Alpha Financial Partners LLC — 13F Holdings & Portfolio
CIK 1966219 · latest 13F-HR filed 2026-08-11
Alpha Financial Partners LLC manages $190.3M in 13F-reported U.S. long-equity assets across 118 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (26.35%), AGG (9.17%), IJH (3.97%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 23 new positions and exited 8; 58 existing positions rose in reported value and 16 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$190.3M
Long-equity book
Holdings
118
Distinct positions
Period
2026-06-30
Filed 2026-08-11
Q/Q Activity
+23 / −8 / ↑58 / ↓16
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV26.4% · -3%AGG9.2% · +1%IJH4.0% · -4%IXUS3.6% · +1%ALLW3.5% · +7%QQQ3.3% · +7%MUB3.2% · +2%DYNF3.0% · +0%SPYM2.5% · -14%IJR2.1% · -12%JPM2.1% · +0%PWR1.7% · +0%VOO1.3% · -3%AAPL1.2% · +1%USRT1.1% · -0%GRID1.0% · +8%MUNI1.0% · -3%IXC1.0% · +3%NVDA0.9% · +11%SPY0.8% · 0%ICSH0.8% · newLGN0.8% · 0%PFFD0.7% · newIFRA0.7% · -1%GOOG0.7% · +1%SPYI0.7% · -7%SGOV0.7% · -46%MSFT0.6% · -3%FLOT0.6% · +10%VGT0.6% · +902%CGXU0.6% · 0%QQQI0.5% · +50%AMZN0.5% · +5%IAU0.5% · -6%BRK.B0.5% · +2%LLY0.4% · -0%TSLA0.4% · +6%GLDM0.4% · +26%VTI0.4% · -1%SPCX0.4% · newGOOGL0.4% · +14%GOCT0.4% · 0%CMI0.4% · +1%COST0.4% · -7%IBIT0.3% · -32%XOM0.3% · -4%AVGO0.3% · -14%IGSB0.3% · +1%MAGS0.3% · 0%IWR0.3% · +0%GEV0.3% · +1%IEMG0.3% · +100%PALC0.3% · -10%IWY0.3% · +0%MU0.3% · newTJX0.3% · -0%ETN0.3% · -6%TIP0.3% · +2%PAVE0.3% · 0%HD0.3% · -8%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 60.7%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jun 26, 2026.
Assets Under Management
$6.34B
Discretionary
$6.34B
Employees
24
Accounts
139
Address
1800 MCGILL COLLEGE AVENUE
SUITE 1300
MONTREAL, QC H3A 3J6
Canada
SUITE 1300
MONTREAL, QC H3A 3J6
Canada
Phone
(514) 287-0110
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BEAUREGARD, ROBERT Control | DIRECTOR, PRESIDENT, UDP since Jun 2008 | Less than 5% | Individual |
| GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP Control | PARTNERSHIP since Sep 2009 | 50–75% | Foreign Entity |
| JI, QING Control | DIRECTOR since Jun 2023 | Less than 5% | Individual |
| LACROIX, SABRINA Control | CHIEF COMPLIANCE OFFICER since Jan 2024 | Less than 5% | Individual |
| ROBITAILLE, PATRICK, DAVID Control | CORPORATE SECRETARY since Aug 2004 | Less than 5% | Individual |
| SAVIGNAC, DAVID Control | VICE PRESIDENT since Mar 2023 | Less than 5% | Individual |
| STODDART, JOHN, WARREN Control | DIRECTOR, VICE PRESIDENT since Aug 2004 | Less than 5% | Individual |
| Walsh, Michael, John Control | DIRECTOR since Feb 2023 | Less than 5% | Individual |
| HASENAUER, ERIC, ROMAN | SN. VICE PRESIDENT, CO-HEAD since Sep 2013 | Less than 5% | Individual |
| Marzec, Timothy, Michael | VICE PRESIDENT since Apr 2018 | Less than 5% | Individual |
| RICKETTS, JOHN, WYATT | SN. VICE PRESIDENT, CO-HEAD since Mar 2022 | Less than 5% | Individual |
| Reynolds, Stephen, Edward | VICE PRESIDENT since Jul 2017 | Less than 5% | Individual |
| SIMONETTE, GARY, J | VICE PRESIDENT since Sep 2013 | Less than 5% | Individual |
| CONNOR, CLARK & LUNN FINANCIAL GROUP LP Control Indirect owner via GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP | PARTNER since Feb 2009 | 25–50% | Foreign Entity |
| CONNOR, CLARK & LUNN FINANCIAL GROUP LTD. Control Indirect owner via CONNOR, CLARK & LUNN FINANCIAL GROUP LP | PARTNER since May 2026 | 75% or more | Foreign Entity |
Ownership & leadership changes · 18 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jun 26, 2026 filing
- No longer listedARDWOLD INVESTMENTS LTD. · SHAREHOLDER · 25–50% · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · control person · listed since Apr 2024
- No longer listedCONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LP · control person · listed since Jan 2015
- No longer listedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP · control person · listed since Jan 2015
- No longer listedSTODDART, JOHN, WARREN · SHAREHOLDER · 75% or more · indirect via ARDWOLD INVESTMENTS LTD. · control person · listed since Apr 2024
- Listed againCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LP · control person
Mar 28, 2025 filing
- AddedARDWOLD INVESTMENTS LTD. · SHAREHOLDER · 25–50% · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · control person
- AddedLACROIX, SABRINA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedSTODDART, JOHN, WARREN · SHAREHOLDER · 75% or more · indirect via ARDWOLD INVESTMENTS LTD. · control person
- ChangedSAVIGNAC, DAVID · title CHIEF COMPLIANCE OFFICER → VICE PRESIDENT
Mar 28, 2024 filing
- No longer listedBEAUREGARD, ROBERT · PARTNER · 25–50% · indirect via GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP · control person · listed since Jan 2009
- AddedJI, QING · DIRECTOR · Less than 5% · control person
Mar 31, 2023 filing
- No longer listedFREUND, MICHAEL, WALTER · DIRECTOR · Less than 5% · control person · listed since Aug 2004
- No longer listedTran Lam, Janine · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2021
- AddedWalsh, Michael, John · DIRECTOR · Less than 5% · control person
- Listed againSAVIGNAC, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 31, 2022 filing
- AddedRICKETTS, JOHN, WYATT · SN. VICE PRESIDENT, CO-HEAD · Less than 5%
- ChangedHASENAUER, ERIC, ROMAN · title VICE PRESIDENT → SN. VICE PRESIDENT, CO-HEAD
- ChangedTran Lam, Janine · now a control person
Mar 31, 2021 filing
- No longer listedCONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP · PARTNER · 25–50% · indirect via CONNOR, CLARK & LUN FINANCIAL GROUP LP · control person · listed since Jan 2015
- No longer listedSAVIGNAC, DAVID · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · 10–25% · control person · listed since Mar 2008
- AddedCONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LP · control person
- ChangedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP: ownership 25–50% → 75% or more
- ChangedTran Lam, Janine · title VICE PRESIDENT → CHIEF COMPLIANCE OFFICER
Mar 30, 2020 filing
- ChangedSAVIGNAC, DAVID · ownership Less than 5% → 10–25%; now a control person
Aug 13, 2019 filing
- ChangedBEAUREGARD, ROBERT · title DIRECTOR, PRESIDENT, UDP & CHIEF COMPLIANCE OFFICER → DIRECTOR, PRESIDENT, UDP
Aug 12, 2019 filing
- ChangedSAVIGNAC, DAVID · title VICE PRESIDENT → VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
Mar 31, 2019 filing
- ChangedBEAUREGARD, ROBERT · title DIRECTOR, PRESIDENT & UDP → DIRECTOR, PRESIDENT, UDP & CHIEF COMPLIANCE OFFICER
- ChangedSAVIGNAC, DAVID · title CHIEF COMPLIANCE OFFICER → VICE PRESIDENT
Older changes (9 more filings)
Jan 17, 2019 filing
- ChangedSAVIGNAC, DAVID · title VICE PRESIDENT → CHIEF COMPLIANCE OFFICER
- ChangedTran Lam, Janine · title CHIEF COMPLIANCE OFFICER → VICE PRESIDENT
Jul 19, 2018 filing
- AddedMarzec, Timothy, Michael · VICE PRESIDENT · Less than 5%
- AddedTran Lam, Janine · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedSAVIGNAC, DAVID · title CHIEF COMPLIANCE OFFICER → VICE PRESIDENT
Mar 28, 2018 filing
- AddedReynolds, Stephen, Edward · VICE PRESIDENT · Less than 5%
Sep 27, 2017 filing
- No longer listedBRENNAN, KIERAN, PATRICK · VICE PRESIDENT · Less than 5% · control person · listed since Mar 2015
Mar 31, 2017 filing
- ChangedCONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP · indirect via CONNOR, CLARK & LUN FINANCIAL GROUP LP: ownership 75% or more → 25–50%
- ChangedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP: ownership 75% or more → 25–50%
Mar 30, 2016 filing
- No longer listedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · PARTNER · 50–75% · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LP · control person · listed since Jan 2003
- AddedBRENNAN, KIERAN, PATRICK · VICE PRESIDENT · Less than 5% · control person
- AddedCONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUN FINANCIAL GROUP LP · control person
- AddedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP · control person
- ChangedCONNOR, CLARK & LUNN FINANCIAL GROUP LP · indirect via GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP: ownership 50–75% → 25–50%
Mar 28, 2014 filing
- AddedHASENAUER, ERIC, ROMAN · VICE PRESIDENT · Less than 5%
- AddedSIMONETTE, GARY, J · VICE PRESIDENT · Less than 5%
- ChangedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LP: ownership 75% or more → 50–75%
- ChangedGLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP · ownership 75% or more → 50–75%
Apr 26, 2013 filing
- No longer listedCONNOR, CLARK & LUNN FINANCIAL GROUP · PARTNER · 50–75% · indirect via GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP · control person · listed since Feb 2009
- No longer listedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP · control person · listed since Jan 2003
- AddedCONNOR, CLARK & LUNN FINANCIAL GROUP LP · PARTNER · 50–75% · indirect via GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP · control person
- AddedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP LP · control person
Mar 30, 2012 filing (earliest on record)
- ListedBEAUREGARD, ROBERT · DIRECTOR, PRESIDENT & UDP · Less than 5% · control person
- ListedBEAUREGARD, ROBERT · PARTNER · 25–50% · indirect via GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP · control person
- ListedCONNOR, CLARK & LUNN FINANCIAL GROUP · PARTNER · 50–75% · indirect via GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP · control person
- ListedCONNOR, CLARK & LUNN FINANCIAL GROUP LTD. · PARTNER · 75% or more · indirect via CONNOR, CLARK & LUNN FINANCIAL GROUP · control person
- ListedFREUND, MICHAEL, WALTER · DIRECTOR · Less than 5% · control person
- ListedGLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP · PARTNERSHIP · 75% or more · control person
- ListedROBITAILLE, PATRICK, DAVID · CORPORATE SECRETARY · Less than 5% · control person
- ListedSAVIGNAC, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedSTODDART, JOHN, WARREN · DIRECTOR, VICE PRESIDENT · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$5.1M +11.4%
- INVESCO QQQ TR$1.7M +36.2%
- BLACKROCK ETF TRUST$828.2K +17.0%
- QUANTA SVCS INC$769.6K +31.2%
- ISHARES TR$689.2K +11.1%
Top Trims
- ISHARES TR-$1.1M -81.3%
- ISHARES TR-$1.1M -45.8%
- ISHARES BITCOIN TRUST ETF-$454.3K -40.7%
- ISHARES TR-$264.6K -12.3%
- ISHARES GOLD TR-$235.0K -19.6%
New Positions
- ISHARES TR$1.5M
- GLOBAL X FDS$1.4M
- SPACE EXPLORATION TECHN CORP$703.9K
- MICRON TECHNOLOGY INC$563.6K
- SPROTT ASSET MANAGEMENT LP$441.2K
Exited Positions
- VANGUARD BD INDEX FDS$417.7K
- VANGUARD STAR FDS$283.5K
- J P MORGAN EXCHANGE TRADED F$280.5K
- NETFLIX INC.$274.7K
- MCDONALDS CORP$253.7K
Alpha Financial Partners LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $50.2M | 26.35% | 66,984 | SH |
| 2 | ISHARES TR | AGG | 464287226 | $17.5M | 9.17% | 176,374 | SH |
| 3 | ISHARES TR | IJH | 464287507 | $7.6M | 3.97% | 97,953 | SH |
| 4 | ISHARES TR | IXUS | 46432F834 | $6.9M | 3.63% | 72,356 | SH |
| 5 | SSGA ACTIVE TR | ALLW | 78470P630 | $6.6M | 3.46% | 225,175 | SH |
| 6 | INVESCO QQQ TR | QQQ | 46090E103 | $6.3M | 3.32% | 8,581 | SH |
| 7 | ISHARES TR | MUB | 464288414 | $6.1M | 3.21% | 56,778 | SH |
| 8 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $5.7M | 2.99% | 83,630 | SH |
| 9 | SPDR SERIES TRUST | SPYM | 78464A854 | $4.7M | 2.48% | 53,760 | SH |
| 10 | ISHARES TR | IJR | 464287804 | $4.1M | 2.15% | 27,540 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.0M | 2.13% | 12,364 | SH |
| 12 | QUANTA SVCS INC | PWR | 74762E102 | $3.2M | 1.70% | 4,491 | SH |
| 13 | VANGUARD INDEX FDS | VOO | 922908363 | $2.5M | 1.33% | 3,687 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $2.3M | 1.19% | 7,848 | SH |
| 15 | ISHARES TR | USRT | 464288521 | $2.0M | 1.07% | 30,563 | SH |
| 16 | FIRST TR EXCHANGE-TRADED FD | GRID | 33737A108 | $1.9M | 1.02% | 10,096 | SH |
| 17 | PIMCO ETF TR | MUNI | 72201R866 | $1.9M | 0.99% | 35,986 | SH |
| 18 | ISHARES TR | IXC | 464287341 | $1.9M | 0.99% | 38,490 | SH |
| 19 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.7M | 0.90% | 8,532 | SH |
| 20 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.6M | 0.83% | 2,123 | SH |
| 21 | ISHARES TR | ICSH | 46434V878 | $1.5M | 0.80% | 30,237 | SH |
| 22 | LEGENCE CORP | LGN | 52476L109 | $1.5M | 0.80% | 17,867 | SH |
| 23 | GLOBAL X FDS | PFFD | 37954Y657 | $1.4M | 0.74% | 75,479 | SH |
| 24 | ISHARES TR | IFRA | 46435U713 | $1.4M | 0.72% | 21,639 | SH |
| 25 | ALPHABET INC | GOOG | 02079K107 | $1.4M | 0.71% | 3,833 | SH |
| 26 | NEOS ETF TRUST | SPYI | 78433H303 | $1.3M | 0.71% | 25,331 | SH |
| 27 | ISHARES TR | SGOV | 46436E718 | $1.3M | 0.67% | 12,673 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $1.1M | 0.60% | 3,073 | SH |
| 29 | ISHARES TR | FLOT | 46429B655 | $1.1M | 0.60% | 22,452 | SH |
| 30 | VANGUARD WORLD FD | VGT | 92204A702 | $1.1M | 0.56% | 8,867 | SH |
| 31 | CAPITAL GROUP INTL FOCUS EQT | CGXU | 14019W109 | $1.1M | 0.55% | 30,411 | SH |
| 32 | NEOS ETF TRUST | QQQI | 78433H675 | $989.3K | 0.52% | 17,420 | SH |
| 33 | AMAZON COM INC | AMZN | 023135106 | $973.5K | 0.51% | 4,085 | SH |
| 34 | ISHARES GOLD TR | IAU | 464285204 | $963.5K | 0.51% | 12,760 | SH |
| 35 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $878.2K | 0.46% | 1,755 | SH |
| 36 | ELI LILLY & CO | LLY | 532457108 | $820.4K | 0.43% | 684 | SH |
| 37 | TESLA INC | TSLA | 88160R101 | $776.9K | 0.41% | 1,847 | SH |
| 38 | WORLD GOLD TR | GLDM | 98149E303 | $758.5K | 0.40% | 9,550 | SH |
| 39 | VANGUARD INDEX FDS | VTI | 922908769 | $744.0K | 0.39% | 2,011 | SH |
| 40 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $703.9K | 0.37% | 4,120 | SH |
| 41 | ALPHABET INC | GOOGL | 02079K305 | $677.7K | 0.36% | 1,896 | SH |
| 42 | FIRST TR EXCHNG TRADED FD VI | GOCT | 33740U695 | $677.1K | 0.36% | 16,297 | SH |
| 43 | CUMMINS INC | CMI | 231021106 | $671.6K | 0.35% | 942 | SH |
| 44 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $669.9K | 0.35% | 716 | SH |
| 45 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $662.1K | 0.35% | 19,888 | SH |
| 46 | EXXON MOBIL CORP | XOM | 30231G102 | $649.0K | 0.34% | 4,747 | SH |
| 47 | BROADCOM INC | AVGO | 11135F101 | $642.7K | 0.34% | 1,701 | SH |
| 48 | ISHARES TR | IGSB | 464288646 | $638.7K | 0.34% | 12,187 | SH |
| 49 | LISTED FDS TR | MAGS | 53656G498 | $631.6K | 0.33% | 9,823 | SH |
| 50 | ISHARES TR | IWR | 464287499 | $617.0K | 0.32% | 5,593 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $190.3M | 118 | 0001951757-26-001211 |
| 2026-03-31 | 2026-05-13 | $168.9M | 103 | 0001951757-26-000850 |
| 2025-12-31 | 2026-02-10 | $163.8M | 95 | 0001951757-26-000406 |
| 2025-09-30 | 2025-11-07 | $153.8M | 92 | 0001951757-25-001349 |
Filer Information
Address
319 CEDAR STREETSUITE 201
LEXINGTON, KY 40508
Phone
(859) 785-2660
Filing Manager
Alpha Financial Partners LLC
LEXINGTON, KY
Signatory
Gregory Turcotte
Chief Compliance Officer