 | 0001172661-26-000596 |
Filer Information
Address
1241 JOHN Q HAMMONS DRSTE 302
MADISON, WI 53717
Phone
(608) 831-3230
Filing Manager
Goldstein Advisors, LLC
Madison, WI
Signatory
Andy Peters
Principal