Breakwater Capital Group — 13F Holdings & Portfolio
CIK 1964309 · latest 13F-HR filed 2026-04-20
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$746.8M
Long-equity book
Holdings
373
Distinct positions
Period
2026-03-31
Filed 2026-04-20
Q/Q Activity
+32 / −11 / ↑149 / ↓74
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD WORLD FD$2.0M +9.9%
- EXXON MOBIL CORP$1.5M +48.2%
- SCHWAB STRATEGIC TR$1.3M +17.9%
- SIMPLIFY EXCHANGE TRADED FUN$1.2M +28.6%
- FIDELITY COVINGTON TRUST$1.2M +116.4%
Top Trims
- INVESCO EXCH TRADED FD TR II-$1.1M -13.2%
- ORACLE CORP-$726.1K -13.4%
- VANECK ETF TRUST-$704.4K -29.0%
- JANUS DETROIT STR TR-$639.0K -29.1%
- ALPHABET INC-$440.2K -8.4%
New Positions
- QUEST DIAGNOSTICS INC$1.1M
- ISHARES TR$643.5K
- OREILLY AUTOMOTIVE INC$642.5K
- AMERICAN CENTY ETF TR$577.3K
- ASTRAZENECA PLC$571.3K
Exited Positions
- ASTRAZENECA PLC$534.2K
- NUVEEN N Y SELECT TAX FREE I$246.5K
- TORONTO DOMINION BK ONT$230.0K
- COMCAST CORP NEW$224.5K
- PALANTIR TECHNOLOGIES INC$223.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $26.9M | 3.61% | 439,064 | SH |
| 2 | VANGUARD WORLD FD | MGV | 921910840 | $22.7M | 3.04% | 156,391 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $22.4M | 2.99% | 88,115 | SH |
| 4 | INVESCO EXCHANGE TRADED FD T | PRF | 46137V613 | $21.4M | 2.86% | 449,867 | SH |
| 5 | ISHARES TR | IWF | 464287614 | $20.1M | 2.69% | 47,039 | SH |
| 6 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $18.9M | 2.53% | 98,261 | SH |
| 7 | ISHARES TR | IVV | 464287200 | $16.8M | 2.26% | 25,795 | SH |
| 8 | BLACKROCK ETF TRUST II | BINC | 092528603 | $15.6M | 2.09% | 301,164 | SH |
| 9 | VANGUARD INDEX FDS | VTV | 922908744 | $14.9M | 1.99% | 75,835 | SH |
| 10 | ISHARES TR | IQLT | 46434V456 | $13.6M | 1.83% | 294,832 | SH |
| 11 | ISHARES TR | IWD | 464287598 | $13.1M | 1.75% | 61,253 | SH |
| 12 | PIMCO ETF TR | PYLD | 72201R585 | $11.2M | 1.50% | 426,503 | SH |
| 13 | MICROSOFT CORP | MSFT | 594918104 | $10.6M | 1.42% | 28,705 | SH |
| 14 | VANGUARD INDEX FDS | VOO | 922908363 | $9.7M | 1.30% | 16,282 | SH |
| 15 | ISHARES TR | FALN | 46435G474 | $9.6M | 1.29% | 359,635 | SH |
| 16 | SPDR SERIES TRUST | SPYG | 78464A409 | $8.7M | 1.17% | 89,089 | SH |
| 17 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $8.6M | 1.15% | 308,870 | SH |
| 18 | INVESCO EXCH TRADED FD TR II | PXF | 46138E743 | $8.2M | 1.10% | 117,448 | SH |
| 19 | SCHWAB STRATEGIC TR | FNDC | 808524748 | $8.1M | 1.08% | 174,455 | SH |
| 20 | ISHARES TR | IGEB | 46435G219 | $8.0M | 1.07% | 176,984 | SH |
| 21 | INVESCO EXCH TRADED FD TR II | PDBC | 46138E644 | $8.0M | 1.07% | 141,409 | SH |
| 22 | INVESCO EXCH TRADED FD TR II | XSHQ | 46138G300 | $7.5M | 1.00% | 177,110 | SH |
| 23 | COLUMBIA ETF TR II | XCEM | 19762B202 | $6.9M | 0.92% | 168,362 | SH |
| 24 | ISHARES TR | IWB | 464287622 | $6.8M | 0.90% | 18,954 | SH |
| 25 | VANGUARD MALVERN FDS | VTIP | 922020805 | $6.4M | 0.85% | 127,656 | SH |
| 26 | AMAZON COM INC | AMZN | 023135106 | $6.3M | 0.84% | 30,088 | SH |
| 27 | SPDR SERIES TRUST | SPBO | 78464A144 | $6.2M | 0.83% | 212,279 | SH |
| 28 | ISHARES TR | QUAL | 46432F339 | $5.6M | 0.75% | 29,323 | SH |
| 29 | SIMPLIFY EXCHANGE TRADED FUN | MTBA | 82889N525 | $5.6M | 0.75% | 112,595 | SH |
| 30 | ISHARES TR | DIVB | 46435U861 | $5.5M | 0.74% | 102,567 | SH |
| 31 | DIMENSIONAL ETF TRUST | DFEV | 25434V740 | $5.5M | 0.74% | 154,294 | SH |
| 32 | CAMBRIA ETF TR | SYLD | 132061201 | $5.4M | 0.72% | 71,179 | SH |
| 33 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.4M | 0.72% | 30,770 | SH |
| 34 | WISDOMTREE TR | EZM | 97717W570 | $5.4M | 0.72% | 79,810 | SH |
| 35 | TRANE TECHNOLOGIES PLC | TT | G8994E103 | $5.3M | 0.71% | 12,642 | SH |
| 36 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $5.3M | 0.70% | 99,746 | SH |
| 37 | ALPHABET INC | GOOG | 02079K107 | $4.8M | 0.65% | 16,793 | SH |
| 38 | ORACLE CORP | ORCL | 68389X105 | $4.7M | 0.63% | 32,011 | SH |
| 39 | ISHARES TR | IUSV | 464287663 | $4.7M | 0.63% | 45,720 | SH |
| 40 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $4.7M | 0.62% | 57,837 | SH |
| 41 | ISHARES TR | EFG | 464288885 | $4.6M | 0.62% | 41,680 | SH |
| 42 | EXXON MOBIL CORP | XOM | 30231G102 | $4.6M | 0.62% | 27,348 | SH |
| 43 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $4.6M | 0.62% | 118,401 | SH |
| 44 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $4.6M | 0.61% | 7,432 | SH |
| 45 | ISHARES TR | IJH | 464287507 | $4.5M | 0.61% | 67,196 | SH |
| 46 | PGIM ETF TR | PHYL | 69344A206 | $4.2M | 0.56% | 121,146 | SH |
| 47 | ISHARES TR | IGIB | 464288638 | $4.2M | 0.56% | 78,030 | SH |
| 48 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.1M | 0.55% | 13,952 | SH |
| 49 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $4.0M | 0.54% | 6,187 | SH |
| 50 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $3.8M | 0.51% | 26,284 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-20 | $746.8M | 373 | 0001964309-26-000002 |
| 2025-12-31 | 2026-01-09 | $716.6M | 352 | 0001964309-26-000001 |