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Premier Financial Group — 13F Holdings & Portfolio

CIK 1989061 · latest 13F-HR filed 2026-09-21

Backtest portfolio

Premier Financial Group manages $497.3M in 13F-reported U.S. long-equity assets across 243 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFAS (19.51%), DFAT (16.63%), DFLV (9.05%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 213 new positions and exited 23; 12 existing positions rose in reported value and 5 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$497.3M

Long-equity book

Holdings
243

Distinct positions

Period
2026-06-30

Filed 2026-09-21

Q/Q Activity
+213 / −23 / ↑12 / ↓5

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFAS19.5% · -0%DFAT16.6% · -0%DFLV9.1% · -0%AAPL8.0% · newDFIV7.6% · -0%DFUV6.3% · -1%DFUS6.2% · -0%DISV6.0% · +0%DFEM4.9% · -1%DUHP4.5% · -1%DIHP4.5% · +1%CAT0.8% · newREDWOOD CAP0.8% · newDFSU0.6% · -0%GLD0.4% · -4%NVDA0.3% · newDFSI0.3% · -1%MSFT0.2% · newSLV0.2% · +8%TSLA0.2% · newVOTE0.1% · +0%LLY0.1% · newI:BANK0.1% · newIVV0.1% · -15%LMT0.1% · newSPY0.1% · 0%DFSE0.1% · newCHEVRON CORP0.1% · newJPM0.1% · newTER0.1% · newAMZN0.1% · newCEF0.1% · newXOM0.1% · newINTC0.1% · newKTHN0.1% · newABBV0.1% · newIWR0.0% · 0%JNJ0.0% · newKMB0.0% · newCOST0.0% · newWEBC0.0% · newIWM0.0% · 0%DEXC0.0% · 0%SGDM0.0% · +4%FNLC0.0% · newWMT0.0% · newBRK.B0.0% · newHD0.0% · newGOOG0.0% · newAMGN0.0% · newBOEING CO0.0% · newIBM CORP0.0% · newIJR0.0% · 0%ABT0.0% · newMBWM0.0% · newPG0.0% · newBX0.0% · newBHB0.0% · newGXC0.0% · newEATON CORP0.0% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 88.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 2, 2026.

Assets Under Management
$819.9M
Discretionary
$697.5M
Employees
17
Accounts
1,362
Address
725 SIXTH STREET
EUREKA, CA 95501-1103
Phone
(707) 443-2741
Website
Name Title / Status Ownership Type
CALDWELL, WAYNE, OLIVER ControlPRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER
since Apr 1987
25–50%Individual
CONLEY, TERESA, IRENE ControlPRINCIPAL, DIRECTOR, CEO, CFO
since Jan 2018
Less than 5%Individual
GLOOR, JOHN, CHRISTIAN ControlPRINCIPAL, DIRECTOR, ADVISOR
since Apr 1987
10–25%Individual
ROSS, CHARLES, RONALD ControlPRINCIPAL, DIRECTOR
since Feb 1990
10–25%Individual
WEBER, GINGER, LYNN ControlPRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER, PRESIDENT
since Feb 2004
10–25%Individual
SORCI, JEREMY, ROBERTPRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER, VICE PRESIDENT
since Jan 2020
Less than 5%Individual
Ownership & leadership changes · 8 filings with changes since Feb 21, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 2, 2026 filing
  • ChangedCONLEY, TERESA, IRENE · title PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER, VICE PRESIDENT, CFO → PRINCIPAL, DIRECTOR, CEO, CFO
  • ChangedROSS, CHARLES, RONALD · title PRINCIPAL, DIRECTOR, ADVISOR → PRINCIPAL, DIRECTOR
  • ChangedSORCI, JEREMY, ROBERT · title PRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER → PRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER, VICE PRESIDENT
Mar 18, 2025 filing
  • No longer listedSMITH, BRUCE, ANDERSON · PRINCIPAL · 5–10% · control person · listed since Dec 2010
Mar 28, 2023 filing
  • ChangedSORCI, JEREMY, ROBERT · title DIRECTOR, CHIEF COMPLIANCE OFFICER → PRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER
Mar 19, 2021 filing
  • ChangedCONLEY, TERESA, IRENE · title PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER, VICE PRESIDENT → PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER, VICE PRESIDENT, CFO
  • ChangedSMITH, BRUCE, ANDERSON · title PRINCIPAL, DIRECTOR, AIF, CFO, TREASURER, ADVISOR → PRINCIPAL
  • ChangedSORCI, JEREMY, ROBERT · title CHIEF COMPLIANCE OFFICER → DIRECTOR, CHIEF COMPLIANCE OFFICER
Mar 19, 2020 filing
  • AddedSORCI, JEREMY, ROBERT · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedROSS, CHARLES, RONALD · title PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER → PRINCIPAL, DIRECTOR, ADVISOR
  • ChangedSMITH, BRUCE, ANDERSON · title PRINCIPAL, DIRECTOR, AIF, CFO, CHIEF COMPLIANCE OFFICER, TREASURER, ADVISOR → PRINCIPAL, DIRECTOR, AIF, CFO, TREASURER, ADVISOR
Mar 7, 2019 filing
  • ChangedCONLEY, TERESA, IRENE · title DIRECTOR, CERTIFIED FINANCIAL PLANNER, VICE PRESIDENT → PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER, VICE PRESIDENT
  • ChangedROSS, CHARLES, RONALD · ownership 25–50% → 10–25%
  • ChangedSMITH, BRUCE, ANDERSON · ownership Less than 5% → 5–10%
Mar 10, 2017 filing
  • AddedCONLEY, TERESA, IRENE · DIRECTOR, CERTIFIED FINANCIAL PLANNER, VICE PRESIDENT · Less than 5% · control person
  • ChangedCALDWELL, WAYNE, OLIVER · title PRINCIPAL, CERTIFIED FINANCIAL PLANNER, DIRECTOR → PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER
  • ChangedGLOOR, JOHN, CHRISTIAN · title PRINCIPAL, DIRECTOR → PRINCIPAL, DIRECTOR, ADVISOR
  • ChangedROSS, CHARLES, RONALD · title PRINCIPAL, CERTIFIED FINANCIAL PLANNER, DIRECTOR → PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER
  • ChangedSMITH, BRUCE, ANDERSON · title CHIEF COMPLIANCE OFFICER, ADVISOR, PRINCIPAL, AIF, TREASURER, DIRECTOR → PRINCIPAL, DIRECTOR, AIF, CFO, CHIEF COMPLIANCE OFFICER, TREASURER, ADVISOR
  • ChangedWEBER, GINGER, LYNN · title PRESIDENT, PRINCIPAL, CERTIFIED FINANCIAL PLANNER, DIRECTOR → PRINCIPAL, DIRECTOR, CERTIFIED FINANCIAL PLANNER, PRESIDENT
Mar 17, 2014 filing
  • ChangedCALDWELL, WAYNE, OLIVER · title PRINCIPAL, FINANCIAL PLANNER, DIRECTOR → PRINCIPAL, CERTIFIED FINANCIAL PLANNER, DIRECTOR
  • ChangedGLOOR, JOHN, CHRISTIAN · ownership 25–50% → 10–25%
  • ChangedROSS, CHARLES, RONALD · title PRINCIPAL, FINANCIAL PLANNER, DIRECTOR → PRINCIPAL, CERTIFIED FINANCIAL PLANNER, DIRECTOR
Feb 21, 2012 filing (earliest on record)
  • ListedCALDWELL, WAYNE, OLIVER · PRINCIPAL, FINANCIAL PLANNER, DIRECTOR · 25–50% · control person
  • ListedGLOOR, JOHN, CHRISTIAN · PRINCIPAL, DIRECTOR · 25–50% · control person
  • ListedROSS, CHARLES, RONALD · PRINCIPAL, FINANCIAL PLANNER, DIRECTOR · 25–50% · control person
  • ListedSMITH, BRUCE, ANDERSON · CHIEF COMPLIANCE OFFICER, ADVISOR, PRINCIPAL, AIF, TREASURER, DIRECTOR · Less than 5% · control person
  • ListedWEBER, GINGER, LYNN · PRESIDENT, PRINCIPAL, CERTIFIED FINANCIAL PLANNER, DIRECTOR · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Premier Financial Group Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL U.S. SMALL CAP ETF DFAS 25434V500 $97.0M 19.51% 1,178,528 SH
2 DIMENSIONAL U.S. TARGETED VALUE ETF DFAT 25434V609 $82.7M 16.63% 1,182,811 SH
3 DIMENSIONAL US LARGE CAPVALUE ETF DFLV 25434V666 $45.0M 9.05% 1,138,364 SH
4 APPLE INC AAPL 037833100 $40.0M 8.05% 13,827 SH
5 DIMENSIONAL INTERNATIONAL VALUE ETF DFIV 25434V807 $37.9M 7.62% 701,432 SH
6 DIMENSIONAL US MARKETWIDE VALUE ETF DFUV 25434V724 $31.2M 6.27% 566,861 SH
7 DIMENSIONAL U.S. EQUITY MARKET ETF DFUS 25434V401 $31.0M 6.23% 378,242 SH
8 DIMENSIONAL INTERNATIONAL SMALL CAP VALUE ETF DISV 25434V781 $29.7M 5.96% 739,178 SH
9 DIMENSIONAL EMERGING MARKETS CORE EQUITY 2 ETF DFEM 25434V732 $24.4M 4.91% 601,280 SH
10 DIMENSIONAL US HIGH PROFITABILITY ETF DUHP 25434V831 $22.5M 4.52% 538,358 SH
11 DIMENSIONAL INTERNATIONAL HIGH PROFITABILITY ETF DIHP 25434V765 $22.1M 4.45% 648,675 SH
12 CATERPILLAR INC CAT 014912331 $4.0M 0.81% 3,784 SH
13 REDWOOD CAP BANCORP — 75777X100 $4.0M 0.81% 128,500 SH
14 DIMENSIONAL US SUSTAINABILITY CORE 1 ETF DFSU 25434V716 $3.1M 0.63% 66,921 SH
15 SPDR GOLD SHARES GLD 78463V107 $1.8M 0.36% 4,903 SH
16 NVIDIA CORP NPIFF 066651111 $1.6M 0.33% 8,102 SH
17 DIMENSIONAL INTERNATIONAL SUSTAINABILITY CORE 1 ET DFSI 25434V690 $1.5M 0.30% 33,194 SH
18 MICROSOFT CORP MSFT 059491881 $1.0M 0.21% 2,803 SH
19 ISHARES SILVER TRUST SLV 46428Q109 $804.9K 0.16% 15,054 SH
20 TESLA INC TSLA 88160R101 $773.5K 0.16% 1,839 SH
21 TCW TRANSFORM 500 ETF VOTE 29287L106 $713.2K 0.14% 8,089 SH
22 ELI LILLY AND CO LLY 053245771 $678.9K 0.14% 566 SH
23 BANK OF AMERICA CORP — 060505110 $630.0K 0.13% 11,056 SH
24 ISHARES CORE S&P 500 ETF IVV 046428772 $604.4K 0.12% 807 SH
25 LOCKHEED MARTIN CORP LMT 053983001 $573.7K 0.12% 1,126 SH
26 STATE STREET SPDR S&P 500 ETF TRUST SPY 78462F103 $557.1K 0.11% 746 SH
27 DIMENSIONAL EMERGING MARKETS SUSTAINABILITY CORE 1 ETF DFSE 25434V682 $550.7K 0.11% 11,267 SH
28 CHEVRON CORP NEW — 016676441 $501.8K 0.10% 3,027 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $355.4K 0.07% 1,086 SH
30 TERADYNE INC TER 088077001 $336.9K 0.07% 70 SH
31 AMAZON.COM INC — 023135110 $315.3K 0.06% 1,323 SH
32 SPROTT PHYSICAL GLD SLVR CEF 85208R101 $301.7K 0.06% 7,500 SH
33 EXXON MOBIL CORP XOM 30233Q108 $285.9K 0.06% 2,091 SH
34 INTEL CORP INTC 045814001 $285.4K 0.06% 2,044 SH
35 KATAHDIN BANKSHARES CORP KTHN 048583551 $258.9K 0.05% 7,396 SH
36 ABBVIE INC ABBV 00287Y109 $250.4K 0.05% 995 SH
37 ISHARES RUSSELL MID-CAP ETF IWR 046428774 $228.4K 0.05% 2,070 SH
38 JOHNSON & JOHNSON JNJ 047816001 $227.0K 0.05% 894 SH
39 KIMBERLY CLARK CORP KMB 049436881 $221.3K 0.04% 2,016 SH
40 COSTCO WHSL CORP NEW COST 22160K105 $213.3K 0.04% 228 SH
41 WEBCO INDS INC WEBC 094762112 $200.9K 0.04% 648 SH
42 ISHARES RUSSELL 2000 ETF IWM 046428776 $196.8K 0.04% 655 SH
43 DIMENSIONAL EMERGING MARKETS EX CHINA CORE EQUITY ETF DEXC 025213111 $193.7K 0.04% 2,345 SH
44 FIRST BANCORP INC ME FNLC 31866P102 $177.6K 0.04% 5,100 SH
45 WALMART INC WMT 093114221 $169.8K 0.03% 1,499 SH
46 BERKSHIRE HATHAWAY CLASS B BRK.B 084670770 $149.6K 0.03% 299 SH
47 HOME DEPOT INC HD 043707661 $147.8K 0.03% 419 SH
48 ALPHABET INC CLASS C GOOG 02079K107 $141.3K 0.03% 400 SH
49 AMGEN INC AMGN 031162110 $139.1K 0.03% 384 SH
50 BOEING CO — 097023110 $128.4K 0.03% 593 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-09-21 $497.3M 243 0001989061-26-000003
2026-03-31 2026-05-06 $587.3M 46 0001989061-26-000002
2025-12-31 2026-02-09 $383.5M 56 0001989061-26-000001
Filer Information
Address
725 6TH STREET
EUREKA, CA 95501
Phone
(707) 443-2741
Filing Manager
Premier Financial Group
EUREKA, CA
Signatory
Jeremy Sorci
Chief Compliance Officer