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HOWARD BAILEY SECURITIES, LLC — 13F Holdings & Portfolio

CIK 2043986 · latest 13F-HR filed 2026-08-10

Backtest portfolio

HOWARD BAILEY SECURITIES, LLC manages $266.6M in 13F-reported U.S. long-equity assets across 121 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IWY (12.52%), SCEC (12.16%), IWX (7.95%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 23 new positions and exited 24; 44 existing positions rose in reported value and 29 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$266.6M

Long-equity book

Holdings
121

Distinct positions

Period
2026-06-30

Filed 2026-08-10

Q/Q Activity
+23 / −24 / ↑44 / ↓29

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IWY12.5% · +3%SCEC12.2% · +10%IWX7.9% · +6%AVNM4.8% · +4%EFV4.0% · +3%IWS3.8% · -5%EFG3.6% · -4%IEMG3.1% · +3%SPYM2.9% · -18%MAYW2.5% · newVTWO2.2% · +1%JUNW2.2% · newSIXD2.2% · newONEZ2.0% · +184%BUCK1.5% · +1%CTA1.4% · -0%ZJUN1.3% · newBILZ1.3% · +174%IWP1.3% · +16%TUA1.2% · +6%FOXY1.2% · +1%SBAR1.1% · +1%MAYT1.1% · newAGGH1.1% · +2%SCNM1.0% · +4%ZMAY1.0% · newAAPL0.8% · -2%MSFT0.8% · -4%SVOL0.7% · +1%SEPZ0.7% · -4%NVDA0.6% · -8%AIOO0.5% · +8%PAYM0.5% · -3%IDEV0.5% · -14%NTSX0.4% · -17%AMZN0.4% · -50%SCHG0.4% · +18%V0.4% · -2%STLD0.4% · 0%GAEM0.4% · +1%QBER0.4% · +117%DGRW0.3% · -28%AGGY0.3% · -16%GOOG0.3% · -14%AVGO0.3% · -2%SPD0.3% · -3%WFC0.3% · -0%CSX0.3% · -0%XSOE0.3% · -20%DDWM0.2% · -13%LTPZ0.2% · newSPTI0.2% · +0%GOOGL0.2% · +0%TSLA0.2% · -3%MU0.2% · newLLY0.2% · +1%DLN0.2% · -11%ZROZ0.2% · newSCHP0.2% · -48%DMBS0.2% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 57.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 22, 2026.

Assets Under Management
$582.8M
Discretionary
$582.8M
Employees
46
Accounts
4,056
Address
5916 COVINGTON RD
FORT WAYNE, IN 46804
Phone
(260) 482-9559
Website
This firm reports 2 disclosure items on its registration.
Name Title / Status Ownership Type
Lockwood, Rachel, Ann ControlCHIEF COMPLIANCE OFFICER
since Feb 2026
Less than 5%Individual
WEADE, CASEY, BAILEY ControlCHIEF EXECUTIVE OFFICER
since Mar 2016
75% or moreIndividual
Ownership & leadership changes · 7 filings with changes since Dec 26, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • No longer listedJOHNSON, MARSHAL, NEIL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2024
  • AddedLockwood, Rachel, Ann · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 27, 2025 filing
  • No longer listedChambers, Matthew, Philip Christopher · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Aug 2021
Nov 20, 2024 filing
  • No longer listedHARPER, JOHN, HENRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2020
  • AddedJOHNSON, MARSHAL, NEIL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 31, 2024 filing
  • ChangedWEADE, CASEY, BAILEY · title PRESIDENT → CHIEF EXECUTIVE OFFICER
Sep 22, 2022 filing
  • ChangedChambers, Matthew, Philip Christopher · title CHIEF OPERATIONS OFFICER → CHIEF OPERATING OFFICER
Apr 1, 2022 filing
  • AddedChambers, Matthew, Philip Christopher · CHIEF OPERATIONS OFFICER · Less than 5% · control person
Nov 12, 2020 filing
  • AddedHARPER, JOHN, HENRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedWEADE, CASEY, BAILEY · title PRESIDENT AND CCO → PRESIDENT
Dec 26, 2018 filing (earliest on record)
  • ListedWEADE, CASEY, BAILEY · PRESIDENT AND CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

HOWARD BAILEY SECURITIES, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IWY 464289438 $33.4M 12.52% 114,885 SH
2 CAPITOL SER TR SCEC 14064D444 $32.4M 12.16% 1,295,101 SH
3 ISHARES TR IWX 464289420 $21.2M 7.95% 201,456 SH
4 AMERICAN CENTY ETF TR AVNM 025072174 $12.7M 4.77% 154,349 SH
5 ISHARES TR EFV 464288877 $10.7M 4.02% 140,003 SH
6 ISHARES TR IWS 464287473 $10.1M 3.80% 61,554 SH
7 ISHARES TR EFG 464288885 $9.5M 3.58% 76,750 SH
8 ISHARES INC IEMG 46434G103 $8.3M 3.13% 100,749 SH
9 SPDR SERIES TRUST SPYM 78464A854 $7.7M 2.90% 87,972 SH
10 AIM ETF PRODUCTS TRUST MAYW 00888H752 $6.7M 2.51% 192,678 SH
11 VANGUARD SCOTTSDALE FDS VTWO 92206C664 $6.0M 2.25% 49,308 SH
12 AIM ETF PRODUCTS TRUST JUNW 00888H737 $6.0M 2.24% 173,393 SH
13 AIM ETF PRODUCTS TRUST SIXD 00888H646 $5.9M 2.23% 192,711 SH
14 ELEVATION SERIES TRUST ONEZ 210322608 $5.4M 2.03% 196,388 SH
15 SIMPLIFY EXCHANGE TRADED FUN BUCK 82889N640 $4.1M 1.53% 174,639 SH
16 SIMPLIFY EXCHANGE TRADED FUN CTA 82889N699 $3.6M 1.36% 139,542 SH
17 INNOVATOR ETFS TRUST ZJUN 45784N643 $3.5M 1.32% 128,131 SH
18 PIMCO ETF TR BILZ 72201R577 $3.4M 1.27% 33,625 SH
19 ISHARES TR IWP 464287481 $3.4M 1.27% 23,081 SH
20 SIMPLIFY EXCHANGE TRADED FUN TUA 82889N657 $3.2M 1.20% 156,987 SH
21 SIMPLIFY EXCHANGE TRADED FUN FOXY 82889N368 $3.1M 1.17% 104,465 SH
22 SIMPLIFY EXCHANGE TRADED FUN SBAR 82889N335 $3.0M 1.13% 118,177 SH
23 AIM ETF PRODUCTS TRUST MAYT 00888H760 $2.9M 1.10% 74,876 SH
24 SIMPLIFY EXCHANGE TRADED FUN AGGH 82889N723 $2.9M 1.07% 141,976 SH
25 STERLING CAP FDS SCNM 85917K470 $2.7M 0.99% 105,358 SH
26 INNOVATOR ETFS TRUST ZMAY 45784N650 $2.6M 0.97% 99,384 SH
27 APPLE INC AAPL 037833100 $2.3M 0.85% 7,833 SH
28 MICROSOFT CORP MSFT 594918104 $2.3M 0.84% 6,034 SH
29 SIMPLIFY EXCHANGE TRADED FUN SVOL 82889N863 $2.0M 0.74% 123,270 SH
30 ELEVATION SERIES TRUST SEPZ 210322798 $1.9M 0.72% 42,384 SH
31 NVIDIA CORPORATION NVDA 67066G104 $1.7M 0.63% 8,438 SH
32 AIM ETF PRODUCTS TRUST AIOO 00888H448 $1.4M 0.53% 53,952 SH
33 ELEVATION SERIES TRUST PAYM 210322574 $1.4M 0.52% 55,228 SH
34 ISHARES TR IDEV 46435G326 $1.3M 0.49% 14,663 SH
35 WISDOMTREE TR NTSX 97717Y790 $1.2M 0.44% 19,882 SH
36 AMAZON COM INC AMZN 023135106 $1.1M 0.42% 4,664 SH
37 SCHWAB STRATEGIC TR SCHG 808524300 $1.1M 0.41% 32,138 SH
38 VISA INC V 92826C839 $1.0M 0.38% 2,979 SH
39 STEEL DYNAMICS INC STLD 858119100 $1.0M 0.38% 4,416 SH
40 SIMPLIFY EXCHANGE TRADED FUN GAEM 82889N459 $1.0M 0.38% 37,237 SH
41 ELEVATION SERIES TRUST QBER 210322509 $969.1K 0.36% 40,718 SH
42 WISDOMTREE TR DGRW 97717X669 $885.4K 0.33% 9,259 SH
43 WISDOMTREE TR AGGY 97717X511 $851.6K 0.32% 19,587 SH
44 ALPHABET INC GOOG 02079K107 $810.4K 0.30% 2,294 SH
45 BROADCOM INC AVGO 11135F101 $774.8K 0.29% 2,051 SH
46 SIMPLIFY EXCHANGE TRADED FUN SPD 82889N202 $707.7K 0.27% 17,062 SH
47 WELLS FARGO & CO WFC 949746101 $688.6K 0.26% 8,332 SH
48 CSX CORP CSX 126408103 $672.2K 0.25% 14,143 SH
49 WISDOMTREE TR XSOE 97717X578 $671.1K 0.25% 13,646 SH
50 WISDOMTREE TR DDWM 97717X263 $641.2K 0.24% 13,885 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-10 $266.6M 121 0002043986-26-000006
2026-03-31 2026-04-23 $243.2M 122 0002043986-26-000005
2025-09-30 2026-02-27 $351.3M 144 0002043986-26-000004
Filer Information
Address
5916 COVINGTON ROAD
FORT WAYNE, IN 46804
Phone
(260) 482-9559
Filing Manager
HOWARD BAILEY SECURITIES, LLC
FORT WAYNE, IN
Signatory
Rodrigo Diaz
Compliance Analyst