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CATHY PARETO & ASSOCIATES, INC — 13F Holdings & Portfolio

CIK 2045974 · latest 13F-HR filed 2026-10-15

Backtest portfolio

CATHY PARETO & ASSOCIATES, INC manages $175.4M in 13F-reported U.S. long-equity assets across 98 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SCHV (8.09%), AAPL (6.60%), OPPE (5.56%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 4 new positions and exited 8; 23 existing positions rose in reported value and 25 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$175.4M

Long-equity book

Holdings
98

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+4 / −8 / ↑23 / ↓25

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SCHV8.1% · +4%AAPL6.6% · -0%OPPE5.6% · +4%SCHM5.1% · +7%VB4.0% · +3%JPST4.0% · +0%SCHX3.9% · +6%CLOI3.5% · +40%VGT3.4% · -3%COWZ3.3% · -5%VOE3.0% · +11%VBR3.0% · +5%FNDX2.9% · +9%HEDJ2.7% · -8%BRK.B2.2% · -0%FNDF2.1% · +16%QTUM1.8% · +4%SCHB1.8% · -4%MSFT1.6% · +1%AMZN1.5% · +1%IAU1.4% · +5%SCHF1.3% · +26%VHT1.1% · -2%SCHD1.1% · +1%CGIC1.1% · +104%NLR1.0% · -5%GOOG1.0% · +0%PAVE0.9% · +2%VTI0.8% · +4%GSY0.8% · -19%IJH0.8% · +4%SLV0.8% · +4%DFUS0.7% · +3%RWJ0.6% · -0%SMH0.6% · +19%GOOGL0.6% · +3%DFUV0.5% · +0%RSP0.5% · +0%QQQ0.5% · +19%AVGO0.5% · +4%JEPI0.5% · -7%BRO0.4% · 0%VV0.4% · +1%BRK.A0.4% · 0%META0.4% · +2%VTV0.4% · +0%NVDA0.4% · +10%SETM0.4% · +4%FXH0.4% · -10%ITA0.4% · -0%EZM0.3% · -3%XLK0.3% · -14%IBIT0.3% · +8%DXJ0.3% · +0%SDOG0.3% · +1%VYM0.3% · -6%NFLX0.3% · +2%HDV0.3% · +1%GDX0.3% · +5%TSM0.2% · +6%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 23, 2026.

Assets Under Management
$300.1M
Discretionary
$287.6M
Employees
7
Accounts
642
Address
901 PONCE DE LEON BLVD.
SUITE 501
CORAL GABLES, FL 33134
Phone
(305) 648-9814
Website
Name Title / Status Ownership Type
PARETO, CATHERINA, MARLENE ControlPRESIDENT/CHIEF COMPLIANCE OFFICER
since Nov 2007
75% or moreIndividual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 23 →

Top Trims

Show all 25 →

New Positions

Show all 4 →

Exited Positions

Show all 8 →

CATHY PARETO & ASSOCIATES, INC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHV 808524409 $14.2M 8.09% 426,467 SH
2 APPLE INC AAPL 037833100 $11.6M 6.60% 34,791 SH
3 WISDOMTREE TR OPPE 97717X552 $9.8M 5.56% 169,401 SH
4 SCHWAB STRATEGIC TR SCHM 808524508 $9.0M 5.11% 263,259 SH
5 VANGUARD INDEX FDS VB 922908751 $7.0M 4.01% 24,753 SH
6 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $7.0M 3.99% 138,811 SH
7 SCHWAB STRATEGIC TR SCHX 808524201 $6.8M 3.90% 227,840 SH
8 VANECK ETF TRUST CLOI 92189H748 $6.2M 3.53% 116,964 SH
9 VANGUARD WORLD FD VGT 92204A702 $5.9M 3.37% 47,040 SH
10 PACER FDS TR COWZ 69374H881 $5.9M 3.34% 87,809 SH
11 VANGUARD INDEX FDS VOE 922908512 $5.3M 3.02% 27,123 SH
12 VANGUARD INDEX FDS VBR 922908611 $5.2M 2.97% 22,589 SH
13 SCHWAB STRATEGIC TR FNDX 808524771 $5.1M 2.92% 162,659 SH
14 WISDOMTREE TR HEDJ 97717X701 $4.7M 2.71% 85,601 SH
15 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $3.8M 2.17% 7,657 SH
16 SCHWAB STRATEGIC TR FNDF 808524755 $3.7M 2.10% 68,496 SH
17 ETF SER SOLUTIONS QTUM 26922A420 $3.2M 1.80% 20,815 SH
18 SCHWAB STRATEGIC TR SCHB 808524102 $3.1M 1.75% 105,001 SH
19 MICROSOFT CORP MSFT 594918104 $2.9M 1.63% 5,590 SH
20 AMAZON COM INC AMZN 023135106 $2.6M 1.47% 10,329 SH
21 ISHARES GOLD TR IAU 464285204 $2.5M 1.40% 31,432 SH
22 SCHWAB STRATEGIC TR SCHF 808524805 $2.2M 1.27% 81,077 SH
23 VANGUARD WORLD FD VHT 92204A504 $1.9M 1.11% 6,152 SH
24 SCHWAB STRATEGIC TR SCHD 808524797 $1.9M 1.09% 58,970 SH
25 CAPITAL GROUP INTERNATIONAL CGIC 14021T102 $1.9M 1.08% 52,628 SH
26 VANECK ETF TRUST NLR 92189F601 $1.8M 1.04% 17,707 SH
27 ALPHABET INC GOOG 02079K107 $1.8M 1.03% 5,315 SH
28 GLOBAL X FDS PAVE 37954Y673 $1.6M 0.92% 30,781 SH
29 VANGUARD INDEX FDS VTI 922908769 $1.5M 0.84% 3,952 SH
30 INVESCO ACTIVELY MANAGED EXC GSY 46090A887 $1.5M 0.83% 29,229 SH
31 ISHARES TR IJH 464287507 $1.4M 0.78% 19,065 SH
32 ISHARES SILVER TR SLV 46428Q109 $1.4M 0.78% 24,959 SH
33 DIMENSIONAL ETF TRUST DFUS 25434V401 $1.2M 0.68% 14,389 SH
34 INVESCO EXCH TRADED FD TR II RWJ 46138G664 $1.1M 0.63% 19,742 SH
35 VANECK ETF TRUST SMH 92189F676 $1.0M 0.59% 1,692 SH
36 ALPHABET INC GOOGL 02079K305 $1.0M 0.58% 2,968 SH
37 DIMENSIONAL ETF TRUST DFUV 25434V724 $941.0K 0.54% 17,109 SH
38 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $875.0K 0.50% 4,206 SH
39 INVESCO QQQ TR QQQ 46090E103 $847.6K 0.48% 1,145 SH
40 BROADCOM INC AVGO 11135F101 $835.4K 0.48% 2,378 SH
41 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $799.2K 0.46% 14,214 SH
42 BROWN & BROWN INC BRO 115236101 $774.2K 0.44% 12,711 SH
43 VANGUARD INDEX FDS VV 922908637 $751.0K 0.43% 2,134 SH
44 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $747.0K 0.43% 1 SH
45 META PLATFORMS INC META 30303M102 $734.2K 0.42% 1,012 SH
46 VANGUARD INDEX FDS VTV 922908744 $730.3K 0.42% 3,379 SH
47 NVIDIA CORPORATION NVDA 67066G104 $701.3K 0.40% 3,070 SH
48 SPROTT FDS TR SETM 85208P402 $701.0K 0.40% 23,926 SH
49 FIRST TR EXCHANGE-TRADED FD FXH 33734X143 $687.0K 0.39% 5,254 SH
50 ISHARES TR ITA 464288760 $642.6K 0.37% 3,101 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $175.4M 98 0002045974-26-000005
2026-06-30 2026-07-15 $170.6M 102 0002045974-26-000003
2026-03-31 2026-04-14 $149.0M 96 0002045974-26-000002
2025-12-31 2026-01-23 $144.1M 92 0002045974-26-000001
Filer Information
Address
901 PONCE DE LEON BLVD.
SUITE 501
CORAL GABLES, FL 33134
Phone
(305) 648-9814
Filing Manager
CATHY PARETO & ASSOCIATES, INC
CORAL GABLES, FL
Signatory
Cathy Pareto
CCO