McGrath & Associates, Inc. — 13F Holdings & Portfolio
CIK 2054701 · latest 13F-HR filed 2026-07-14
McGrath & Associates, Inc. manages $76.8M in 13F-reported U.S. long-equity assets across 32 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BOND (21.14%), GDE (10.52%), RSSY (9.88%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 4 new positions and exited 13; 20 existing positions rose in reported value and 2 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 74.7%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Apr 2, 2026.
ASHEVILLE, NC 28801
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BASCHNAGEL, ROBERT, EDWARD Control | FINANCIAL ADVISOR AND VICE PRESIDENT since Aug 2023 | 10–25% | Individual |
| MCGRATH, SUSAN, LEE Control | PRESIDENT/ CHIEF COMPLIANCE OFFICER since Apr 2002 | 75% or more | Individual |
Ownership & leadership changes · 4 filings with changes since Feb 9, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedJOHNSON, NICOLE, A. · SECRETARY · Less than 5% · listed since Jul 2011
- ChangedBASCHNAGEL, ROBERT, EDWARD · title FINANCIAL ADVISOR → FINANCIAL ADVISOR AND VICE PRESIDENT
- AddedBASCHNAGEL, ROBERT, EDWARD · FINANCIAL ADVISOR · 10–25% · control person
- AddedJOHNSON, NICOLE, A. · SECRETARY · Less than 5%
- ListedMCGRATH, SUSAN, LEE · PRESIDENT/ CHIEF COMPLIANCE OFFICER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- PIMCO ETF TR$1.5M +10.1%
- TIDAL TRUST II$1.3M +20.1%
- TIDAL TRUST II$698.2K +19.7%
- DIMENSIONAL ETF TRUST$437.8K +22.0%
- WISDOMTREE TR$417.1K +5.4%
New Positions
- DIMENSIONAL ETF TRUST$6.3M
- DIMENSIONAL ETF TRUST$4.8M
- DIMENSIONAL ETF TRUST$383.8K
- DIMENSIONAL ETF TRUST$228.8K
Exited Positions
- APPLE INC$1.3M
- LOWES COS INC$962.2K
- NVIDIA CORPORATION$847.2K
- DUKE ENERGY CORP NEW$843.2K
- EXXON MOBIL CORP$413.8K
McGrath & Associates, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO ETF TR | BOND | 72201R775 | $16.2M | 21.14% | 176,003 | SH |
| 2 | WISDOMTREE TR | GDE | 97717Y568 | $8.1M | 10.52% | 132,140 | SH |
| 3 | TIDAL TRUST II | RSSY | 88636J345 | $7.6M | 9.88% | 297,185 | SH |
| 4 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $6.3M | 8.27% | 143,023 | SH |
| 5 | DIMENSIONAL ETF TRUST | DFAX | 25434V880 | $4.8M | 6.24% | 129,968 | SH |
| 6 | TIDAL TRUST II | RSST | 88636J816 | $4.2M | 5.53% | 129,778 | SH |
| 7 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $3.5M | 4.52% | 109,404 | SH |
| 8 | DIMENSIONAL ETF TRUST | DFEV | 25434V740 | $2.4M | 3.16% | 56,926 | SH |
| 9 | SCHWAB STRATEGIC TR | FNDA | 808524763 | $2.2M | 2.89% | 58,331 | SH |
| 10 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $2.0M | 2.58% | 37,480 | SH |
| 11 | SCHWAB STRATEGIC TR | FNDC | 808524748 | $2.0M | 2.56% | 40,510 | SH |
| 12 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $1.8M | 2.30% | 47,330 | SH |
| 13 | CAMBRIA ETF TR | GVAL | 132061409 | $1.6M | 2.04% | 43,389 | SH |
| 14 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $1.5M | 1.97% | 48,615 | SH |
| 15 | DIMENSIONAL ETF TRUST | DFAT | 25434V609 | $1.5M | 1.94% | 21,327 | SH |
| 16 | DIMENSIONAL ETF TRUST | DISV | 25434V781 | $1.5M | 1.94% | 37,051 | SH |
| 17 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $1.4M | 1.88% | 26,692 | SH |
| 18 | SCHWAB STRATEGIC TR | FNDE | 808524730 | $1.3M | 1.74% | 33,615 | SH |
| 19 | DIMENSIONAL ETF TRUST | DFLV | 25434V666 | $809.0K | 1.05% | 20,460 | SH |
| 20 | DIMENSIONAL ETF TRUST | DFUV | 25434V724 | $725.5K | 0.95% | 13,188 | SH |
| 21 | VANGUARD BD INDEX FDS | BND | 921937835 | $683.3K | 0.89% | 9,308 | SH |
| 22 | DIMENSIONAL ETF TRUST | DFSU | 25434V716 | $642.8K | 0.84% | 13,785 | SH |
| 23 | DIMENSIONAL ETF TRUST | DFSI | 25434V690 | $600.7K | 0.78% | 13,320 | SH |
| 24 | VANGUARD STAR FDS | VXUS | 921909768 | $581.0K | 0.76% | 6,796 | SH |
| 25 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $448.2K | 0.58% | 11,029 | SH |
| 26 | VANGUARD INDEX FDS | VTI | 922908769 | $411.0K | 0.54% | 1,111 | SH |
| 27 | DIMENSIONAL ETF TRUST | DEXC | 25434V534 | $383.8K | 0.50% | 4,646 | SH |
| 28 | ISHARES TR | IGM | 464287549 | $369.7K | 0.48% | 2,260 | SH |
| 29 | DIMENSIONAL ETF TRUST | DFGR | 25434V658 | $364.4K | 0.47% | 12,580 | SH |
| 30 | DIMENSIONAL ETF TRUST | DFSE | 25434V682 | $322.8K | 0.42% | 6,604 | SH |
| 31 | ALPHABET INC | GOOGL | 02079K305 | $274.1K | 0.36% | 767 | SH |
| 32 | DIMENSIONAL ETF TRUST | DFAS | 25434V500 | $228.8K | 0.30% | 2,778 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-14 | $76.8M | 32 | 0002085853-26-000724 |
| 2026-03-31 | 2026-04-13 | $68.0M | 41 | 0002085853-26-000345 |
| 2025-12-31 | 2026-02-10 | $70.4M | 43 | 0002085853-26-000235 |
ASHEVILLE, NC 28802