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HOWARD BAILEY SECURITIES, LLC — 13F Holdings & Portfolio

CIK 2043986 · latest 13F-HR filed 2026-08-10

Backtest portfolio

HOWARD BAILEY SECURITIES, LLC manages $266.6M in 13F-reported U.S. long-equity assets across 121 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IWY (12.52%), SCEC (12.16%), IWX (7.95%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 23 new positions, exited 24, added to 44, and trimmed 29.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
5916 COVINGTON ROAD
FORT WAYNE, IN 46804
Phone
(260) 482-9559
Filing Manager
HOWARD BAILEY SECURITIES, LLC
FORT WAYNE, IN
Signatory
Rodrigo Diaz
Compliance Analyst
Loading holdings…
AUM

$266.6M

Long-equity book

Holdings

121

Distinct positions

Period

2026-06-30

Filed 2026-08-10

Q/Q Activity

+23 / −24 / ↑44 / ↓29

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$5.6M +19.9%
  • ELEVATION SERIES TRUST$3.7M +212.6%
  • ISHARES TR$3.5M +19.9%
  • CAPITOL SER TR$2.9M +9.9%
  • PIMCO ETF TR$2.2M +173.6%
Show all 44 →

Top Trims

  • AMAZON COM INC-$810.6K -42.2%
  • ISHARES TR-$779.2K -77.8%
  • SIMPLIFY EXCHANGE TRADED FUN-$598.1K -14.2%
  • SCHWAB STRATEGIC TR-$471.6K -47.7%
  • SPDR SERIES TRUST-$433.3K -5.3%
Show all 29 →

New Positions

  • AIM ETF PRODUCTS TRUST$6.7M
  • AIM ETF PRODUCTS TRUST$6.0M
  • AIM ETF PRODUCTS TRUST$5.9M
  • INNOVATOR ETFS TRUST$3.5M
  • AIM ETF PRODUCTS TRUST$2.9M
Show all 23 →

Exited Positions

  • AIM ETF PRODUCTS TRUST$5.7M
  • AIM ETF PRODUCTS TRUST$4.6M
  • AIM ETF PRODUCTS TRUST$3.6M
  • AIM ETF PRODUCTS TRUST$3.0M
  • AIM ETF PRODUCTS TRUST$2.3M
Show all 24 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IWY 464289438 $33.4M 12.52% 114,885 SH
2 CAPITOL SER TR SCEC 14064D444 $32.4M 12.16% 1,295,101 SH
3 ISHARES TR IWX 464289420 $21.2M 7.95% 201,456 SH
4 AMERICAN CENTY ETF TR AVNM 025072174 $12.7M 4.77% 154,349 SH
5 ISHARES TR EFV 464288877 $10.7M 4.02% 140,003 SH
6 ISHARES TR IWS 464287473 $10.1M 3.80% 61,554 SH
7 ISHARES TR EFG 464288885 $9.5M 3.58% 76,750 SH
8 ISHARES INC IEMG 46434G103 $8.3M 3.13% 100,749 SH
9 SPDR SERIES TRUST SPYM 78464A854 $7.7M 2.90% 87,972 SH
10 AIM ETF PRODUCTS TRUST MAYW 00888H752 $6.7M 2.51% 192,678 SH
11 VANGUARD SCOTTSDALE FDS VTWO 92206C664 $6.0M 2.25% 49,308 SH
12 AIM ETF PRODUCTS TRUST JUNW 00888H737 $6.0M 2.24% 173,393 SH
13 AIM ETF PRODUCTS TRUST SIXD 00888H646 $5.9M 2.23% 192,711 SH
14 ELEVATION SERIES TRUST ONEZ 210322608 $5.4M 2.03% 196,388 SH
15 SIMPLIFY EXCHANGE TRADED FUN BUCK 82889N640 $4.1M 1.53% 174,639 SH
16 SIMPLIFY EXCHANGE TRADED FUN CTA 82889N699 $3.6M 1.36% 139,542 SH
17 INNOVATOR ETFS TRUST ZJUN 45784N643 $3.5M 1.32% 128,131 SH
18 PIMCO ETF TR BILZ 72201R577 $3.4M 1.27% 33,625 SH
19 ISHARES TR IWP 464287481 $3.4M 1.27% 23,081 SH
20 SIMPLIFY EXCHANGE TRADED FUN TUA 82889N657 $3.2M 1.20% 156,987 SH
21 SIMPLIFY EXCHANGE TRADED FUN FOXY 82889N368 $3.1M 1.17% 104,465 SH
22 SIMPLIFY EXCHANGE TRADED FUN SBAR 82889N335 $3.0M 1.13% 118,177 SH
23 AIM ETF PRODUCTS TRUST MAYT 00888H760 $2.9M 1.10% 74,876 SH
24 SIMPLIFY EXCHANGE TRADED FUN AGGH 82889N723 $2.9M 1.07% 141,976 SH
25 STERLING CAP FDS SCNM 85917K470 $2.7M 0.99% 105,358 SH
26 INNOVATOR ETFS TRUST ZMAY 45784N650 $2.6M 0.97% 99,384 SH
27 APPLE INC AAPL 037833100 $2.3M 0.85% 7,833 SH
28 MICROSOFT CORP MSFT 594918104 $2.3M 0.84% 6,034 SH
29 SIMPLIFY EXCHANGE TRADED FUN SVOL 82889N863 $2.0M 0.74% 123,270 SH
30 ELEVATION SERIES TRUST SEPZ 210322798 $1.9M 0.72% 42,384 SH
31 NVIDIA CORPORATION NVDA 67066G104 $1.7M 0.63% 8,438 SH
32 AIM ETF PRODUCTS TRUST AIOO 00888H448 $1.4M 0.53% 53,952 SH
33 ELEVATION SERIES TRUST PAYM 210322574 $1.4M 0.52% 55,228 SH
34 ISHARES TR IDEV 46435G326 $1.3M 0.49% 14,663 SH
35 WISDOMTREE TR NTSX 97717Y790 $1.2M 0.44% 19,882 SH
36 AMAZON COM INC AMZN 023135106 $1.1M 0.42% 4,664 SH
37 SCHWAB STRATEGIC TR SCHG 808524300 $1.1M 0.41% 32,138 SH
38 VISA INC V 92826C839 $1.0M 0.38% 2,979 SH
39 STEEL DYNAMICS INC STLD 858119100 $1.0M 0.38% 4,416 SH
40 SIMPLIFY EXCHANGE TRADED FUN GAEM 82889N459 $1.0M 0.38% 37,237 SH
41 ELEVATION SERIES TRUST QBER 210322509 $969.1K 0.36% 40,718 SH
42 WISDOMTREE TR DGRW 97717X669 $885.4K 0.33% 9,259 SH
43 WISDOMTREE TR AGGY 97717X511 $851.6K 0.32% 19,587 SH
44 ALPHABET INC GOOG 02079K107 $810.4K 0.30% 2,294 SH
45 BROADCOM INC AVGO 11135F101 $774.8K 0.29% 2,051 SH
46 SIMPLIFY EXCHANGE TRADED FUN SPD 82889N202 $707.7K 0.27% 17,062 SH
47 WELLS FARGO & CO WFC 949746101 $688.6K 0.26% 8,332 SH
48 CSX CORP CSX 126408103 $672.2K 0.25% 14,143 SH
49 WISDOMTREE TR XSOE 97717X578 $671.1K 0.25% 13,646 SH
50 WISDOMTREE TR DDWM 97717X263 $641.2K 0.24% 13,885 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-10 $266.6M 121 0002043986-26-000006
2026-03-31 2026-04-23 $243.2M 122 0002043986-26-000005
2025-09-30 2026-02-27 $351.3M 144 0002043986-26-000004