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CGC Financial Services, LLC — 13F Holdings & Portfolio

CIK 1992785 · latest 13F-HR filed 2026-04-14

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$346.1M

Long-equity book

Holdings

331

Distinct positions

Period

2026-03-31

Filed 2026-04-14

Q/Q Activity

+21 / −30 / ↑98 / ↓126

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SCHWAB US DIVIDEND EQUITY ETF$5.0M +11.3%
  • JPMORGAN ACTIVE BOND ETF$4.7M +19.3%
  • UNION PAC CORP COM$495.7K +522.5%
  • INVESCO QQQ TRUST SERIES I$339.1K +2509.4%
  • VANGUARD INTERMEDIATE-TERM BOND ETF$256.5K +15.7%
Show all 98 →

Top Trims

  • ISHARES MSCI USA QUALITY FACTOR ETF-$27.6M -94.7%
  • ISHARES S&P 500 GROWTH ETF-$2.4M -5.8%
  • ISHARES MSCI INTL MOMENTUM FACTOR ETF-$1.5M -14.7%
  • ISHARES CORE DIVIDEND GROWTH ETF-$1.1M -98.3%
  • ISHARES RUSSELL TOP 200 GROWTH ETF-$1.1M -10.4%
Show all 126 →

New Positions

  • SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF$441.8K
  • QNITY ELECTRONICS INC COMMON STOCK$17.4K
  • AMCOR PLC COM NEW$17.2K
  • IMMUNITYBIO INC COM$15.3K
  • TR ACTIVEBETA US LARGE CAP EQUITY ETF$10.1K
Show all 21 →

Exited Positions

  • CAMECO CORP COM$77.5K
  • ISHARES SELECT DIVIDEND ETF$33.6K
  • STRYKER CORPORATION COM$29.2K
  • 3M CO COM$28.5K
  • OSI SYSTEMS INC COM$25.5K
Show all 30 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JPMORGAN HEDGED EQUITY LADDERED OVERLAY ETF HELO 46654Q724 $69.7M 20.13% 1,090,050 SH
2 SCHWAB US DIVIDEND EQUITY ETF SCHD 808524797 $49.6M 14.33% 1,616,296 SH
3 FIDELITY ENHANCED INTERNATIONAL ETF FENI 31609A404 $44.0M 12.71% 1,182,571 SH
4 ISHARES S&P 500 GROWTH ETF IVW 464287309 $39.3M 11.35% 347,289 SH
5 JPMORGAN ACTIVE BOND ETF JBND 46654Q716 $29.0M 8.39% 539,876 SH
6 JPMORGAN SMALL & MID CAP ENHANCED EQUITY ETF JMEE 46641Q118 $22.7M 6.55% 339,541 SH
7 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $22.5M 6.51% 333,490 SH
8 ISHARES RUSSELL TOP 200 GROWTH ETF IWY 464289438 $9.5M 2.75% 38,252 SH
9 ISHARES MSCI INTL MOMENTUM FACTOR ETF IMTM 46434V449 $8.5M 2.44% 175,994 SH
10 NUVEEN ESG DIVIDEND ETF NUDV 67092P813 $6.1M 1.76% 198,448 SH
11 APPLE INC COM AAPL 037833100 $3.7M 1.08% 14,660 SH
12 ISHARES ESG ADVANCED MSCI USA ETF USXF 46436E767 $2.9M 0.85% 53,270 SH
13 VANGUARD GROWTH ETF VUG 922908736 $2.0M 0.58% 4,616 SH
14 VANGUARD INTERMEDIATE-TERM BOND ETF BIV 921937819 $1.9M 0.55% 24,490 SH
15 NUVEEN ESG EMERGING MARKETS EQUITY ETF NUEM 67092P888 $1.8M 0.52% 48,835 SH
16 ISHARES MSCI USA QUALITY FACTOR ETF QUAL 46432F339 $1.5M 0.44% 8,008 SH
17 PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND PYLD 72201R585 $1.4M 0.39% 51,566 SH
18 AVANTIS U.S. SMALL CAP VALUE ETF AVUV 025072877 $1.2M 0.34% 10,802 SH
19 NIKE INC CL B NKE 654106103 $1.0M 0.30% 19,803 SH
20 INVESCO S&P INTERNATIONAL DEVELOPED MOMENTUM ETF IDMO 46138E222 $1.0M 0.30% 18,913 SH
21 VANGUARD LARGE-CAP ETF VV 922908637 $816.2K 0.24% 2,731 SH
22 VANGUARD ULTRA-SHORT BOND ETF VUSB 92203C303 $772.9K 0.22% 15,524 SH
23 VANGUARD VALUE ETF VTV 922908744 $766.9K 0.22% 3,909 SH
24 MICROSOFT CORP COM MSFT 594918104 $745.9K 0.22% 2,015 SH
25 JOHNSON & JOHNSON COM JNJ 478160104 $726.7K 0.21% 2,973 SH
26 ISHARES MSCI EAFE ETF EFA 464287465 $677.4K 0.20% 6,974 SH
27 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND MINT 72201R833 $675.4K 0.20% 6,715 SH
28 UNION PAC CORP COM UNP 907818108 $590.6K 0.17% 2,434 SH
29 ISHARES CORE S&P 500 ETF IVV 464287200 $548.0K 0.16% 839 SH
30 JPMORGAN CHASE & CO COM JPM 46625H100 $527.7K 0.15% 1,794 SH
31 INVESCO ULTRA SHORT DURATION ETF GSY 46090A887 $486.7K 0.14% 9,710 SH
32 EXXON MOBIL CORP COM XOM 30231G102 $480.3K 0.14% 2,831 SH
33 PIMCO ENHANCED LOW DURATION ACTIVE ETF LDUR 72201R718 $478.6K 0.14% 4,995 SH
34 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $469.7K 0.14% 471 SH
35 ISHARES ULTRA SHORT DURATION BOND ACTIVE ETF ICSH 46434V878 $454.1K 0.13% 8,972 SH
36 FIDELITY TOTAL BOND ETF FBND 316188309 $453.4K 0.13% 9,939 SH
37 SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF FNDE 808524730 $441.8K 0.13% 11,547 SH
38 CISCO SYS INC COM CSCO 17275R102 $434.0K 0.13% 5,593 SH
39 CHEVRON CORPORATION COM CVX 166764100 $426.5K 0.12% 2,062 SH
40 ORACLE CORP COM ORCL 68389X105 $401.6K 0.12% 2,730 SH
41 VANGUARD SMALL CAP VALUE ETF VBR 922908611 $400.0K 0.12% 1,841 SH
42 ISHARES MSCI EMERGING MARKETS ETF EEM 464287234 $373.8K 0.11% 6,582 SH
43 JPMORGAN U.S. QUALITY FACTOR ETF JQUA 46641Q761 $359.3K 0.10% 5,860 SH
44 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $352.7K 0.10% 611 SH
45 WOODWARD INC COM WWD 980745103 $352.2K 0.10% 984 SH
46 CSX CORP COM CSX 126408103 $342.0K 0.10% 8,332 SH
47 NUVEEN ESG SMALL-CAP ETF NUSC 67092P607 $333.4K 0.10% 7,399 SH
48 GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE ETF BOTZ 37954Y715 $326.6K 0.09% 9,830 SH
49 ISHARES ESG AWARE MSCI USA ETF ESGU 46435G425 $323.6K 0.09% 2,288 SH
50 PEPSICO INC COM PEP 713448108 $295.1K 0.09% 1,900 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-14 $346.1M 331 0001992785-26-000003
2025-12-31 2026-02-03 $373.8M 340 0001992785-26-000001