Note Advisors, LLC — 13F Holdings & Portfolio
CIK 2056243 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$200.1M
Long-equity book
Holdings
85
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+4 / −1 / ↑15 / ↓19
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- DIMENSIONAL ETF TRUST$1.3M +7.0%
- ISHARES U S ETF TR$467.8K +23.0%
- VANGUARD BD INDEX FDS$414.2K +5.1%
- DIMENSIONAL ETF TRUST$224.1K +8.8%
- GOLDMAN SACHS ETF TR$219.9K +27.1%
Top Trims
- GLOBAL X FDS-$2.4M -86.1%
- CENCORA INC-$1.4M -85.5%
- VANGUARD SCOTTSDALE FDS-$468.3K -6.7%
- ALPHABET INC-$258.3K -12.4%
- MICROSOFT CORP-$196.3K -17.7%
New Positions
- FIRST TR EXCH TRADED FD III$3.8M
- ABRDN ETFS$250.2K
- NVIDIA CORPORATION$249.3K
- VANECK ETF TRUST$214.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $42.3M | 21.13% | 937,081 | SH |
| 2 | DIMENSIONAL ETF TRUST | DFCF | 25434V872 | $20.1M | 10.06% | 476,577 | SH |
| 3 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $16.0M | 7.97% | 409,445 | SH |
| 4 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $9.7M | 4.86% | 250,336 | SH |
| 5 | VANGUARD BD INDEX FDS | BND | 921937835 | $8.6M | 4.30% | 116,845 | SH |
| 6 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $6.5M | 3.26% | 22,069 | SH |
| 7 | DIMENSIONAL ETF TRUST | DFAE | 25434V302 | $6.3M | 3.14% | 185,564 | SH |
| 8 | VANGUARD INDEX FDS | VNQ | 922908553 | $5.4M | 2.71% | 61,033 | SH |
| 9 | ISHARES TR | NYF | 464288323 | $5.1M | 2.56% | 96,345 | SH |
| 10 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $4.9M | 2.46% | 52,245 | SH |
| 11 | ISHARES TR | LQD | 464287242 | $3.8M | 1.91% | 34,987 | SH |
| 12 | FIRST TR EXCH TRADED FD III | FPE | 33739E108 | $3.8M | 1.90% | 214,241 | SH |
| 13 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $3.6M | 1.78% | 73,974 | SH |
| 14 | DIMENSIONAL ETF TRUST | DFGX | 25434V575 | $3.2M | 1.61% | 61,430 | SH |
| 15 | SPDR SERIES TRUST | SPIP | 78464A656 | $3.0M | 1.49% | 114,850 | SH |
| 16 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $2.9M | 1.44% | 44,890 | SH |
| 17 | DIMENSIONAL ETF TRUST | DFNM | 25434V849 | $2.8M | 1.38% | 57,721 | SH |
| 18 | GLOBAL X FDS | QYLD | 37954Y483 | $2.6M | 1.28% | 149,408 | SH |
| 19 | ISHARES U S ETF TR | COMT | 46431W853 | $2.5M | 1.25% | 74,005 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $2.3M | 1.14% | 74,463 | SH |
| 21 | DIMENSIONAL ETF TRUST | DFAR | 25434V823 | $2.3M | 1.13% | 95,695 | SH |
| 22 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $2.2M | 1.11% | 39,289 | SH |
| 23 | DIMENSIONAL ETF TRUST | DCOR | 25434V625 | $2.2M | 1.09% | 30,294 | SH |
| 24 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $2.0M | 1.01% | 9,440 | SH |
| 25 | ALPHABET INC | GOOG | 02079K107 | $1.8M | 0.91% | 6,356 | SH |
| 26 | VANGUARD MUN BD FDS | VTEB | 922907746 | $1.8M | 0.89% | 35,494 | SH |
| 27 | INVESCO EXCH TRADED FD TR II | PZT | 46138E529 | $1.6M | 0.81% | 73,198 | SH |
| 28 | SSGA ACTIVE TR | EMTL | 78470P309 | $1.4M | 0.70% | 32,872 | SH |
| 29 | ISHARES TR | TIP | 464287176 | $1.3M | 0.63% | 11,432 | SH |
| 30 | MCDONALDS CORP | MCD | 580135101 | $1.3M | 0.63% | 4,027 | SH |
| 31 | ISHARES TR | IXUS | 46432F834 | $1.2M | 0.60% | 13,856 | SH |
| 32 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $1.1M | 0.57% | 32,269 | SH |
| 33 | ISHARES TR | IWB | 464287622 | $1.1M | 0.56% | 3,168 | SH |
| 34 | SPDR SERIES TRUST | SPHY | 78468R606 | $1.1M | 0.56% | 47,870 | SH |
| 35 | ISHARES TR | MUB | 464288414 | $1.0M | 0.52% | 9,828 | SH |
| 36 | GOLDMAN SACHS ETF TR | GIGB | 381430479 | $1.0M | 0.52% | 22,551 | SH |
| 37 | ISHARES TR | IAGG | 46435G672 | $997.4K | 0.50% | 19,933 | SH |
| 38 | APPLE INC | AAPL | 037833100 | $982.5K | 0.49% | 3,871 | SH |
| 39 | BONDBLOXX ETF TRUST | XHLF | 09789C788 | $940.5K | 0.47% | 18,687 | SH |
| 40 | MICROSOFT CORP | MSFT | 594918104 | $913.8K | 0.46% | 2,468 | SH |
| 41 | NBT BANCORP INC | NBTB | 628778102 | $761.3K | 0.38% | 17,879 | SH |
| 42 | VANGUARD SCOTTSDALE FDS | VTC | 92206C573 | $715.3K | 0.36% | 9,310 | SH |
| 43 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $697.8K | 0.35% | 10,623 | SH |
| 44 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $575.5K | 0.29% | 10,647 | SH |
| 45 | VANGUARD INDEX FDS | VTI | 922908769 | $568.5K | 0.28% | 1,772 | SH |
| 46 | UNITED AIRLS HLDGS INC | UAL | 910047109 | $541.7K | 0.27% | 5,884 | SH |
| 47 | ALPHABET INC | GOOGL | 02079K305 | $493.7K | 0.25% | 1,717 | SH |
| 48 | BROADCOM INC | AVGO | 11135F101 | $463.3K | 0.23% | 1,497 | SH |
| 49 | GLOBAL X FDS | XYLD | 37954Y475 | $462.0K | 0.23% | 11,808 | SH |
| 50 | VANGUARD STAR FDS | VXUS | 921909768 | $438.4K | 0.22% | 5,686 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $200.1M | 85 | 0002056243-26-000002 |
| 2025-12-31 | 2026-02-18 | $194.9M | 83 | 0002056243-26-000001 |
| 2025-09-30 | 2025-11-14 | $168.2M | 83 | 0002056243-25-000006 |