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Whipplewood Advisors, LLC — 13F Holdings & Portfolio

CIK 2052510 · latest 13F-HR filed 2026-10-20

Backtest portfolio

Whipplewood Advisors, LLC manages $148.3M in 13F-reported U.S. long-equity assets across 200 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JAAA (13.59%), NPFE (8.25%), MTUM (2.71%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 13 new positions and exited 449; 47 existing positions rose in reported value and 83 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$148.3M

Long-equity book

Holdings
200

Distinct positions

Period
2026-09-30

Filed 2026-10-20

Q/Q Activity
+13 / −449 / ↑47 / ↓83

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
JAAA13.6% · +22%NPFE8.2% · -0%MTUM2.7% · +7%VIG2.7% · +2%ARCC2.6% · +12%BALT2.5% · +6%BXSL2.3% · +15%VIGI2.2% · +5%VEA2.2% · +4%JPLD2.1% · -49%JCPB2.0% · newFNDF2.0% · +9%VT1.9% · 0%AAPL1.7% · -3%JEPI1.6% · +7%EPD1.4% · 0%TAFI1.4% · -2%IUSB1.3% · newWEA1.3% · -45%FNDX1.2% · -2%VWO1.2% · +5%IVV1.1% · -2%GBDC1.1% · +16%FNDE1.1% · +4%EEMV1.1% · +5%PRF1.1% · +7%HTGC1.1% · +11%JEPQ1.0% · +2%DCRE0.9% · newPRFZ0.9% · +1%SCHM0.9% · +2%NIM0.9% · +5%MOTI0.8% · +5%EFAX0.7% · +2%ARES0.7% · +4%MOAT0.7% · -0%FLTR0.7% · newBX0.7% · +4%ANGL0.7% · newMSFT0.6% · -15%DFP0.6% · -46%LEND0.6% · -25%EVN0.6% · +4%MGC0.6% · +6%VKI0.6% · +4%IIM0.6% · +4%TSLX0.6% · +20%QQQ0.6% · +1%JULH0.6% · +8%JANH0.6% · +6%OCTH0.6% · +8%APRH0.6% · +7%NVG0.6% · +4%SPLV0.6% · -1%JPST0.5% · -2%CWB0.5% · newNEA0.5% · +7%MMD0.5% · +13%VKQ0.5% · +5%MCD0.5% · -1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 8, 2026.

Assets Under Management
$324.5M
Discretionary
$320.5M
Employees
6
Accounts
375
Address
11852 SHAFFER DRIVE
BUILDING B
LITTLETON, CO 80127
Phone
(303) 551-8016
Name Title / Status Ownership Type
FEELEY, MONA, LYNN ControlMEMBER
since Jan 2016
25–50%Individual
HUBBARD, JOSEPH, ERNEST ControlMEMBER, CCO
since Feb 2020
25–50%Individual
WHIPPLE, RICHARD, JAY ControlMEMBER
since Jan 2016
25–50%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Whipplewood Advisors, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JANUS DETROIT STR TR JAAA 47103U845 $20.2M 13.59% 399,284 SH
2 ELEVATION SERIES TRUST NPFE 210322590 $12.2M 8.25% 437,586 SH
3 ISHARES TR MTUM 46432F396 $4.0M 2.71% 12,660 SH
4 VANGUARD SPECIALIZED FUNDS VIG 921908844 $4.0M 2.67% 16,958 SH
5 ARES CAPITAL CORP ARCC 04010L103 $3.8M 2.55% 198,090 SH
6 INNOVATOR ETFS TRUST BALT 45783Y855 $3.6M 2.45% 104,077 SH
7 BLACKSTONE SECD LENDING FD BXSL 09261X102 $3.4M 2.27% 140,121 SH
8 VANGUARD WHITEHALL FDS VIGI 921946810 $3.3M 2.22% 34,848 SH
9 VANGUARD TAX-MANAGED FDS VEA 921943858 $3.2M 2.19% 46,012 SH
10 J P MORGAN EXCHANGE TRADED F JPLD 46654Q773 $3.1M 2.06% 59,394 SH
11 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $3.0M 2.00% 66,187 SH
12 SCHWAB STRATEGIC TR FNDF 808524755 $3.0M 2.00% 55,128 SH
13 VANGUARD INTL EQUITY INDEX F VT 922042742 $2.7M 1.85% 17,407 SH
14 APPLE INC AAPL 037833100 $2.5M 1.68% 7,499 SH
15 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $2.3M 1.56% 41,116 SH
16 ENTERPRISE PRODS PARTNERS L EPD 293792107 $2.1M 1.44% 59,945 SH
17 AB ACTIVE ETFS INC TAFI 00039J202 $2.1M 1.41% 84,926 SH
18 ISHARES TR IUSB 46434V613 $2.0M 1.33% 44,764 SH
19 WESTERN ASSET PREMIER BD FD WEA 957664105 $1.9M 1.31% 195,362 SH
20 SCHWAB STRATEGIC TR FNDX 808524771 $1.8M 1.20% 56,575 SH
21 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.7M 1.18% 29,475 SH
22 ISHARES TR IVV 464287200 $1.7M 1.11% 2,157 SH
23 GOLUB CAP BDC INC GBDC 38173M102 $1.6M 1.11% 130,064 SH
24 SCHWAB STRATEGIC TR FNDE 808524730 $1.6M 1.08% 38,189 SH
25 ISHARES INC EEMV 464286533 $1.6M 1.07% 21,531 SH
26 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $1.6M 1.07% 29,283 SH
27 HERCULES CAPITAL INC HTGC 427096508 $1.6M 1.05% 92,707 SH
28 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $1.5M 1.04% 25,211 SH
29 DOUBLELINE ETF TRUST DCRE 25861R303 $1.4M 0.95% 27,477 SH
30 INVESCO EXCHANGE TRADED FD T PRFZ 46137V597 $1.4M 0.94% 26,631 SH
31 SCHWAB STRATEGIC TR SCHM 808524508 $1.4M 0.93% 40,590 SH
32 NUVEEN SELECT MAT MUN FD NIM 67061T101 $1.4M 0.93% 158,443 SH
33 VANECK ETF TRUST MOTI 92189F593 $1.3M 0.85% 36,336 SH
34 SPDR INDEX SHS FDS EFAX 78470E106 $1.1M 0.72% 19,973 SH
35 ARES MANAGEMENT CORPORATION ARES 03990B101 $1.1M 0.71% 9,095 SH
36 VANECK ETF TRUST MOAT 92189F643 $1.0M 0.69% 9,686 SH
37 VANECK ETF TRUST FLTR 92189F486 $1.0M 0.68% 39,263 SH
38 BLACKSTONE INC BX 09260D107 $987.6K 0.67% 8,811 SH
39 VANECK ETF TRUST ANGL 92189F437 $978.6K 0.66% 35,188 SH
40 MICROSOFT CORP MSFT 594918104 $954.0K 0.64% 1,860 SH
41 FLAHERTY & CRUMRINE DYNAMIC DFP 33848W106 $951.5K 0.64% 50,397 SH
42 SEI EXCHANGE TRADED FUNDS LEND 81589A874 $928.8K 0.63% 38,359 SH
43 EATON VANCE MUN INCOME TR EVN 27826U108 $900.5K 0.61% 97,455 SH
44 VANGUARD WORLD FD MGC 921910873 $892.1K 0.60% 3,160 SH
45 INVESCO ADVANTAGE MUN INCOME VKI 46132E103 $877.7K 0.59% 117,335 SH
46 INVESCO VALUE MUN INCOME TR IIM 46132P108 $877.3K 0.59% 83,872 SH
47 SIXTH STREET SPECIALTY LENDI TSLX 83012A109 $873.5K 0.59% 48,475 SH
48 INVESCO QQQ TR QQQ 46090E103 $866.3K 0.58% 1,171 SH
49 INNOVATOR ETFS TRUST JULH 45783Y582 $841.3K 0.57% 33,742 SH
50 INNOVATOR ETFS TRUST JANH 45783Y657 $837.4K 0.56% 33,806 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-20 $148.3M 200 0002052510-26-000005
2026-06-30 2026-07-27 $148.6M 636 0002052510-26-000003
2026-03-31 2026-04-30 $192.7M 1,065 0002052510-26-000002
2025-12-31 2026-02-17 $155.6M 503 0002052510-26-000001
Filer Information
Address
11852 SHAFFER DRIVE
BUILDING B
LITTLETON, CO 80127
Phone
(303) 989-7600
Filing Manager
Whipplewood Advisors, LLC
LITTLETON, CO
Signatory
Ron New
Director of Operations