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CGC Financial Services, LLC — 13F Holdings & Portfolio

CIK 1992785 · latest 13F-HR filed 2026-10-13

Backtest portfolio

CGC Financial Services, LLC manages $450.8M in 13F-reported U.S. long-equity assets across 338 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JAAA (12.93%), SCHD (11.95%), IVW (10.80%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 13 new positions and exited 12; 74 existing positions rose in reported value and 138 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$450.8M

Long-equity book

Holdings
338

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+13 / −12 / ↑74 / ↓138

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
JAAA12.9% · +2%SCHD12.0% · +1%IVW10.8% · -0%FENI10.7% · +1%HELO10.2% · -0%FHEQ6.7% · +2%JBND6.5% · +3%IJH5.5% · +3%JMEE5.4% · +2%IWY3.3% · +5%IMTM2.0% · -1%NUDV1.4% · -1%AAPL1.2% · -3%VSGX0.8% · -0%VUG0.7% · +17%USXF0.7% · +5%QUAL0.6% · +4%NUEM0.5% · +6%PYLD0.4% · +7%BIV0.4% · +12%AVUV0.4% · +4%IDMO0.3% · +10%MSFT0.2% · 0%VV0.2% · 0%IVV0.2% · +7%VTV0.2% · 0%JNJ0.2% · 0%CSCO0.2% · -1%VUSB0.2% · -4%EFA0.2% · 0%FNDE0.2% · +9%NKE0.2% · -2%MINT0.1% · -3%JQUA0.1% · +18%JPM0.1% · 0%LDUR0.1% · -9%FBND0.1% · -11%XOM0.1% · -4%GSY0.1% · -4%QQQ0.1% · 0%EEM0.1% · 0%ICSH0.1% · -4%VBR0.1% · 0%INTC0.1% · 0%CVX0.1% · 0%COST0.1% · 0%CSX0.1% · 0%ESGU0.1% · 0%NUSC0.1% · 0%ORCL0.1% · 0%BOTZ0.1% · 0%WWD0.1% · 0%NVDA0.1% · 0%IJS0.1% · +22%DE0.1% · 0%PM0.1% · 0%SBUX0.1% · 0%VB0.1% · 0%GOOGL0.1% · -4%PEP0.1% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 83.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 20, 2026.

Assets Under Management
$875.8M
Discretionary
$856.1M
Employees
13
Accounts
3,103
Address
5 CENTERPOINTE DR SUITE 550
LAKE OSWEGO, OR 97035
Phone
(503) 670-1958
Website
Name Title / Status Ownership Type
CLEMANS, GLEN, ALLEN ControlFOUNDING PARTNER / MANAGING EXECUTIVE
since Aug 2006
50–75%Individual
HUNT, SHANE, NEALFINANCIAL ADVISOR
since Jul 2025
5–10%Individual
KEENER, SHANNON, NICOLETRADER
since Oct 2018
5–10%Individual
MELLINGER, KELLY, FRANCESSENIOR CLIENT SERVICES LIFE EVENTS SPECIALIST
since Oct 2018
5–10%Individual
REINERT, DENISE, LOUISECHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
since Nov 2021
5–10%Individual
STEINBRENNER, NOAHFINANCIAL ADVISOR
since Jul 2025
5–10%Individual
YEE, DAVENA, MARIEFINANCIAL ADVISOR
since Oct 2018
10–25%Individual
Ownership & leadership changes · 8 filings with changes since Nov 15, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 4, 2026 filing
  • ChangedCLEMANS, GLEN, ALLEN · title SENIOR PARTNER → FOUNDING PARTNER / MANAGING EXECUTIVE
  • ChangedMELLINGER, KELLY, FRANCES · title TEAM LEAD → SENIOR CLIENT SERVICES LIFE EVENTS SPECIALIST
Aug 6, 2025 filing
  • AddedHUNT, SHANE, NEAL · FINANCIAL ADVISOR · 5–10%
  • AddedSTEINBRENNER, NOAH · FINANCIAL ADVISOR · 5–10%
Mar 19, 2025 filing
  • ChangedMELLINGER, KELLY, FRANCES · ownership 10–25% → 5–10%
Jun 1, 2023 filing
  • No longer listedORTEGA, TAMMI, JO · CHIEF COMPLIANCE OFFICER · 10–25% · control person · listed since Oct 2018
  • ChangedREINERT, DENISE, LOUISE · title CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
Dec 20, 2021 filing
  • AddedREINERT, DENISE, LOUISE · CHIEF OPERATING OFFICER · 5–10%
Oct 30, 2018 filing
  • No longer listedCLEVELAND, CASEY, EDWARD · CHIEF COMPLIANCE OFFICER/ PARTNER · 10–25% · control person · listed since Aug 2006
  • No longer listedGRABENHORST, JAMIESON, LOGAN · MANAGING MEMBER/ PARTNER · 25–50% · control person · listed since Aug 2006
  • AddedKEENER, SHANNON, NICOLE · TRADER · 5–10%
  • AddedMELLINGER, KELLY, FRANCES · TEAM LEAD · 10–25%
  • AddedORTEGA, TAMMI, JO · CHIEF COMPLIANCE OFFICER · 10–25% · control person
  • AddedYEE, DAVENA, MARIE · FINANCIAL ADVISOR · 10–25%
Mar 30, 2017 filing
  • ChangedGRABENHORST, JAMIESON, LOGAN · ownership 10–25% → 25–50%
Nov 19, 2013 filing
  • ChangedGRABENHORST, JAMIESON, LOGAN · title PARTNER → MANAGING MEMBER/ PARTNER
Nov 15, 2013 filing (earliest on record)
  • ListedCLEMANS, GLEN, ALLEN · SENIOR PARTNER · 50–75% · control person
  • ListedCLEVELAND, CASEY, EDWARD · CHIEF COMPLIANCE OFFICER/ PARTNER · 10–25% · control person
  • ListedGRABENHORST, JAMIESON, LOGAN · PARTNER · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

CGC Financial Services, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JANUS HENDERSON AAA CLO ETF JAAA 47103U845 $58.3M 12.93% 1,154,878 SH
2 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $53.9M 11.95% 1,656,235 SH
3 ISHARES S&P 500 GROWTH ETF IVW 464287309 $48.7M 10.80% 342,313 SH
4 FIDELITY ENHANCED INTERNATIONAL ETF FENI 31609A404 $48.0M 10.65% 1,203,021 SH
5 JPMORGAN HEDGED EQUITY LADDERED OVERLAY ETF HELO 46654Q724 $46.0M 10.20% 664,677 SH
6 FIDELITY HEDGED EQUITY ETF FHEQ 31624J745 $30.2M 6.71% 898,335 SH
7 JPMORGAN ACTIVE BOND ETF JBND 46654Q716 $29.2M 6.49% 572,158 SH
8 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $24.9M 5.52% 345,869 SH
9 JPMORGAN SMALL & MID CAP ENHANCED EQUITY ETF JMEE 46641Q118 $24.2M 5.37% 329,108 SH
10 ISHARES RUSSELL TOP 200 GROWTH ETF IWY 464289438 $14.8M 3.29% 50,224 SH
11 ISHARES MSCI INTL MOMENTUM FACTOR ETF IMTM 46434V449 $9.0M 2.00% 171,398 SH
12 NUVEEN ESG DIVIDEND ETF NUDV 67092P813 $6.2M 1.38% 194,018 SH
13 APPLE INC COM AAPL 037833100 $5.2M 1.16% 15,675 SH
14 VANGUARD ESG INTERNATIONAL STOCK ETF VSGX 921910725 $3.8M 0.84% 46,786 SH
15 VANGUARD MORNINGSTAR GROWTH ETF VUG 922908736 $3.3M 0.74% 37,086 SH
16 ISHARES ESG ADVANCED MSCI USA ETF USXF 46436E767 $3.2M 0.71% 47,168 SH
17 ISHARES MSCI USA QUALITY FACTOR ETF QUAL 46432F339 $2.5M 0.56% 11,438 SH
18 NUVEEN ESG EMERGING MARKETS EQUITY ETF NUEM 67092P888 $2.1M 0.47% 49,270 SH
19 PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND PYLD 72201R585 $1.8M 0.41% 72,635 SH
20 VANGUARD INTERMEDIATE-TERM BOND ETF BIV 921937819 $1.8M 0.40% 25,055 SH
21 AVANTIS U.S. SMALL CAP VALUE ETF AVUV 025072877 $1.6M 0.35% 13,475 SH
22 INVESCO S&P INTERNATIONAL DEVELOPED MOMENTUM ETF IDMO 46138E222 $1.5M 0.33% 24,530 SH
23 MICROSOFT CORP COM MSFT 594918104 $975.0K 0.22% 1,901 SH
24 VANGUARD MORNINGSTAR LARGE-CAP ETF VV 922908637 $960.9K 0.21% 2,731 SH
25 ISHARES CORE S&P 500 ETF IVV 464287200 $877.7K 0.19% 1,146 SH
26 VANGUARD MORNINGSTAR VALUE ETF VTV 922908744 $844.7K 0.19% 3,909 SH
27 JOHNSON & JOHNSON COM JNJ 478160104 $811.4K 0.18% 3,065 SH
28 CISCO SYS INC COM CSCO 17275R102 $803.5K 0.18% 7,465 SH
29 VANGUARD ULTRA-SHORT BOND ETF VUSB 92203C303 $767.0K 0.17% 15,478 SH
30 ISHARES MSCI EAFE ETF EFA 464287465 $724.5K 0.16% 6,974 SH
31 SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF FNDE 808524730 $700.4K 0.16% 16,729 SH
32 NIKE INC CL B NKE 654106103 $698.0K 0.15% 19,718 SH
33 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND MINT 72201R833 $665.1K 0.15% 6,615 SH
34 JPMORGAN U.S. QUALITY FACTOR ETF JQUA 46641Q761 $581.5K 0.13% 7,879 SH
35 JPMORGAN CHASE & CO COM JPM 46625H100 $579.9K 0.13% 1,753 SH
36 PIMCO ENHANCED LOW DURATION ACTIVE ETF LDUR 72201R718 $544.5K 0.12% 5,785 SH
37 FIDELITY TOTAL BOND ETF FBND 316188309 $499.1K 0.11% 11,527 SH
38 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $477.5K 0.11% 2,934 SH
39 INVESCO ULTRA SHORT DURATION ETF GSY 46090A887 $471.3K 0.10% 9,440 SH
40 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $452.0K 0.10% 611 SH
41 ISHARES MSCI EMERGING MARKETS ETF EEM 464287234 $439.6K 0.10% 6,582 SH
42 ISHARES ULTRA SHORT DURATION BOND ACTIVE ETF ICSH 46434V878 $438.7K 0.10% 8,705 SH
43 VANGUARD MORNINGSTAR SMALL-CAP VALUE ETF VBR 922908611 $425.3K 0.09% 1,841 SH
44 INTEL CORP COM INTC 458140100 $414.3K 0.09% 3,446 SH
45 CHEVRON CORPORATION COM CVX 166764100 $413.3K 0.09% 2,024 SH
46 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $407.4K 0.09% 447 SH
47 CSX CORP COM CSX 126408103 $387.5K 0.09% 8,332 SH
48 ISHARES ESG AWARE MSCI USA ETF ESGU 46435G425 $383.1K 0.08% 2,297 SH
49 NUVEEN ESG SMALL-CAP ETF NUSC 67092P607 $375.5K 0.08% 7,739 SH
50 ORACLE CORP COM ORCL 68389X105 $374.8K 0.08% 2,730 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $450.8M 338 0001992785-26-000006
2026-06-30 2026-07-13 $444.7M 337 0001992785-26-000004
2026-03-31 2026-04-14 $346.1M 331 0001992785-26-000003
2025-12-31 2026-02-03 $373.8M 340 0001992785-26-000001
Filer Information
Address
5 CENTERPOINTE DR, SUITE 550
LAKE OSWEGO, OR 97035
Phone
(503) 670-1958
Filing Manager
CGC Financial Services, LLC
LAKE OSWEGO, OR
Signatory
Denise Reinert
Chief Compliance Officer