Breakwater Investment Management — 13F Holdings & Portfolio

CIK 2025925 · latest 13F-HR filed 2026-08-06

Breakwater Investment Management manages $293.7M in 13F-reported U.S. long-equity assets across 600 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (14.21%), SCHB (8.44%), VXUS (6.53%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 157 new positions and exited 63; 242 existing positions rose in reported value and 94 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$293.7M

Long-equity book

Holdings

600

Distinct positions

Period

2026-06-30

Filed 2026-08-06

Q/Q Activity

+157 / −63 / ↑242 / ↓94

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

VTI14.2% · -4%SCHB8.4% · -0%VXUS6.5% · -2%SPTM3.5% · +24%MSFT3.1% · -2%BND2.9% · -17%SCCR2.7% · +29%VEU2.7% · -1%BNDX2.6% · -17%SCHF2.3% · +17%VT2.2% · -2%SPY2.2% · -0%VCRB2.2% · -3%VYM2.0% · -4%VWO2.0% · -6%MGK1.8% · +384%VIG1.7% · -10%AMZN1.6% · -3%IAGG1.5% · -18%SCHD1.5% · -5%MGV1.4% · -18%VYMI1.2% · -1%SPDW1.1% · +8%SPAB1.1% · +28%SCHZ1.1% · -2%EMHC1.1% · +70%VGSH1.0% · -20%SCHE0.8% · -1%GII0.7% · -5%ALLW0.7% · +932%SCHO0.7% · -27%SCMB0.7% · +3%VWOB0.7% · -4%SCHP0.6% · -8%EBND0.6% · +79%VNQ0.6% · -6%VUG0.6% · +500%VGK0.5% · -2%GOOGL0.5% · +1%VTEB0.5% · +6%EUHY0.5% · -4%VTIP0.5% · -1%SCHX0.5% · -11%SCHH0.5% · -5%VIGI0.5% · 0%BBEU0.5% · -1%VEA0.5% · -3%VTV0.5% · -1%SPTS0.5% · +54%MGC0.5% · -0%STIP0.4% · 0%VGIT0.4% · -5%SPEM0.4% · +133%VV0.4% · -2%GLD0.4% · -4%VNQI0.3% · -15%RLY0.3% · +420%PRIV0.3% · +306%VOTE0.3% · -10%HYBL0.3% · +268%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 49.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 24, 2026.

Assets Under Management

$1.02B

Discretionary

$1.02B

Employees

Accounts

1,336

Address

140 E. RIDGEWOOD AVENUE
SUITE 415
PARAMUS, NJ 07652

Phone

(551) 342-3733

Website

breakwatercapitalgroup.com
www.facebook.com/profile.php?id=100092276957076
www.youtube.com/@BreakwaterCapitalGroup

Name	Title / Status	Ownership	Type
BREWMONT CAPITAL INC Control	SHAREHOLDER since Jun 2023	75% or more	Domestic Entity
HANSON, JEFFREY, CRAIG Control	PRESIDENT AND CHIEF INVESTMENT OFFICER since Apr 2022	Less than 5%	Individual
MULLEN, THOMAS, JEREMIAH Control	CHIEF COMPLIANCE OFFICER since Jul 2023	Less than 5%	Individual
HANSON, JEFFREY, CRAIG Control Indirect owner via BREWMONT CAPITAL INC	OWNER since Jun 2023	75% or more	Individual

Ownership & leadership changes · 2 filings with changes since Apr 19, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 19, 2026 filing

ChangedHANSON, JEFFREY, CRAIG · title PRESIDENT → PRESIDENT AND CHIEF INVESTMENT OFFICER

Jul 19, 2023 filing

AddedBREWMONT CAPITAL INC · SHAREHOLDER · 75% or more · control person
AddedHANSON, JEFFREY, CRAIG · OWNER · 75% or more · indirect via BREWMONT CAPITAL INC · control person
AddedMULLEN, THOMAS, JEREMIAH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ChangedHANSON, JEFFREY, CRAIG · title PRESIDENT AND CHIEF COMPLIANCE OFFICER → PRESIDENT; ownership 75% or more → Less than 5%

Apr 19, 2022 filing (earliest on record)

ListedHANSON, JEFFREY, CRAIG · PRESIDENT AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

VANGUARD INDEX FDS$4.1M +10.8%
SCHWAB STRATEGIC TR$3.3M +15.1%
SPDR SERIES TRUST$3.1M +41.9%
SSGA ACTIVE TR$1.9M +947.4%
SCHWAB STRATEGIC TR$1.8M +28.7%

Show all 242 →

Top Trims

VANGUARD BD INDEX FDS-$1.8M -17.0%
VANGUARD CHARLOTTE FDS-$1.5M -16.2%
ISHARES TR-$891.6K -16.6%
VANGUARD SCOTTSDALE FDS-$796.3K -20.7%
SCHWAB STRATEGIC TR-$780.8K -27.8%

Show all 94 →

New Positions

Show all 157 →

Exited Positions

Show all 63 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Breakwater Investment Management Holdings (2026-06-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	VANGUARD INDEX FDS	VTI	922908769	$41.7M	14.21%	112,814	SH
2	SCHWAB STRATEGIC TR	SCHB	808524102	$24.8M	8.44%	856,304	SH
3	VANGUARD STAR FDS	VXUS	921909768	$19.2M	6.53%	224,508	SH
4	SPDR SERIES TRUST	SPTM	78464A805	$10.4M	3.54%	114,601	SH
5	MICROSOFT CORP	MSFT	594918104	$9.1M	3.11%	24,486	SH
6	VANGUARD BD INDEX FDS	BND	921937835	$8.6M	2.92%	116,759	SH
7	SCHWAB STRATEGIC TR	SCCR	808524599	$8.0M	2.72%	311,868	SH
8	VANGUARD INTL EQUITY INDEX F	VEU	922042775	$7.8M	2.67%	93,654	SH
9	VANGUARD CHARLOTTE FDS	BNDX	92203J407	$7.7M	2.63%	159,751	SH
10	SCHWAB STRATEGIC TR	SCHF	808524805	$6.9M	2.34%	247,633	SH
11	VANGUARD INTL EQUITY INDEX F	VT	922042742	$6.6M	2.24%	41,885	SH
12	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$6.4M	2.19%	8,632	SH
13	VANGUARD MALVERN FDS	VCRB	922020748	$6.4M	2.17%	82,465	SH
14	VANGUARD WHITEHALL FDS	VYM	921946406	$5.8M	1.99%	37,017	SH
15	VANGUARD INTL EQUITY INDEX F	VWO	922042858	$5.8M	1.98%	97,327	SH
16	VANGUARD WORLD FD	MGK	921910816	$5.2M	1.75%	58,624	SH
17	VANGUARD SPECIALIZED FUNDS	VIG	921908844	$5.0M	1.71%	21,278	SH
18	AMAZON COM INC	AMZN	023135106	$4.8M	1.62%	20,004	SH
19	ISHARES TR	IAGG	46435G672	$4.5M	1.52%	88,227	SH
20	SCHWAB STRATEGIC TR	SCHD	808524797	$4.3M	1.48%	137,098	SH
21	VANGUARD WORLD FD	MGV	921910840	$4.0M	1.37%	24,599	SH
22	VANGUARD WHITEHALL FDS	VYMI	921946794	$3.4M	1.17%	35,041	SH
23	SPDR INDEX SHS FDS	SPDW	78463X889	$3.2M	1.11%	64,453	SH
24	SPDR SERIES TRUST	SPAB	78464A649	$3.1M	1.07%	123,141	SH
25	SCHWAB STRATEGIC TR	SCHZ	808524839	$3.1M	1.06%	134,779	SH
26	SPDR SERIES TRUST	EMHC	78468R515	$3.1M	1.05%	121,718	SH
27	VANGUARD SCOTTSDALE FDS	VGSH	92206C102	$3.1M	1.04%	52,468	SH
28	SCHWAB STRATEGIC TR	SCHE	808524706	$2.3M	0.78%	63,014	SH
29	SPDR INDEX SHS FDS	GII	78463X855	$2.2M	0.75%	28,941	SH
30	SSGA ACTIVE TR	ALLW	78470P630	$2.1M	0.72%	72,459	SH
31	SCHWAB STRATEGIC TR	SCHO	808524862	$2.0M	0.69%	83,963	SH
32	SCHWAB STRATEGIC TR	SCMB	808524649	$1.9M	0.66%	75,456	SH
33	VANGUARD WHITEHALL FDS	VWOB	921946885	$1.9M	0.66%	28,663	SH
34	SCHWAB STRATEGIC TR	SCHP	808524870	$1.8M	0.60%	66,492	SH
35	SPDR SERIES TRUST	EBND	78464A391	$1.8M	0.60%	84,220	SH
36	VANGUARD INDEX FDS	VNQ	922908553	$1.6M	0.56%	17,017	SH
37	VANGUARD INDEX FDS	VUG	922908736	$1.6M	0.55%	18,881	SH
38	VANGUARD INTL EQUITY INDEX F	VGK	922042874	$1.6M	0.55%	18,140	SH
39	ALPHABET INC	GOOGL	02079K305	$1.5M	0.51%	4,226	SH
40	VANGUARD MUN BD FDS	VTEB	922907746	$1.5M	0.50%	29,214	SH
41	ISHARES INC	EUHY	464286210	$1.4M	0.49%	26,647	SH
42	VANGUARD MALVERN FDS	VTIP	922020805	$1.4M	0.49%	28,433	SH
43	SCHWAB STRATEGIC TR	SCHX	808524201	$1.4M	0.48%	47,561	SH
44	SCHWAB STRATEGIC TR	SCHH	808524847	$1.4M	0.47%	58,738	SH
45	VANGUARD WHITEHALL FDS	VIGI	921946810	$1.4M	0.47%	14,788	SH
46	J P MORGAN EXCHANGE TRADED F	BBEU	46641Q191	$1.4M	0.47%	17,600	SH
47	VANGUARD TAX-MANAGED FDS	VEA	921943858	$1.4M	0.47%	19,209	SH
48	VANGUARD INDEX FDS	VTV	922908744	$1.4M	0.46%	6,198	SH
49	SPDR SERIES TRUST	SPTS	78468R101	$1.3M	0.46%	46,325	SH
50	VANGUARD WORLD FD	MGC	921910873	$1.3M	0.45%	4,880	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-08-06	$293.7M	600	0002025925-26-000006
2026-03-31	2026-05-15	$268.9M	506	0002025925-26-000004
2025-12-31	2026-02-02	$276.4M	497	0002025925-26-000002
2025-09-30	2025-10-03	$271.2M	530	0002025925-25-000007

Filer Information

Address

2033 6TH AVE
SUITE 101
SEATTLE, WA 98121

Phone

(206) 621-8832

Filing Manager

Breakwater Investment Management

SEATTLE, WA

Signatory

Beth Steinhaus

Business Owner/CCO