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Sequent Planning LLC — 13F Holdings & Portfolio

CIK 2009724 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Sequent Planning LLC manages $468.0M in 13F-reported U.S. long-equity assets across 269 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AGG (6.62%), USPX (5.72%), FLCB (4.62%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 29 new positions and exited 2; 148 existing positions rose in reported value and 58 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$468.0M

Long-equity book

Holdings
269

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+29 / −2 / ↑148 / ↓58

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AGG6.6% · +7%USPX5.7% · +10%FLCB4.6% · +8%FLQL3.7% · +7%XLK3.2% · +5%BUFQ2.8% · newQMMY2.3% · +298%XOCT1.8% · -54%IEMG1.7% · +6%LVHD1.7% · +4%IEFA1.6% · +18%GLD1.5% · +1%FLGV1.5% · +7%GOCT1.4% · -28%AMZN1.3% · -5%PGRO1.2% · +17%GOOGL1.1% · -9%QDEC1.1% · -69%XDEC1.1% · -3%DIVI1.1% · +2%XJUN1.0% · +480%QMAR1.0% · -7%BGLD1.0% · +98%VTI1.0% · +2%DJUN0.9% · +1072%VOO0.9% · +21%XLY0.9% · +10%NVDA0.9% · -18%TIP0.8% · +2%QCOC0.8% · -57%QQQ0.8% · +0%VEA0.7% · +19%ARKX0.7% · newSCHA0.7% · +15%QJUN0.7% · -17%FLMI0.7% · +7%AAPL0.7% · +3%FLCO0.6% · +7%QQQM0.6% · +5%PEP0.6% · -2%SPTM0.6% · +129%IEI0.6% · +6%JEPI0.6% · +858%SHY0.6% · +6%TDVI0.6% · -6%JEPQ0.6% · +977%TSLA0.6% · +25%MUB0.6% · +6%XLV0.5% · +10%RDVY0.5% · -17%RDVI0.5% · -21%YJUN0.5% · newACYN0.5% · newXLC0.5% · +11%XIJN0.5% · +8%IJS0.5% · +1%IVV0.5% · +41%OMFL0.5% · +1%FTHI0.5% · -16%KNG0.5% · -20%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 34%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 14, 2026.

Assets Under Management
$589.5M
Discretionary
$528.4M
Employees
102
Accounts
6,015
Address
8807 INDIAN HILLS DRIVE
OMAHA, NE 68114
Phone
(402) 953-3544
Website
Name Title / Status Ownership Type
Butler, Andrea ControlCHIEF COMPLIANCE OFFICER
since Jun 2025
Less than 5%Individual
Hunter, Mark, Thomas ControlPRINCIPAL/CORPORATE SIGNING AUTHORITY
since Jul 2025
Less than 5%Individual
KIEHLER, CHELSEA ControlMANAGING PRINCIPAL
since Mar 2025
Less than 5%Individual
SENIOR MARKET SALES, INC. ControlOWNER
since Oct 2017
75% or moreDomestic Entity
ALLIANT HOLDINGS INTERMEDIATE, INC. Control
Indirect owner via ALLIANT INSURANCE SERVICES, INC.
PARENT COMPANY
since Jan 2013
75% or moreDomestic Entity
ALLIANT HOLDINGS INTERMEDIATE, LLC Control
Indirect owner via ALLIANT HOLDINGS INTERMEDIATE, INC.
PARENT COMPANY
since Jan 2013
75% or moreDomestic Entity
ALLIANT HOLDINGS, L.P. Control
Indirect owner via ALLIANT SERVICES, INC.
PARENT COMPANY
since Jan 2013
75% or moreDomestic Entity
ALLIANT INSURANCE SERVICES, INC. Control
Indirect owner via SENIOR MARKET SALES, INC.
PARENT COMPANY
since Aug 2020
75% or moreDomestic Entity
ALLIANT SERVICES, INC. Control
Indirect owner via ALLIANT HOLDINGS INTERMEDIATE, LLC
PARENT COMPANY
since Jan 2013
75% or moreDomestic Entity
Ownership & leadership changes · 8 filings with changes since Aug 10, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • AddedHunter, Mark, Thomas · PRINCIPAL/CORPORATE SIGNING AUTHORITY · Less than 5% · control person
Aug 20, 2025 filing
  • No longer listedCHOCHON, MICHAEL, DOUGLAS · VICE PRESIDENT · Less than 5% · control person · listed since Jul 2017
  • ChangedKIEHLER, CHELSEA · title VICE PRESIDENT → MANAGING PRINCIPAL
Jul 10, 2025 filing
  • AddedButler, Andrea · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedKIEHLER, CHELSEA · title INTERIM CHIEF COMPLIANCE OFFICER / VICE PRESIDENT → VICE PRESIDENT
Jun 12, 2025 filing
  • No longer listedREED, RICHARD, BERT · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2018
  • ChangedKIEHLER, CHELSEA · title VICE PRESIDENT → INTERIM CHIEF COMPLIANCE OFFICER / VICE PRESIDENT
Mar 25, 2025 filing
  • AddedKIEHLER, CHELSEA · VICE PRESIDENT · Less than 5% · control person
Jan 29, 2021 filing
  • No longer listedKLEINBERG, MILTON · PROXY HOLDER · General partner, trustee or manager · indirect via SENIOR MARKET SALES, INC. · control person · listed since Aug 2020
Sep 30, 2020 filing
  • AddedALLIANT HOLDINGS INTERMEDIATE, INC. · PARENT COMPANY · 75% or more · indirect via ALLIANT INSURANCE SERVICES, INC. · control person
  • AddedALLIANT HOLDINGS INTERMEDIATE, LLC · PARENT COMPANY · 75% or more · indirect via ALLIANT HOLDINGS INTERMEDIATE, INC. · control person
  • AddedALLIANT HOLDINGS, L.P. · PARENT COMPANY · 75% or more · indirect via ALLIANT SERVICES, INC. · control person
  • AddedALLIANT INSURANCE SERVICES, INC. · PARENT COMPANY · 75% or more · indirect via SENIOR MARKET SALES, INC. · control person
  • AddedALLIANT SERVICES, INC. · PARENT COMPANY · 75% or more · indirect via ALLIANT HOLDINGS INTERMEDIATE, LLC · control person
  • ChangedKLEINBERG, MILTON · indirect via SENIOR MARKET SALES, INC.: title OWNER → PROXY HOLDER; ownership 75% or more → General partner, trustee or manager
Nov 7, 2018 filing
  • AddedREED, RICHARD, BERT · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedCHOCHON, MICHAEL, DOUGLAS · title VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER → VICE PRESIDENT
Aug 10, 2018 filing (earliest on record)
  • ListedCHOCHON, MICHAEL, DOUGLAS · VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedKLEINBERG, MILTON · OWNER · 75% or more · indirect via SENIOR MARKET SALES, INC. · control person
  • ListedSENIOR MARKET SALES, INC. · OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Sequent Planning LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR AGG 464287226 $31.0M 6.62% 313,224 SH
2 FRANKLIN TEMPLETON ETF TR USPX 35473P405 $26.8M 5.72% 409,988 SH
3 FRANKLIN TEMPLETON ETF TR FLCB 35473P553 $21.6M 4.62% 1,009,658 SH
4 FRANKLIN TEMPLETON ETF TR FLQL 35473P801 $17.2M 3.68% 219,827 SH
5 SELECT SECTOR SPDR TR XLK 81369Y803 $15.0M 3.21% 78,796 SH
6 FIRST TR EXCHNG TRADED FD VI BUFQ 33740U752 $12.9M 2.75% 327,898 SH
7 FIRST TR EXCHNG TRADED FD VI QMMY 33740F268 $10.8M 2.30% 407,015 SH
8 FIRST TR EXCHNG TRADED FD VI XOCT 33740F367 $8.2M 1.76% 208,561 SH
9 ISHARES INC IEMG 46434G103 $7.8M 1.66% 93,631 SH
10 LEGG MASON ETF INVT LVHD 52468L406 $7.7M 1.66% 176,109 SH
11 ISHARES TR IEFA 46432F842 $7.6M 1.62% 78,396 SH
12 SPDR GOLD TR GLD 78463V107 $7.1M 1.52% 19,276 SH
13 FRANKLIN TEMPLETON ETF TR FLGV 35473P488 $7.0M 1.49% 343,014 SH
14 FIRST TR EXCHNG TRADED FD VI GOCT 33740U695 $6.8M 1.44% 162,649 SH
15 AMAZON COM INC AMZN 023135106 $5.9M 1.26% 24,838 SH
16 PUTNAM ETF TRUST PGRO 746729409 $5.7M 1.21% 119,206 SH
17 ALPHABET INC GOOGL 02079K305 $5.4M 1.15% 14,996 SH
18 FIRST TR EXCHNG TRADED FD VI QDEC 33740F649 $5.3M 1.13% 148,608 SH
19 FIRST TR EXCHNG TRADED FD VI XDEC 33740U786 $5.2M 1.12% 122,452 SH
20 FRANKLIN TEMPLETON ETF TR DIVI 35473P108 $5.2M 1.12% 122,443 SH
21 FIRST TR EXCHNG TRADED FD VI XJUN 33740U844 $4.9M 1.04% 109,970 SH
22 FIRST TR EXCHNG TRADED FD VI QMAR 33740F581 $4.9M 1.04% 130,620 SH
23 FIRST TR EXCHANGE-TRADED FD BGLD 33733E849 $4.7M 1.01% 291,198 SH
24 VANGUARD INDEX FDS VTI 922908769 $4.6M 0.98% 12,371 SH
25 FIRST TR EXCHNG TRADED FD VI DJUN 33740F714 $4.4M 0.95% 89,956 SH
26 VANGUARD INDEX FDS VOO 922908363 $4.4M 0.94% 6,408 SH
27 SELECT SECTOR SPDR TR XLY 81369Y407 $4.3M 0.92% 36,659 SH
28 NVIDIA CORPORATION NVDA 67066G104 $4.1M 0.87% 20,409 SH
29 ISHARES TR TIP 464287176 $3.8M 0.81% 34,829 SH
30 FIRST TR EXCHNG TRADED FD VI QCOC 33740F151 $3.6M 0.77% 150,702 SH
31 INVESCO QQQ TR QQQ 46090E103 $3.6M 0.77% 4,872 SH
32 VANGUARD TAX-MANAGED FDS VEA 921943858 $3.4M 0.74% 48,293 SH
33 ARK ETF TR ARKX 00214Q807 $3.3M 0.71% 97,359 SH
34 SCHWAB STRATEGIC TR SCHA 808524607 $3.2M 0.69% 89,561 SH
35 FIRST TR EXCHNG TRADED FD VI QJUN 33740F557 $3.2M 0.69% 95,382 SH
36 FRANKLIN TEMPLETON ETF TR FLMI 35473P868 $3.2M 0.68% 126,316 SH
37 APPLE INC AAPL 037833100 $3.1M 0.66% 10,634 SH
38 FRANKLIN TEMPLETON ETF TR FLCO 35473P603 $3.0M 0.64% 139,124 SH
39 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $2.9M 0.63% 9,689 SH
40 PEPSICO INC PEP 713448108 $2.9M 0.62% 21,598 SH
41 SPDR SERIES TRUST SPTM 78464A805 $2.9M 0.61% 31,671 SH
42 ISHARES TR IEI 464288661 $2.7M 0.59% 23,358 SH
43 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $2.7M 0.58% 47,868 SH
44 ISHARES TR SHY 464287457 $2.7M 0.58% 32,782 SH
45 FIRST TR EXCHANGE-TRADED FD TDVI 33738D812 $2.7M 0.57% 84,555 SH
46 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $2.6M 0.56% 42,729 SH
47 TESLA INC TSLA 88160R101 $2.6M 0.56% 6,235 SH
48 ISHARES TR MUB 464288414 $2.6M 0.56% 24,290 SH
49 SELECT SECTOR SPDR TR XLV 81369Y209 $2.4M 0.52% 15,233 SH
50 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $2.4M 0.51% 29,395 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $468.0M 269 0002085853-26-001012
2026-03-31 2026-04-21 $413.6M 242 0002085853-26-000438
2025-12-31 2026-02-05 $392.9M 226 0002085853-26-000205
Filer Information
Address
8807 INDIAN HILLS DRIVE
OMAHA, NE 68114
Phone
(402) 953-3544
Filing Manager
Sequent Planning LLC
OMAHA, NE
Signatory
Andrea Butler
Chief Compliance Officer