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Breakwater Capital Group — 13F Holdings & Portfolio

CIK 1964309 · latest 13F-HR filed 2026-10-09

Backtest portfolio

Breakwater Capital Group manages $844.1M in 13F-reported U.S. long-equity assets across 392 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JQUA (3.96%), AAPL (3.16%), MGV (3.14%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 30 new positions and exited 15; 98 existing positions rose in reported value and 136 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$844.1M

Long-equity book

Holdings
392

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+30 / −15 / ↑98 / ↓136

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
JQUA4.0% · +2%AAPL3.2% · -4%MGV3.1% · +4%IWF2.9% · +3%PRF2.8% · -1%RSP2.4% · +0%IVV2.3% · +0%VTV1.9% · +0%IQLT1.9% · +6%IWD1.8% · -2%BINC1.6% · -22%PYLD1.5% · +14%MSFT1.4% · +1%FNDX1.4% · +13%VOO1.3% · -0%SPYG1.3% · +0%PXF1.2% · +10%FALN1.2% · -2%FNDC1.2% · +3%IPKW1.1% · newFLXR1.0% · +2592%IWB1.0% · +2%XCEM1.0% · +0%AMZN0.9% · +1%VTIP0.9% · +4%NVDA0.8% · +0%DFEV0.8% · +7%QUAL0.8% · -1%SPIB0.8% · +27%AVEM0.8% · +12%DIVB0.8% · -2%XSHQ0.7% · +0%FESM0.7% · +18%DFAI0.7% · +7%EZM0.7% · +5%TT0.7% · +2%DFIV0.7% · -0%GOOG0.7% · -2%SYLD0.6% · -5%EFG0.6% · +5%IJH0.6% · +3%MGK0.6% · +2%XMMO0.6% · +15%IUSV0.6% · -2%MDY0.6% · +1%IVW0.5% · +5%JAAA0.5% · +13%IGIB0.5% · +4%SPY0.5% · +1%JPM0.5% · -9%VCIT0.5% · +8%IJR0.5% · +1%DFAE0.4% · +4%BRK.B0.4% · -3%ANGL0.4% · +6%ORCL0.4% · -6%SPSM0.4% · +0%SPMD0.4% · +9%GOOGL0.4% · -2%STIP0.4% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 26.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 24, 2026.

Assets Under Management
$1.02B
Discretionary
$1.02B
Employees
4
Accounts
1,336
Address
140 E. RIDGEWOOD AVENUE
SUITE 415
PARAMUS, NJ 07652
Phone
(551) 342-3733
Website
Name Title / Status Ownership Type
BREWMONT CAPITAL INC ControlSHAREHOLDER
since Jun 2023
75% or moreDomestic Entity
HANSON, JEFFREY, CRAIG ControlPRESIDENT AND CHIEF INVESTMENT OFFICER
since Apr 2022
Less than 5%Individual
MULLEN, THOMAS, JEREMIAH ControlCHIEF COMPLIANCE OFFICER
since Jul 2023
Less than 5%Individual
HANSON, JEFFREY, CRAIG Control
Indirect owner via BREWMONT CAPITAL INC
OWNER
since Jun 2023
75% or moreIndividual
Ownership & leadership changes · 2 filings with changes since Apr 19, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 19, 2026 filing
  • ChangedHANSON, JEFFREY, CRAIG · title PRESIDENT → PRESIDENT AND CHIEF INVESTMENT OFFICER
Jul 19, 2023 filing
  • AddedBREWMONT CAPITAL INC · SHAREHOLDER · 75% or more · control person
  • AddedHANSON, JEFFREY, CRAIG · OWNER · 75% or more · indirect via BREWMONT CAPITAL INC · control person
  • AddedMULLEN, THOMAS, JEREMIAH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHANSON, JEFFREY, CRAIG · title PRESIDENT AND CHIEF COMPLIANCE OFFICER → PRESIDENT; ownership 75% or more → Less than 5%
Apr 19, 2022 filing (earliest on record)
  • ListedHANSON, JEFFREY, CRAIG · PRESIDENT AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Breakwater Capital Group Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $33.4M 3.96% 452,494 SH
2 APPLE INC AAPL 037833100 $26.7M 3.16% 80,130 SH
3 VANGUARD WORLD FD MGV 921910840 $26.5M 3.14% 164,589 SH
4 ISHARES TR IWF 464287614 $24.5M 2.90% 195,640 SH
5 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $24.0M 2.84% 440,276 SH
6 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $20.4M 2.42% 98,246 SH
7 ISHARES TR IVV 464287200 $19.6M 2.32% 25,609 SH
8 VANGUARD INDEX FDS VTV 922908744 $16.3M 1.93% 75,541 SH
9 ISHARES TR IQLT 46434V456 $16.1M 1.90% 324,762 SH
10 ISHARES TR IWD 464287598 $14.9M 1.77% 60,249 SH
11 BLACKROCK ETF TRUST II BINC 092528603 $13.2M 1.56% 259,389 SH
12 PIMCO ETF TR PYLD 72201R585 $13.0M 1.54% 512,052 SH
13 MICROSOFT CORP MSFT 594918104 $12.1M 1.43% 23,504 SH
14 SCHWAB STRATEGIC TR FNDX 808524771 $11.6M 1.37% 368,368 SH
15 VANGUARD INDEX FDS VOO 922908363 $11.2M 1.33% 15,963 SH
16 SPDR SERIES TRUST SPYG 78464A409 $11.1M 1.31% 89,907 SH
17 INVESCO EXCH TRADED FD TR II PXF 46138E743 $10.0M 1.18% 130,622 SH
18 ISHARES TR FALN 46435G474 $9.9M 1.17% 379,907 SH
19 SCHWAB STRATEGIC TR FNDC 808524748 $9.8M 1.16% 196,307 SH
20 INVESCO EXCH TRADED FD TR II IPKW 46138E644 $9.5M 1.12% 160,008 SH
21 TCW ETF TRUST FLXR 29287L700 $8.5M 1.01% 225,392 SH
22 ISHARES TR IWB 464287622 $8.2M 0.97% 19,645 SH
23 COLUMBIA ETF TR II XCEM 19762B202 $8.1M 0.96% 158,266 SH
24 AMAZON COM INC AMZN 023135106 $7.4M 0.88% 29,656 SH
25 VANGUARD MALVERN FDS VTIP 922020805 $7.3M 0.87% 148,807 SH
26 NVIDIA CORPORATION NVDA 67066G104 $7.0M 0.83% 30,546 SH
27 DIMENSIONAL ETF TRUST DFEV 25434V740 $6.8M 0.80% 159,781 SH
28 ISHARES TR QUAL 46432F339 $6.6M 0.78% 29,547 SH
29 SPDR SERIES TRUST SPIB 78464A375 $6.5M 0.77% 201,557 SH
30 AMERICAN CENTY ETF TR AVEM 025072604 $6.5M 0.77% 69,083 SH
31 ISHARES TR DIVB 46435U861 $6.4M 0.76% 99,250 SH
32 INVESCO EXCH TRADED FD TR II XSHQ 46138G300 $6.3M 0.75% 140,087 SH
33 FIDELITY COVINGTON TRUST FESM 31609A206 $6.2M 0.73% 137,686 SH
34 DIMENSIONAL ETF TRUST DFAI 25434V203 $6.1M 0.72% 146,411 SH
35 WISDOMTREE TR EZM 97717W570 $5.8M 0.69% 81,381 SH
36 TRANE TECHNOLOGIES PLC TT G8994E103 $5.8M 0.69% 12,848 SH
37 DIMENSIONAL ETF TRUST DFIV 25434V807 $5.6M 0.66% 100,137 SH
38 ALPHABET INC GOOG 02079K107 $5.5M 0.65% 16,091 SH
39 CAMBRIA ETF TR SYLD 132061201 $5.4M 0.63% 66,500 SH
40 ISHARES TR EFG 464288885 $5.2M 0.62% 43,543 SH
41 ISHARES TR IJH 464287507 $5.1M 0.61% 71,389 SH
42 VANGUARD WORLD FD MGK 921910816 $5.1M 0.60% 54,840 SH
43 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $4.9M 0.58% 33,316 SH
44 ISHARES TR IUSV 464287663 $4.9M 0.58% 44,153 SH
45 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $4.8M 0.57% 7,339 SH
46 ISHARES TR IVW 464287309 $4.6M 0.55% 32,352 SH
47 JANUS DETROIT STR TR JAAA 47103U845 $4.6M 0.54% 90,953 SH
48 ISHARES TR IGIB 464288638 $4.3M 0.51% 86,310 SH
49 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.3M 0.51% 5,678 SH
50 JPMORGAN CHASE & CO JPM 46625H100 $4.2M 0.50% 12,797 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $844.1M 392 0001085146-26-000831
2026-06-30 2026-07-08 $833.3M 377 0001964309-26-000003
2026-03-31 2026-04-20 $746.8M 373 0001964309-26-000002
2025-12-31 2026-01-09 $716.6M 352 0001964309-26-000001
Filer Information
Address
140 E RIDGEWOOD AVE
SUITE 415
PARAMUS, NJ 07652
Phone
+1 (551) 342-3733
Filing Manager
Breakwater Capital Group
PARAMUS, NJ
Signatory
Jeffrey Hanson
Managing Member