GEN Financial Management, INC. — 13F Holdings & Portfolio
CIK 2032497 · latest 13F-HR filed 2026-04-16
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$161.5M
Long-equity book
Holdings
51
Distinct positions
Period
2026-03-31
Filed 2026-04-16
Q/Q Activity
+4 / −0 / ↑11 / ↓10
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD INSTL INDEX FD$505.8K +82.1%
- DIMENSIONAL ETF TRUST$505.8K +5.0%
- SPDR SERIES TRUST$409.3K +21.3%
- VANGUARD MALVERN FDS$401.2K +5.0%
- BROADCOM INC$119.5K +53.1%
Top Trims
- VANGUARD SCOTTSDALE FDS-$908.0K -6.7%
- VANGUARD ADMIRAL FDS INC-$252.4K -12.4%
- VANGUARD MUN BD FDS-$227.0K -11.1%
- MICROSOFT CORP-$121.5K -16.6%
- PENTAIR PLC-$97.7K -29.1%
New Positions
- VANGUARD WELLINGTON FD$1.4M
- DIMENSIONAL ETF TRUST$519.5K
- ALPHABET INC$260.0K
- AMAZON COM INC$237.4K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $24.5M | 15.14% | 113,693 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $23.9M | 14.78% | 931,113 | SH |
| 3 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $17.9M | 11.11% | 202,792 | SH |
| 4 | FIDELITY COVINGTON TRUST | FSMD | 316092527 | $13.6M | 8.40% | 303,411 | SH |
| 5 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $12.7M | 7.88% | 217,502 | SH |
| 6 | PACER FDS TR | COWZ | 69374H881 | $12.6M | 7.79% | 201,184 | SH |
| 7 | DIMENSIONAL ETF TRUST | DFIS | 25434V773 | $10.6M | 6.57% | 315,001 | SH |
| 8 | VANGUARD MALVERN FDS | VCRB | 922020748 | $8.4M | 5.20% | 108,509 | SH |
| 9 | SPDR SERIES TRUST | SLYG | 78464A201 | $2.8M | 1.71% | 28,595 | SH |
| 10 | SPDR SERIES TRUST | MDYG | 78464A821 | $2.3M | 1.44% | 24,312 | SH |
| 11 | VANGUARD BD INDEX FDS | BND | 921937835 | $2.3M | 1.44% | 31,634 | SH |
| 12 | DIMENSIONAL ETF TRUST | DFLV | 25434V666 | $2.1M | 1.28% | 57,763 | SH |
| 13 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $1.9M | 1.16% | 52,832 | SH |
| 14 | VANGUARD MUN BD FDS | VTEB | 922907746 | $1.8M | 1.13% | 36,619 | SH |
| 15 | VANGUARD ADMIRAL FDS INC | VOOG | 921932505 | $1.8M | 1.10% | 4,371 | SH |
| 16 | VANGUARD WELLINGTON FD | VTES | 921935870 | $1.4M | 0.87% | 13,821 | SH |
| 17 | ISHARES TR | IVV | 464287200 | $1.2M | 0.76% | 1,868 | SH |
| 18 | VANGUARD INSTL INDEX FD | VBIL | 922040845 | $1.1M | 0.69% | 14,830 | SH |
| 19 | DIMENSIONAL ETF TRUST | DUHP | 25434V831 | $1.1M | 0.69% | 30,356 | SH |
| 20 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.1M | 0.69% | 2,317 | SH |
| 21 | DIMENSIONAL ETF TRUST | DFSV | 25434V815 | $1.1M | 0.68% | 31,366 | SH |
| 22 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $1.0M | 0.64% | 7,529 | SH |
| 23 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $1.0M | 0.63% | 23,968 | SH |
| 24 | SPDR SERIES TRUST | SDY | 78464A763 | $899.4K | 0.56% | 6,163 | SH |
| 25 | VANGUARD INDEX FDS | VBK | 922908595 | $880.2K | 0.54% | 2,912 | SH |
| 26 | VANGUARD INDEX FDS | VV | 922908637 | $867.9K | 0.54% | 2,904 | SH |
| 27 | ISHARES TR | AOA | 464289859 | $838.4K | 0.52% | 9,475 | SH |
| 28 | ISHARES TR | IVW | 464287309 | $781.8K | 0.48% | 6,912 | SH |
| 29 | AMERICAN CENTY ETF TR | AVMC | 025072125 | $744.4K | 0.46% | 10,305 | SH |
| 30 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $677.1K | 0.42% | 12,527 | SH |
| 31 | MICROSOFT CORP | MSFT | 594918104 | $609.3K | 0.38% | 1,646 | SH |
| 32 | ISHARES TR | ITOT | 464287150 | $589.2K | 0.36% | 4,137 | SH |
| 33 | DIMENSIONAL ETF TRUST | DFAR | 25434V823 | $519.5K | 0.32% | 21,966 | SH |
| 34 | ISHARES TR | IVE | 464287408 | $484.4K | 0.30% | 2,294 | SH |
| 35 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $462.6K | 0.29% | 4,188 | SH |
| 36 | APPLE INC | AAPL | 037833100 | $445.7K | 0.28% | 1,756 | SH |
| 37 | VANGUARD INDEX FDS | VOT | 922908538 | $422.1K | 0.26% | 1,640 | SH |
| 38 | VANGUARD INDEX FDS | VUG | 922908736 | $382.2K | 0.24% | 875 | SH |
| 39 | ISHARES TR | IGSB | 464288646 | $354.8K | 0.22% | 6,751 | SH |
| 40 | HONEYWELL INTL INC | HON | 438516106 | $352.4K | 0.22% | 1,559 | SH |
| 41 | BROADCOM INC | AVGO | 11135F101 | $344.5K | 0.21% | 1,113 | SH |
| 42 | ISHARES TR | IGF | 464288372 | $330.1K | 0.20% | 4,927 | SH |
| 43 | VANGUARD INDEX FDS | VNQ | 922908553 | $329.0K | 0.20% | 3,709 | SH |
| 44 | DIMENSIONAL ETF TRUST | DISV | 25434V781 | $324.6K | 0.20% | 8,229 | SH |
| 45 | ISHARES TR | AOR | 464289867 | $295.2K | 0.18% | 4,587 | SH |
| 46 | ALPHABET INC | GOOGL | 02079K305 | $260.0K | 0.16% | 904 | SH |
| 47 | ISHARES TR | ACWI | 464288257 | $247.4K | 0.15% | 1,788 | SH |
| 48 | PENTAIR PLC | PNR | G7S00T104 | $238.2K | 0.15% | 2,734 | SH |
| 49 | AMAZON COM INC | AMZN | 023135106 | $237.4K | 0.15% | 1,140 | SH |
| 50 | CHEVRON CORPORATION | CVX | 166764100 | $236.3K | 0.15% | 1,142 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-16 | $161.5M | 51 | 0002032497-26-000003 |
| 2025-12-31 | 2026-01-15 | $158.8M | 47 | 0002032497-26-000001 |