CATHY PARETO & ASSOCIATES, INC — 13F Holdings & Portfolio
CIK 2045974 · latest 13F-HR filed 2026-04-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$149.0M
Long-equity book
Holdings
96
Distinct positions
Period
2026-03-31
Filed 2026-04-14
Q/Q Activity
+6 / −2 / ↑29 / ↓29
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$2.3M +31.1%
- WISDOMTREE TR$1.1M +15.3%
- SCHWAB STRATEGIC TR$1.0M +17.4%
- VANGUARD INDEX FDS$556.7K +13.6%
- VANECK ETF TRUST$555.8K +21.2%
Top Trims
- BLUEROCK PVT REAL ESTATE FD-$789.8K -17.6%
- APPLE INC-$566.6K -6.0%
- MICROSOFT CORP-$556.8K -21.5%
- VANGUARD WORLD FD-$415.1K -8.8%
- BERKSHIRE HATHAWAY INC DEL-$269.7K -6.8%
New Positions
- VANECK ETF TRUST$414.6K
- ISHARES TR$322.2K
- EXXON MOBIL CORP$256.6K
- SELECT SECTOR SPDR TR$253.5K
- CHEVRON CORPORATION$246.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $9.5M | 6.41% | 312,957 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $8.8M | 5.94% | 34,868 | SH |
| 3 | WISDOMTREE TR | OPPE | 97717X552 | $8.0M | 5.37% | 149,062 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $6.9M | 4.63% | 222,984 | SH |
| 5 | VANGUARD INDEX FDS | VB | 922908751 | $6.2M | 4.19% | 23,814 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $6.2M | 4.17% | 122,715 | SH |
| 7 | PACER FDS TR | COWZ | 69374H881 | $6.1M | 4.11% | 97,984 | SH |
| 8 | WISDOMTREE TR | HEDJ | 97717X701 | $5.2M | 3.49% | 99,565 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $4.8M | 3.21% | 186,486 | SH |
| 10 | VANGUARD INDEX FDS | VOE | 922908512 | $4.7M | 3.14% | 25,410 | SH |
| 11 | VANGUARD INDEX FDS | VBR | 922908611 | $4.6M | 3.12% | 21,401 | SH |
| 12 | VANGUARD WORLD FD | VGT | 92204A702 | $4.3M | 2.90% | 6,202 | SH |
| 13 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $4.0M | 2.71% | 144,819 | SH |
| 14 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $3.7M | 2.49% | 7,731 | SH |
| 15 | BLUEROCK PVT REAL ESTATE FD | BPRE | 09631P102 | $3.7M | 2.49% | 222,951 | SH |
| 16 | VANECK ETF TRUST | CLOI | 92189H748 | $3.2M | 2.14% | 60,393 | SH |
| 17 | ISHARES GOLD TR | IAU | 464285204 | $2.8M | 1.85% | 31,322 | SH |
| 18 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $2.7M | 1.85% | 109,528 | SH |
| 19 | VANECK ETF TRUST | NLR | 92189F601 | $2.5M | 1.65% | 18,438 | SH |
| 20 | AMAZON COM INC | AMZN | 023135106 | $2.1M | 1.42% | 10,167 | SH |
| 21 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $2.1M | 1.42% | 43,123 | SH |
| 22 | MICROSOFT CORP | MSFT | 594918104 | $2.0M | 1.37% | 5,504 | SH |
| 23 | ETF SER SOLUTIONS | QTUM | 26922A420 | $2.0M | 1.36% | 18,899 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $2.0M | 1.31% | 63,567 | SH |
| 25 | VANGUARD WORLD FD | VHT | 92204A504 | $1.9M | 1.25% | 6,865 | SH |
| 26 | INVESCO ACTIVELY MANAGED EXC | GSY | 46090A887 | $1.9M | 1.25% | 37,235 | SH |
| 27 | ISHARES SILVER TR | SLV | 46428Q109 | $1.6M | 1.11% | 24,203 | SH |
| 28 | GLOBAL X FDS | PAVE | 37954Y673 | $1.5M | 0.99% | 29,078 | SH |
| 29 | ALPHABET INC | GOOG | 02079K107 | $1.5M | 0.98% | 5,076 | SH |
| 30 | ISHARES TR | IJH | 464287507 | $1.2M | 0.81% | 17,917 | SH |
| 31 | VANGUARD INDEX FDS | VTI | 922908769 | $1.2M | 0.80% | 3,716 | SH |
| 32 | DIMENSIONAL ETF TRUST | DFAS | 25434V500 | $1.1M | 0.76% | 15,977 | SH |
| 33 | INVESCO EXCH TRADED FD TR II | RWJ | 46138G664 | $1.0M | 0.69% | 20,358 | SH |
| 34 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $1.0M | 0.68% | 17,813 | SH |
| 35 | DIMENSIONAL ETF TRUST | DFUS | 25434V401 | $950.9K | 0.64% | 13,409 | SH |
| 36 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $917.5K | 0.62% | 4,780 | SH |
| 37 | BROWN & BROWN INC | BRO | 115236101 | $832.2K | 0.56% | 12,762 | SH |
| 38 | ALPHABET INC | GOOGL | 02079K305 | $828.2K | 0.56% | 2,880 | SH |
| 39 | DIMENSIONAL ETF TRUST | DFUV | 25434V724 | $823.3K | 0.55% | 16,988 | SH |
| 40 | BERKSHIRE HATHAWAY INC DEL | BRK.A | 084670108 | $718.1K | 0.48% | 1 | SH |
| 41 | BROADCOM INC | AVGO | 11135F101 | $687.7K | 0.46% | 2,221 | SH |
| 42 | SPROTT FDS TR | SETM | 85208P402 | $685.4K | 0.46% | 20,720 | SH |
| 43 | FIRST TR EXCHANGE-TRADED FD | FXH | 33734X143 | $670.1K | 0.45% | 6,111 | SH |
| 44 | ISHARES TR | ITA | 464288760 | $643.0K | 0.43% | 2,939 | SH |
| 45 | VANGUARD INDEX FDS | VV | 922908637 | $623.5K | 0.42% | 2,086 | SH |
| 46 | NETFLIX INC. | NFLX | 64110L106 | $618.1K | 0.41% | 6,429 | SH |
| 47 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $616.1K | 0.41% | 24,894 | SH |
| 48 | VANGUARD INDEX FDS | VTV | 922908744 | $613.3K | 0.41% | 3,126 | SH |
| 49 | SPDR GOLD TR | GLD | 78463V107 | $583.9K | 0.39% | 1,357 | SH |
| 50 | META PLATFORMS INC | META | 30303M102 | $562.6K | 0.38% | 983 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-14 | $149.0M | 96 | 0002045974-26-000002 |
| 2025-12-31 | 2026-01-23 | $144.1M | 92 | 0002045974-26-000001 |