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GGM Financial LLC — 13F Holdings & Portfolio

CIK 2021722 · latest 13F-HR filed 2026-07-23

Backtest portfolio

GGM Financial LLC manages $263.7M in 13F-reported U.S. long-equity assets across 265 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JGRO (22.81%), PVAL (15.50%), GPIQ (11.90%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 36 new positions and exited 7; 145 existing positions rose in reported value and 41 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$263.7M

Long-equity book

Holdings
265

Distinct positions

Period
2026-06-30

Filed 2026-07-23

Q/Q Activity
+36 / −7 / ↑145 / ↓41

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
JGRO22.8% · +2%PVAL15.5% · +574%GPIQ11.9% · +31%TMB4.0% · newIGV4.0% · -9%HMOP3.7% · +16%MMIT2.6% · +15%IEFA2.6% · +21%JAVA2.0% · -2%IWF1.3% · +382%QQQ1.3% · -7%MUNI1.2% · +23%JMHI1.2% · +9%BKDV1.1% · +38%USMV1.1% · -2%JBND1.1% · -4%GMUB0.9% · +182%NVDA0.8% · +2%GSC0.8% · +12%DGRW0.8% · +12%AAPL0.8% · +0%IWR0.7% · -88%IJH0.7% · +1%HIMU0.7% · +74%EFV0.7% · +4%JPM0.5% · +5%ABBV0.5% · -5%SPYV0.5% · -0%SPYG0.5% · -2%FVD0.5% · +0%PG0.4% · +0%GLD0.4% · 0%EFG0.4% · +6%MSFT0.4% · +0%AVGO0.3% · -2%IJR0.3% · +2%LLY0.3% · +1%IVV0.3% · +0%GOOGL0.3% · +3%USXF0.3% · newVTI0.3% · +0%VRT0.3% · 0%FDX0.3% · +0%IWD0.2% · -17%EFAX0.2% · newAMZN0.2% · +1%RAFE0.2% · newHFXI0.2% · -0%WMT0.2% · +91%MCD0.2% · +0%JMUB0.2% · -9%CAT0.2% · 0%ABT0.2% · -22%LMT0.2% · -9%AZO0.2% · +72%PYLD0.2% · +226%BBUS0.2% · -1%SCHD0.2% · +0%TSLA0.2% · 0%FTEC0.1% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 70.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 20, 2026.

Assets Under Management
$513.0M
Discretionary
$513.0M
Employees
11
Accounts
908
Address
2492 W DUBLIN GRANVILLE RD.
COLUMBUS, OH 43235
Phone
(614) 310-2400
Website
Name Title / Status Ownership Type
BAUMAN, KAREN, MARIE ControlPARTNER, FINANCIAL ADVISOR
since Jan 2024
10–25%Individual
COLLINS, MATTHEW, TIMOTHY ControlPARTNER, FINANCIAL ADVISOR
since Aug 2023
10–25%Individual
GREEN, AARON, BRADY ControlMANAGING PARTNER
since Aug 2023
75% or moreIndividual
Keister, Kent, Dillon ControlCHIEF COMPLIANCE OFFICER
since Sep 2025
Less than 5%Individual
Ownership & leadership changes · 3 filings with changes since Aug 1, 2023

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 20, 2026 filing
  • No longer listedMcCabe, John · PARTNER, FINANCIAL ADVISOR · 10–25% · control person · listed since Aug 2023
  • ChangedBAUMAN, KAREN, MARIE · ownership 5–10% → 10–25%
Sep 22, 2025 filing
  • AddedKeister, Kent, Dillon · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedGREEN, AARON, BRADY · title MANAGING PARTNER, CHIEF COMPLIANCE OFFICER → MANAGING PARTNER
Feb 2, 2024 filing
  • AddedBAUMAN, KAREN, MARIE · PARTNER, FINANCIAL ADVISOR · 5–10% · control person
Aug 1, 2023 filing (earliest on record)
  • ListedCOLLINS, MATTHEW, TIMOTHY · PARTNER, FINANCIAL ADVISOR · 10–25% · control person
  • ListedGREEN, AARON, BRADY · MANAGING PARTNER, CHIEF COMPLIANCE OFFICER · 75% or more · control person
  • ListedMcCabe, John · PARTNER, FINANCIAL ADVISOR · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

GGM Financial LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JPmorgan Active Growth ETF JGRO 46654Q609 $60.2M 22.81% 610,144 SH
2 Putnam Focused Large-Cap Value ETF PVAL 746729300 $40.9M 15.50% 802,017 SH
3 Goldman Sachs NASDAQ - 100 Premium Income ETF GPIQ 38149W630 $31.4M 11.90% 529,280 SH
4 Thornburg Multi Sector Bond ETF TMB 88521L207 $10.6M 4.03% 419,150 SH
5 iShares Expanded Tech-Software Sector ETF IGV 464287515 $10.6M 4.02% 116,968 SH
6 Hartford Municipal Opportunities ETF HMOP 41653L503 $9.7M 3.69% 248,505 SH
7 NYLI Mackay Muni Intermediate ETF MMIT 45409F827 $7.0M 2.64% 286,032 SH
8 iShares Core MSCI EAFE ETF IEFA 46432F842 $6.8M 2.57% 70,278 SH
9 JPMorgan Active Value ETF JAVA 46641Q167 $5.2M 1.97% 65,487 SH
10 iShares Russell 1000 Growth ETF IWF 464287614 $3.5M 1.32% 28,026 SH
11 Invesco QQQ Trust QQQ 46090E103 $3.4M 1.30% 4,667 SH
12 PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund MUNI 72201R866 $3.1M 1.17% 58,579 SH
13 JPMorgan High Yield Municipal ETF JMHI 46654Q799 $3.1M 1.17% 60,854 SH
14 Bank of New York Mellon Dynamic Value ETF BKDV 05613H100 $3.0M 1.15% 90,191 SH
15 iShares MSCI USA Min Vol Factor ETF USMV 46429B697 $2.9M 1.09% 29,705 SH
16 JPMorgan Active Bond ETF JBND 46654Q716 $2.8M 1.07% 52,646 SH
17 Goldman Sachs Municipal Income ETF GMUB 38149W549 $2.3M 0.87% 44,732 SH
18 Nvidia Corp NVDA 67066G104 $2.2M 0.83% 10,994 SH
19 Goldman Sachs Small-Cap Equity ETF GSC 38149W614 $2.2M 0.82% 31,259 SH
20 WisdomTree U.S. Quality Dividend Growth Fund DGRW 97717X669 $2.0M 0.77% 21,239 SH
21 Apple Inc AAPL 037833100 $2.0M 0.76% 6,947 SH
22 iShares Russell Mid-Cap ETF IWR 464287499 $1.9M 0.73% 17,549 SH
23 iShares Core S&P Mid-Cap ETF IJH 464287507 $1.8M 0.69% 23,640 SH
24 iShares High-Yield Muni Active ETF HIMU 092528843 $1.8M 0.67% 35,362 SH
25 iShares MSCI EAFE Value ETF EFV 464288877 $1.7M 0.66% 22,767 SH
26 JPMorgan Chase & Co JPM 46625H100 $1.4M 0.53% 4,299 SH
27 Abbvie Inc ABBV 00287Y109 $1.4M 0.53% 5,528 SH
28 State Street SPDR Portfolio S&P 500 Value ETF SPYV 78464A508 $1.3M 0.49% 21,110 SH
29 State Street SPDR Portfolio S&P 500 Growth ETF SPYG 78464A409 $1.2M 0.47% 10,385 SH
30 First Trust Value Line Dividend Index Fund FVD 33734H106 $1.2M 0.45% 24,702 SH
31 Procter & Gamble Co PG 742718109 $1.2M 0.44% 7,910 SH
32 SPDR Gold Shares GLD 78463V107 $1.1M 0.41% 2,970 SH
33 iShares MSCI EAFE Growth ETF EFG 464288885 $976.2K 0.37% 7,846 SH
34 Microsoft Corp MSFT 594918104 $927.4K 0.35% 2,486 SH
35 Broadcom Inc AVGO 11135F101 $826.4K 0.31% 2,188 SH
36 iShares Core S&P Small-Cap ETF IJR 464287804 $823.5K 0.31% 5,553 SH
37 Eli Lilly & Co LLY 532457108 $786.2K 0.30% 656 SH
38 iShares Core S&P 500 ETF IVV 464287200 $779.9K 0.30% 1,041 SH
39 Alphabet Inc GOOGL 02079K305 $772.7K 0.29% 2,162 SH
40 iShares ESG Advanced MSCI USA ETF USXF 46436E767 $738.1K 0.28% 10,628 SH
41 Vanguard Total Stock Market Index Fund ETF Shares VTI 922908769 $707.2K 0.27% 1,911 SH
42 Vertiv Holdings Co VRT 92537N108 $700.7K 0.27% 2,093 SH
43 Fedex Corp FDX 31428X106 $683.3K 0.26% 2,182 SH
44 iShares Russell 1000 Value ETF IWD 464287598 $609.0K 0.23% 2,512 SH
45 State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF EFAX 78470E106 $608.1K 0.23% 11,236 SH
46 Amazon.com Inc AMZN 023135106 $569.6K 0.22% 2,390 SH
47 PIMCO RAFI ESG U.S. ETF RAFE 72201T342 $502.1K 0.19% 10,491 SH
48 NYLI FTSE International Equity Currency Neutral ETF HFXI 45409B560 $488.5K 0.19% 12,826 SH
49 Wal-Mart Inc WMT 931142103 $483.7K 0.18% 4,270 SH
50 McDonald's Corp MCD 580135101 $482.5K 0.18% 1,785 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-23 $263.7M 265 0002021722-26-000006
2026-03-31 2026-05-12 $217.3M 236 0002021722-26-000004
2025-12-31 2026-02-04 $205.8M 225 0002021722-26-000002
2025-09-30 2025-11-10 $198.3M 229 0002021722-25-000003
Filer Information
Address
2492 W. DUBLIN GRANVILLE RD
COLUMBUS, OH 43235
Phone
(614) 310-2400
Filing Manager
GGM Financial LLC
COLUMBUS, OH
Signatory
Kent Keister
Chief Compliance Officer