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Whipplewood Advisors, LLC — 13F Holdings & Portfolio

CIK 2052510 · latest 13F-HR filed 2026-07-27

Backtest portfolio

Whipplewood Advisors, LLC manages $148.6M in 13F-reported U.S. long-equity assets across 636 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JAAA (11.10%), NPFE (8.18%), JPLD (4.07%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 8 new positions, exited 437, added to 116, and trimmed 451.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
11852 SHAFFER DRIVE
BUILDING B
LITTLETON, CO 80127
Phone
(303) 989-7600
Filing Manager
Whipplewood Advisors, LLC
LITTLETON, CO
Signatory
Ron New
Director of Operations
Loading holdings…
AUM

$148.6M

Long-equity book

Holdings

636

Distinct positions

Period

2026-06-30

Filed 2026-07-27

Q/Q Activity

+8 / −437 / ↑116 / ↓451

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ELEVATION SERIES TRUST$1.3M +11.8%
  • ARES CAPITAL CORP$974.6K +42.1%
  • BLACKSTONE SECD LENDING FD$916.2K +46.7%
  • ISHARES TR$798.0K +24.6%
  • HERCULES CAPITAL INC$444.1K +50.9%
Show all 116 →

Top Trims

  • TESLA INC-$3.8M -97.6%
  • FIRST TR EXCHANGE-TRADED FD-$3.2M -83.5%
  • ARK ETF TR-$2.4M -83.6%
  • NVIDIA CORPORATION-$2.1M -95.2%
  • J P MORGAN EXCHANGE TRADED F-$1.8M -23.0%
Show all 451 →

New Positions

  • SEI EXCHANGE TRADED FUNDS$1.3M
  • PGIM ETF TR$288.6K
  • CARNIVAL CORP LTD$7.1K
  • DUPONT DE NEMOURS INC$1.5K
  • WISE GROUP PLC$1.3K
Show all 8 →

Exited Positions

  • V F CORP$330.0K
  • KAYNE ANDERSON ENERGY INFRST$328.0K
  • FIRST TR EXCHANGE TRADED FD$280.4K
  • VAIL RESORTS INC$205.3K
  • ARK ETF TR$189.4K
Show all 437 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JANUS DETROIT STR TR JAAA 47103U845 $16.5M 11.10% 326,599 SH
2 ELEVATION SERIES TRUST NPFE 210322590 $12.2M 8.18% 437,689 SH
3 J P MORGAN EXCHANGE TRADED F JPLD 46654Q773 $6.0M 4.07% 115,738 SH
4 ISHARES TR MTUM 46432F396 $4.0M 2.72% 11,804 SH
5 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.9M 2.65% 16,664 SH
6 WESTERN ASSET PREMIER BD FD WEA 957664105 $3.8M 2.56% 357,034 SH
7 INNOVATOR ETFS TRUST BALT 45783Y855 $3.4M 2.26% 98,097 SH
8 ARES CAPITAL CORP ARCC 04010L103 $3.3M 2.22% 177,662 SH
9 VANGUARD TAX-MANAGED FDS VEA 921943858 $3.1M 2.11% 44,020 SH
10 VANGUARD WHITEHALL FDS VIGI 921946810 $3.1M 2.08% 33,159 SH
11 BLACKSTONE SECD LENDING FD BXSL 09261X102 $2.9M 1.94% 121,437 SH
12 VANGUARD INTL EQUITY INDEX F VT 922042742 $2.7M 1.84% 17,407 SH
13 SCHWAB STRATEGIC TR FNDF 808524755 $2.7M 1.79% 50,512 SH
14 APPLE INC AAPL 037833100 $2.2M 1.50% 7,727 SH
15 ENTERPRISE PRODS PARTNERS L EPD 293792107 $2.2M 1.48% 59,945 SH
16 AB ACTIVE ETFS INC TAFI 00039J202 $2.2M 1.47% 86,368 SH
17 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $2.2M 1.47% 38,554 SH
18 FLAHERTY & CRUMRINE DYNAMIC DFP 33848W106 $1.9M 1.30% 93,297 SH
19 SCHWAB STRATEGIC TR FNDX 808524771 $1.8M 1.21% 57,624 SH
20 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.7M 1.13% 28,031 SH
21 ISHARES TR IVV 464287200 $1.6M 1.11% 2,197 SH
22 ISHARES INC EEMV 464286533 $1.5M 1.04% 20,554 SH
23 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $1.5M 1.03% 24,815 SH
24 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $1.5M 1.00% 27,479 SH
25 INVESCO EXCHANGE TRADED FD T PRFZ 46137V597 $1.5M 0.99% 26,292 SH
26 SCHWAB STRATEGIC TR SCHM 808524508 $1.5M 0.99% 39,709 SH
27 SCHWAB STRATEGIC TR FNDE 808524730 $1.5M 0.98% 36,668 SH
28 GOLUB CAP BDC INC GBDC 38173M102 $1.4M 0.97% 112,027 SH
29 NUVEEN SELECT MAT MUN FD NIM 67061T101 $1.4M 0.96% 151,035 SH
30 HERCULES CAPITAL INC HTGC 427096508 $1.3M 0.89% 83,463 SH
31 SEI EXCHANGE TRADED FUNDS LEND 81589A874 $1.3M 0.87% 51,192 SH
32 VANECK ETF TRUST MOTI 92189F593 $1.2M 0.78% 34,730 SH
33 BLACKROCK CORPOR HI YLD FD I HYT 09255P107 $1.1M 0.76% 131,117 SH
34 INVESCO ADVANTAGE MUN INCOME VKI 46132E103 $1.1M 0.72% 112,493 SH
35 SPDR INDEX SHS FDS EFAX 78470E106 $1.1M 0.71% 19,623 SH
36 EATON VANCE MUN INCOME TR EVN 27826U108 $1.1M 0.71% 93,479 SH
37 INVESCO VALUE MUN INCOME TR IIM 46132P108 $1.0M 0.69% 80,630 SH
38 VANECK ETF TRUST MOAT 92189F643 $1.0M 0.68% 9,736 SH
39 BLACKSTONE INC BX 09260D107 $1.0M 0.67% 8,501 SH
40 ARES MANAGEMENT CORPORATION ARES 03990B101 $978.2K 0.66% 8,788 SH
41 NUVEEN AMT FREE MUN CR INC F NVG 67071L106 $960.5K 0.65% 75,042 SH
42 BLACKROCK DEBT STRATEGIES FD DSU 09255R202 $959.6K 0.65% 98,931 SH
43 PIMCO INCOME STRATEGY FD II PFN 72201J104 $955.8K 0.64% 134,055 SH
44 PIMCO HIGH INCOME FD PHK 722014107 $942.0K 0.63% 202,151 SH
45 WESTERN ASSET INVT GRADE OPP IGI 95790A101 $941.5K 0.63% 58,440 SH
46 MCDONALDS CORP MCD 580135101 $899.6K 0.61% 3,328 SH
47 INVESCO EXCH TRADED FD TR II SPLV 46138E354 $876.1K 0.59% 11,697 SH
48 INVESCO MUNICIPAL TRUST VKQ 46131J103 $875.3K 0.59% 87,183 SH
49 NUVEEN AMT FREE QLTY MUN INC NEA 670657105 $866.8K 0.58% 73,837 SH
50 INVESCO QQQ TR QQQ 46090E103 $850.5K 0.57% 1,155 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-27 $148.6M 636 0002052510-26-000003
2026-03-31 2026-04-30 $192.7M 1,065 0002052510-26-000002
2025-12-31 2026-02-17 $155.6M 503 0002052510-26-000001