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Northwest Financial Advisors — 13F Holdings & Portfolio

CIK 2010635 · latest 13F-HR filed 2026-07-27

Backtest portfolio

Northwest Financial Advisors manages $751.9M in 13F-reported U.S. long-equity assets across 89 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JGRO (13.00%), FDV (10.12%), JBND (9.38%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 27 new positions and exited 4; 35 existing positions rose in reported value and 15 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$751.9M

Long-equity book

Holdings
89

Distinct positions

Period
2026-06-30

Filed 2026-07-27

Q/Q Activity
+27 / −4 / ↑35 / ↓15

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
JGRO13.0% · +17204%FDV10.1% · newJBND9.4% · +11532%IDEQ7.8% · newLRGC7.3% · newJAVA6.0% · newFLHY6.0% · newAVUV5.5% · newLSGR4.7% · newCGCP4.3% · newGSC3.6% · newGTO3.3% · +587%DIVO2.9% · +996%TMSL2.9% · newPID2.8% · newPULS2.5% · newSPHQ1.0% · +88%CGDV1.0% · +200%QQQ0.5% · -7%CGMU0.4% · +32%CGGO0.4% · -1%BN0.3% · -2%NOBL0.2% · +98%IDVO0.2% · -4%TUSI0.2% · newIVV0.2% · -0%BOND0.2% · +95%CGBL0.1% · +11%CGGR0.1% · -26%QQQM0.1% · +1%REGL0.1% · +0%JMBS0.1% · -70%I:TBTIV0.1% · newUSMV0.1% · -25%TCAF0.1% · 0%RDVY0.1% · +0%NPV0.1% · +6%VPU0.1% · -3%CIBR0.1% · 0%VXUS0.1% · 0%JHMD0.1% · -60%JNJ0.1% · +12%VGT0.1% · +772%IVE0.1% · 0%IVW0.1% · 0%AVLV0.1% · -18%CGHM0.1% · newGLD0.1% · -22%CGSM0.1% · newAAPL0.1% · -1%MISL0.1% · 0%MSFT0.1% · +2%VIG0.1% · -10%VTI0.1% · -2%VDC0.1% · +2%GD0.1% · +1%LMT0.1% · +0%SBI0.0% · 0%GE0.0% · +1%CGUS0.0% · +14%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 74%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 5, 2026.

Assets Under Management
$8.52B
Discretionary
$92.4M
Employees
11
Accounts
301
Address
1 CENTERPOINTE DRIVE
SUITE 115
LAKE OSWEGO, OR 97035
Phone
(503) 597-1616
Website
Name Title / Status Ownership Type
APPLEGARTH, MARK, DANIEL ControlDIRECTOR
since May 2024
Less than 5%Individual
CARSON GROUP HOLDINGS, LLC. ControlDIRECT OWNER
since Jun 2023
75% or moreDomestic Entity
HUNT, LANTZ, GUY ControlSVP, CHIEF INTEGRATIONS OFFICER
since Mar 2025
Less than 5%Individual
PINE, JULIE, CATHERINE ControlDIRECTOR
since Mar 2025
Less than 5%Individual
Streff, Kristin ControlCHIEF COMPLIANCE OFFICER
since Apr 2026
Less than 5%Individual
WHITE, GEORGE, BURTON ControlPRESIDENT/DIRECTOR
since Nov 2023
Less than 5%Individual
PULVERENTI, JOHN, PATRICKSECRETARY
since Jun 2023
Less than 5%Individual
BCC BLUE PRINT HOLDINGS I, LLC Control
Indirect owner via BCC BLUE PRINT HOLDINGS II, LLC
DIRECT OWNER
since Jul 2021
75% or moreDomestic Entity
BCC BLUE PRINT HOLDINGS II, LLC Control
Indirect owner via CARSON GROUP HOLDINGS, LLC.
DIRECT OWNER
since Jul 2021
25–50%Domestic Entity
BCC BLUE PRINT INVESTMENTS, LP Control
Indirect owner via BCC BLUE PRINT HOLDINGS I, LLC
DIRECT OWNER
since Jul 2021
75% or moreDomestic Entity
CARSON GROUP, INC. Control
Indirect owner via CARSON GROUP HOLDINGS, LLC.
DIRECT OWNER
since Jul 2019
25–50%Domestic Entity
CARSON, OMANI, ROSE Control
Indirect owner via CARSON GROUP, INC.
OWNER
since Dec 1994
75% or moreIndividual
Ownership & leadership changes · 14 filings with changes since Mar 21, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 5, 2026 filing
  • No longer listedCLEMENTS, JAMES, EDMOND · SVP, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2023
  • AddedStreff, Kristin · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 31, 2025 filing
  • AddedHUNT, LANTZ, GUY · SVP, CHIEF INTEGRATIONS OFFICER · Less than 5% · control person
  • ChangedCLEMENTS, JAMES, EDMOND · title CHIEF COMPLIANCE OFFICER → SVP, CHIEF COMPLIANCE OFFICER
Mar 27, 2025 filing
  • No longer listedCARROLL, JAMIE, MARIE · DIRECTOR · Less than 5% · control person · listed since Jun 2023
  • No longer listedPETTY, BRENT, JAMESON · DIRECTOR · Less than 5% · control person · listed since Jun 2023
  • AddedPINE, JULIE, CATHERINE · DIRECTOR · Less than 5% · control person
  • ChangedWHITE, GEORGE, BURTON · title PRESIDENT → PRESIDENT/DIRECTOR
May 2, 2024 filing
  • No longer listedEngelbart, Nicholas, James · DIRECTOR · Less than 5% · control person · listed since Jun 2023
  • AddedAPPLEGARTH, MARK, DANIEL · DIRECTOR · Less than 5% · control person
Dec 8, 2023 filing
  • No longer listedHOPKINS, JAMIE, PATRICK · PRESIDENT · Less than 5% · control person · listed since Jun 2023
  • AddedWHITE, GEORGE, BURTON · PRESIDENT · Less than 5% · control person
Jun 30, 2023 filing
  • ChangedPETTY, BRENT, JAMESON · ownership 75% or more → Less than 5%
Jun 27, 2023 filing
  • No longer listedPAYNE, FREDERICK, JOSEPH · SECRETARY, TREASURER, AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2019
  • No longer listedRHODES, SCOTT, ALAN · PRINCIPAL · Less than 5% · listed since Sep 2017
  • AddedBCC BLUE PRINT HOLDINGS I, LLC · DIRECT OWNER · 75% or more · indirect via BCC BLUE PRINT HOLDINGS II, LLC · control person
  • AddedBCC BLUE PRINT HOLDINGS II, LLC · DIRECT OWNER · 25–50% · indirect via CARSON GROUP HOLDINGS, LLC. · control person
  • AddedBCC BLUE PRINT INVESTMENTS, LP · DIRECT OWNER · 75% or more · indirect via BCC BLUE PRINT HOLDINGS I, LLC · control person
  • AddedCARROLL, JAMIE, MARIE · DIRECTOR · Less than 5% · control person
  • AddedCARSON GROUP HOLDINGS, LLC. · DIRECT OWNER · 75% or more · control person
  • AddedCARSON GROUP, INC. · DIRECT OWNER · 25–50% · indirect via CARSON GROUP HOLDINGS, LLC. · control person
  • AddedCARSON, OMANI, ROSE · OWNER · 75% or more · indirect via CARSON GROUP, INC. · control person
  • AddedCLEMENTS, JAMES, EDMOND · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedEngelbart, Nicholas, James · DIRECTOR · Less than 5% · control person
  • AddedHOPKINS, JAMIE, PATRICK · PRESIDENT · Less than 5% · control person
  • AddedPULVERENTI, JOHN, PATRICK · SECRETARY · Less than 5%
  • ChangedPETTY, BRENT, JAMESON · title PRESIDENT → DIRECTOR
Mar 29, 2021 filing
  • ChangedPAYNE, FREDERICK, JOSEPH · now a control person
Mar 30, 2020 filing
  • ChangedPAYNE, FREDERICK, JOSEPH · title SECRETARY TRESURER CHIEF COMPLIANCE OFFICER → SECRETARY, TREASURER, AND CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%; no longer a control person
  • ChangedPETTY, BRENT, JAMESON · ownership 10–25% → 75% or more
Mar 22, 2019 filing
  • No longer listedSHAH, AALOK, KIRIT · SECRETARY/TREASURER · 10–25% · control person · listed since Dec 2014
  • ChangedPAYNE, FREDERICK, JOSEPH · title DIRECTOR AND CHIEF COMPLIANCE OFFICER → SECRETARY TRESURER CHIEF COMPLIANCE OFFICER; ownership 50–75% → 75% or more
  • ChangedPETTY, BRENT, JAMESON · ownership 5–10% → 10–25%
Older changes (5 more filings)
Feb 9, 2018 filing
  • AddedRHODES, SCOTT, ALAN · PRINCIPAL · Less than 5%
  • ChangedPETTY, BRENT, JAMESON · ownership Less than 5% → 5–10%
  • ChangedSHAH, AALOK, KIRIT · ownership 25–50% → 10–25%
Feb 3, 2017 filing
  • No longer listedDOUGLASS, STEPHEN, LEE · SHAREHOLDER · 5–10% · listed since May 1998
  • No longer listedOlsen, Lucas, Matthew · SHAREHOLDER · Less than 5% · listed since Dec 2014
  • ChangedSHAH, AALOK, KIRIT · ownership 10–25% → 25–50%
Mar 30, 2016 filing
  • AddedOlsen, Lucas, Matthew · SHAREHOLDER · Less than 5%
  • AddedSHAH, AALOK, KIRIT · SECRETARY/TREASURER · 10–25% · control person
  • ChangedDOUGLASS, STEPHEN, LEE · ownership 10–25% → 5–10%
  • ChangedPAYNE, FREDERICK, JOSEPH · title SECRETARY AND CHIEF COMPLIANCE OFFICER → DIRECTOR AND CHIEF COMPLIANCE OFFICER; ownership 75% or more → 50–75%
  • ChangedPETTY, BRENT, JAMESON · now a control person
Nov 16, 2015 filing
  • No longer listedFLICHTBEIL, AXEL, HERBERT · EXECUTIVE VICE PRESIDENT · Less than 5% · listed since Jun 2003
Mar 21, 2012 filing (earliest on record)
  • ListedDOUGLASS, STEPHEN, LEE · SHAREHOLDER · 10–25%
  • ListedFLICHTBEIL, AXEL, HERBERT · EXECUTIVE VICE PRESIDENT · Less than 5%
  • ListedPAYNE, FREDERICK, JOSEPH · SECRETARY AND CHIEF COMPLIANCE OFFICER · 75% or more · control person
  • ListedPETTY, BRENT, JAMESON · PRESIDENT · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Northwest Financial Advisors Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F JGRO 46654Q609 $97.7M 13.00% 991,333 SH
2 FEDERATED HERMES ETF TRUST FDV 31423L305 $76.1M 10.12% 2,422,914 SH
3 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $70.5M 9.38% 1,318,229 SH
4 LAZARD ACTIVE ETF TR IDEQ 52110K400 $58.8M 7.82% 1,676,055 SH
5 AB ACTIVE ETFS INC LRGC 00039J707 $54.6M 7.26% 652,810 SH
6 J P MORGAN EXCHANGE TRADED F JAVA 46641Q167 $45.1M 5.99% 567,601 SH
7 FRANKLIN TEMPLETON ETF TR FLHY 35473P629 $44.8M 5.96% 1,844,480 SH
8 AMERICAN CENTY ETF TR AVUV 025072877 $41.0M 5.46% 328,848 SH
9 NATIXIS ETF TRUST II LSGR 63875W406 $35.2M 4.68% 834,612 SH
10 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $32.5M 4.33% 1,459,111 SH
11 GOLDMAN SACHS ETF TR GSC 38149W614 $27.2M 3.61% 392,205 SH
12 INVESCO ACTIVELY MANAGED EXC GTO 46090A804 $24.9M 3.32% 531,961 SH
13 AMPLIFY ETF TR DIVO 032108409 $22.1M 2.94% 483,030 SH
14 T ROWE PRICE EXCHANGE-TRADED TMSL 87283Q826 $21.7M 2.88% 494,506 SH
15 INVESCO EXCHANGE TRADED FD T PID 46137V548 $21.3M 2.83% 960,110 SH
16 PGIM ETF TR PULS 69344A107 $18.9M 2.51% 381,089 SH
17 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $7.8M 1.04% 86,604 SH
18 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $7.4M 0.99% 150,459 SH
19 INVESCO QQQ TR QQQ 46090E103 $3.6M 0.47% 4,842 SH
20 CAPITAL GRP FIXED INCM ETF T CGMU 14020Y201 $2.8M 0.38% 103,447 SH
21 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $2.7M 0.36% 64,017 SH
22 BROOKFIELD CORP BN 11271J107 $2.0M 0.26% 46,152 SH
23 PROSHARES TR NOBL 74348A467 $1.8M 0.23% 31,396 SH
24 AMPLIFY ETF TR IDVO 032108722 $1.5M 0.20% 35,333 SH
25 TOUCHSTONE ETF TRUST TUSI 89157W301 $1.4M 0.19% 57,197 SH
26 ISHARES TR IVV 464287200 $1.4M 0.19% 1,915 SH
27 PIMCO ETF TR BOND 72201R775 $1.3M 0.17% 13,692 SH
28 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $1.1M 0.15% 29,399 SH
29 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $1.1M 0.15% 23,617 SH
30 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $798.4K 0.11% 2,635 SH
31 PROSHARES TR REGL 74347B680 $787.0K 0.10% 8,595 SH
32 JANUS DETROIT STR TR JMBS 47103U852 $761.7K 0.10% 16,930 SH
33 PROSHARES TR SMDV 74347B698 $744.7K 0.10% 9,668 SH
34 ISHARES TR USMV 46429B697 $677.3K 0.09% 7,022 SH
35 T ROWE PRICE EXCHANGE-TRADED TCAF 87283Q867 $621.4K 0.08% 15,118 SH
36 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $598.5K 0.08% 7,383 SH
37 NUVEEN VA QUALITY MUN INCOM NPV 67064R102 $593.5K 0.08% 51,300 SH
38 VANGUARD WORLD FD VPU 92204A876 $590.3K 0.08% 3,016 SH
39 FIRST TR EXCHANGE-TRADED FD CIBR 33734X846 $581.2K 0.08% 6,469 SH
40 VANGUARD STAR FDS VXUS 921909768 $580.6K 0.08% 6,792 SH
41 JOHN HANCOCK EXCHANGE TRADED JHMD 47804J859 $532.6K 0.07% 11,993 SH
42 JOHNSON & JOHNSON JNJ 478160104 $498.8K 0.07% 1,964 SH
43 VANGUARD WORLD FD VGT 92204A702 $485.6K 0.06% 4,063 SH
44 ISHARES TR IVE 464287408 $485.4K 0.06% 2,138 SH
45 ISHARES TR IVW 464287309 $479.0K 0.06% 3,483 SH
46 AMERICAN CENTY ETF TR AVLV 025072349 $472.8K 0.06% 5,184 SH
47 CAPITAL GRP FIXED INCM ETF T CGHM 14020Y805 $470.7K 0.06% 18,208 SH
48 SPDR GOLD TR GLD 78463V107 $461.1K 0.06% 1,252 SH
49 CAPITAL GRP FIXED INCM ETF T CGSM 14020Y607 $458.8K 0.06% 17,389 SH
50 APPLE INC AAPL 037833100 $447.4K 0.06% 1,546 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-27 $751.9M 89 0002085853-26-000863
2026-03-31 2026-04-24 $51.8M 66 0002085853-26-000498
2025-12-31 2026-01-26 $48.6M 66 0002085853-26-000079
Filer Information
Address
200 SPRING STREET
SUITE 102
HERNDON, VA 20170
Phone
(703) 810-1072
Filing Manager
Northwest Financial Advisors
HERNDON, VA
Signatory
Nicole Davis
CCO/SVP